13F-HR/A filed by MUFG Americas Holdings Corp
MUFG Americas Holdings Corp filed this 13F-HR/A for the quarter ended 2012-03-31, filed 2015-12-31, with 1,393 holding rows worth $4,000,904,000.
- Accession
- 0001085146-15-002474
- Filer
- CIK 1011659
- Filed
- 2015-12-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2012
A holdings report, amendment of type restatement, 2,147 entries on the cover page, a total value of $4,000,904,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,000,904,000 with VALUE read as thousands by filing date, 13F file number 028-04665. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMUFG Union Bank, N.A.028-04661
- included managerHIGHMARK CAPITAL MANAGEMENT INC/CA028-04663
- included managerBANK OF TOKYO - MITSUBISHI UFJ, LTD028-05836
- included managerMITSUBISHI UFJ FINANCIAL GROUP INC028-13582
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Lowes Companies Inc | 42222G108 | LOW | 3,400 | $135,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 6,977 | $135,000 | thousands by filing date | |
| BRIDGE CAP HLDGS | 108030107 | COM | 10,000 | $135,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 24,100 | $134,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 11,500 | $133,000 | thousands by filing date | |
| PROSHARES | 74347R297 | EXCHANGE TRADED | 6,500 | $133,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 6,800 | $133,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 3,500 | $132,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 4,500 | $131,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 25,300 | $131,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 3,153 | $130,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 3,700 | $129,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,845 | $128,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 3,000 | $128,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 9,800 | $128,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 6,252 | $127,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 8,000 | $125,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 30,028 | $125,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 4,400 | $124,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 1,800 | $123,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 15,400 | $123,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 870 | $122,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 4,275 | $122,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 1,280 | $122,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 6,800 | $122,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 3,101 | $121,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 6,600 | $121,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 7,741 | $120,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 7,100 | $118,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 34,500 | $117,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 15,200 | $117,000 | thousands by filing date | |
| GEN-PROBE INC | 36866T103 | COM | 1,756 | $117,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 6,000 | $116,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 3,000 | $116,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 1,200 | $116,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 7,900 | $116,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 3,660 | $115,000 | thousands by filing date | |
| InterContinental Hotels Group PLC | 45857P301 | SPONS ADR NEW | 4,930 | $115,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 950 | $114,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 16,300 | $114,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 900 | $113,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 3,200 | $112,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 6,000 | $111,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 2,400 | $109,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 935 | $108,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 6,664 | $108,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 7,500 | $108,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 14,071 | $108,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,927 | $107,000 | thousands by filing date | |
| NUPATHE INC | 67059M100 | COM | 29,000 | $107,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,578 | $106,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 2,000 | $106,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 12,440 | $105,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 1,975 | $104,000 | thousands by filing date | |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 14,900 | $102,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 1,200 | $101,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,100 | $101,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 3,277 | $100,000 | thousands by filing date | |
| RESEARCH IN MOTION LTD | 760975102 | COM | 6,780 | $100,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 5,950 | $99,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,590 | $98,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 2,150 | $97,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 4,132 | $97,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 4,000 | $95,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 732 | $95,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 4,152 | $95,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 2,900 | $95,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 17,800 | $95,000 | thousands by filing date | |
| MEDIWARE INFORMATION SYS INC | 584946107 | COM | 6,500 | $95,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 2,735 | $93,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 1,838 | $93,000 | thousands by filing date | |
| MOTOROLA MOBILITY | 620097105 | COM | 2,377 | $93,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 3,213 | $92,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 650 | $92,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 3,900 | $92,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 2,600 | $91,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 5,998 | $90,000 | thousands by filing date | |
| THOMAS PPTYS GROUP INC | 884453101 | COM | 19,700 | $90,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 2,843 | $89,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 6,974 | $89,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 3,500 | $89,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 9,800 | $89,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 2,285 | $88,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 1,310 | $88,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 15,800 | $88,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 2,000 | $87,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 3,200 | $87,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 3,700 | $86,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 1,091 | $86,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 2,367 | $86,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 1,097 | $85,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 7,800 | $84,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 1,190 | $84,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 8,300 | $83,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 2,300 | $82,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 3,334 | $81,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 20,700 | $81,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 10,000 | $81,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 1,335 | $80,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 5,000 | $80,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 1,500 | $79,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 1,500 | $79,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 3,490 | $78,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 1,122 | $78,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 1,945 | $76,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 5,000 | $76,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,010 | $75,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 1,229 | $75,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 3,645 | $75,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 5,000 | $74,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 13,000 | $74,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 1,200 | $73,000 | thousands by filing date | |
| CONSOLIDATED GRAPHICS INC | 209341106 | COMMON STOCK | 1,600 | $72,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 5,200 | $71,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 1,000 | $71,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 2,835 | $69,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 3,392 | $68,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 1,000 | $67,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 1,300 | $67,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 2,000 | $67,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 4,000 | $67,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 5,200 | $66,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 1,200 | $66,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 196 | $65,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,674 | $64,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 1,100 | $62,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 745 | $61,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 1,048 | $61,000 | thousands by filing date | |
| LAKES GAMING INC COM | 51206P109 | COM | 34,000 | $61,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 800 | $60,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 1,050 | $59,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 1,300 | $58,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 4,800 | $58,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 1,327 | $57,000 | thousands by filing date | |
| NUVEEN CA INVT QUALITY MUN F | 67062A101 | COM | 3,712 | $57,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 5,300 | $57,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 2,513 | $56,000 | thousands by filing date | |
| WASHINGTON BANKING CO | 937303105 | COMMON STOCK | 4,000 | $55,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 4,000 | $55,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 915 | $54,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 3,800 | $54,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 5,350 | $54,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 1,000 | $53,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 1,666 | $53,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 2,215 | $52,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 630 | $51,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 2,125 | $51,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 942 | $51,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 2,000 | $51,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 800 | $48,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 3,332 | $48,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 752 | $48,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 950 | $48,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 660 | $47,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 2,534 | $47,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 1,430 | $47,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 1,420 | $47,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,015 | $47,000 | thousands by filing date | |
| NUVEEN CA SELECT QUALITY MUN | 670975101 | COM | 3,000 | $47,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 800 | $46,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 600 | $46,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,500 | $46,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 2,000 | $45,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 1,059 | $44,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 4,300 | $44,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 1,600 | $43,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 3,000 | $43,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 631 | $43,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 4,000 | $43,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 3,359 | $42,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 4,451 | $42,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 500 | $42,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 950 | $41,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 1,650 | $41,000 | thousands by filing date | |
| NUVEEN INSD CALIF DIVID | 67071M104 | COM | 2,700 | $41,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 1,320 | $40,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 1,565 | $40,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 1,443 | $39,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 900 | $38,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 905 | $37,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 1,438 | $37,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 2,758 | $37,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 1,400 | $37,000 | thousands by filing date | |
| Pentair Inc | 709631105 | COM | 787 | $37,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 910 | $36,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 3,000 | $35,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 1,000 | $35,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 925 | $34,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 3,472 | $34,000 | thousands by filing date | |
| HANOVER COMPRESSOR CO | 410768AE5 | NOTE 4.750% | 35,000 | $34,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 300 | $33,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 900 | $33,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 1,000 | $32,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 550 | $32,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 595 | $32,000 | thousands by filing date | |
| COINSTAR INC | 19259P300 | COM | 500 | $32,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 1,050 | $31,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 152 | $31,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 1,000 | $31,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,700 | $30,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 1,400 | $30,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 1,000 | $30,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 638 | $30,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 2,020 | $30,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 1,200 | $29,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 425 | $29,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 2,163 | $28,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 2,800 | $28,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 589 | $28,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 3,866 | $28,000 | thousands by filing date | |
| EL PASO CORPORATION | 28336L109 | COMMON STOCK | 956 | $28,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 750 | $28,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 1,098 | $28,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 1,827 | $27,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 1,000 | $27,000 | thousands by filing date | |
| SUNOCO INC | 86764P109 | COMMON STOCK | 716 | $27,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 2,035 | $27,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 630 | $26,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 1,058 | $26,000 | thousands by filing date | |
| JDA SOFTWARE GROUP | 46612K108 | COMMON STOCK | 950 | $26,000 | thousands by filing date | |
| Nuveen Cal Performance | 67062Q106 | COM | 1,700 | $26,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 3,000 | $25,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 460 | $25,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 666 | $25,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,070 | $25,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 200 | $25,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 200 | $25,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 2,170 | $25,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 1,000 | $25,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 686 | $24,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 920 | $24,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 715 | $24,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 1,680 | $24,000 | thousands by filing date | |
| AGIC GLOBAL EQUITY & CONV IN | 00119R108 | COM | 1,691 | $24,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 800 | $23,000 | thousands by filing date | |
| NUVEEN CA MUN MKT OPPORTUNT | 67062U107 | COM | 1,500 | $23,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 2,000 | $23,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 459 | $22,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 1,087 | $22,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 533 | $22,000 | thousands by filing date | |
| INVESCO INSURED CALI MUNI SE | 46130W105 | COM | 1,500 | $22,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,252 | $21,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 523 | $21,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 800 | $21,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 1,631 | $21,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 625 | $21,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 1,450 | $21,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 800 | $21,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 364 | $21,000 | thousands by filing date | |
| ISHARES INC | 464286566 | MSCI EMKT EUR | 750 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347R883 | PSHS ULSHT SP500 | 1,400 | $21,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 800 | $20,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 230 | $20,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 200 | $20,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 500 | $20,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 160 | $19,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,099 | $19,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1,065 | $19,000 | thousands by filing date | |
| CocaColaHellenicBttlg(Old) | 1912EP104 | COMMON | 1,000 | $19,000 | thousands by filing date | |
| ProShares UltraShort Russell 2000 ETF | 74348A202 | Com | 625 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347R867 | PSHS ULTASH DW30 | 1,500 | $19,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 680 | $18,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 541 | $18,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 400 | $18,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 533 | $18,000 | thousands by filing date | |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 1,832 | $18,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 608 | $17,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 300 | $17,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 753 | $17,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 400 | $17,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 100 | $17,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 1,745 | $17,000 | thousands by filing date | |
| WEST COAST BANCORP/OREGON | 952145209 | COMMON STOCK | 878 | $17,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,194 | $16,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 625 | $16,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,600 | $16,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 1,200 | $16,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 700 | $16,000 | thousands by filing date | |
| Inergy, LP | 456615103 | LTD | 1,000 | $16,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 500 | $16,000 | thousands by filing date | |
| Rowan Companies Inc | 779382100 | COM | 500 | $16,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 777 | $15,000 | thousands by filing date | |
| PROSHARES | 74347X237 | EXCHANGE TRADED | 500 | $15,000 | thousands by filing date | |
| PEETS COFFEE & TEA INC | 705560100 | COMMON STOCK | 200 | $15,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 700 | $15,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 300 | $14,000 | thousands by filing date | |
| WINDSTREAM CORP | 97381W104 | COM | 1,163 | $14,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 790 | $14,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 310 | $13,000 | thousands by filing date | |
| NOBLE CORP | H5833N103 | COMMON STOCK-FO | 350 | $13,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 200 | $12,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 2,500 | $12,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 500 | $12,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 630 | $12,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 127 | $11,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 160 | $11,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 500 | $11,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 800 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 107 | $10,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 211 | $10,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 600 | $10,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 600 | $10,000 | thousands by filing date | |
| CORN PRODUCTS INTL INC | 219023108 | COMMON STOCK | 180 | $10,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 500 | $10,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 660 | $10,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 400 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 400 | $9,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 197 | $9,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 253 | $9,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 800 | $9,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 1,000 | $9,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 140 | $8,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 180 | $8,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 210 | $8,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 131 | $8,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 428 | $8,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 312 | $8,000 | thousands by filing date | |
| COMVERSE TECHNOLOGY INC | 205862402 | CMN | 1,105 | $8,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 370 | $7,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 100 | $7,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 323 | $7,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 500 | $7,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,193 | $7,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 210 | $7,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 232 | $7,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 215 | $7,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 150 | $7,000 | thousands by filing date | |
| SPRINT NEXTEL CORP | 852061100 | COM SER 1 | 2,465 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B308 | GLBL WIND ENRG | 1,000 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 150 | $6,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 228 | $6,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 1,000 | $6,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 300 | $6,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 101 | $5,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 50 | $5,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 933 | $5,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 200 | $5,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 379 | $5,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 130 | $5,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 137 | $4,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 50 | $4,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 60 | $4,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 333 | $4,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 585 | $4,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 214 | $4,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 160 | $4,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 250 | $4,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 125 | $4,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 90 | $4,000 | thousands by filing date | |
| ENSCO PLC ADR | 29358Q109 | COMMON STOCK-FO | 70 | $4,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 200 | $4,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 235 | $4,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 1,000 | $4,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 5 | $3,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 100 | $3,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 80 | $3,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 40 | $3,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 20 | $3,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 150 | $3,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 150 | $3,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 30 | $3,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 1,000 | $3,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 275 | $3,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 360 | $3,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 200 | $3,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 50 | $2,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 53 | $2,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 30 | $2,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 75 | $2,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 244 | $2,000 | thousands by filing date | |
| ENTERTAINMENT PROPERTIES TR | 29380T105 | COMMON STOCK | 50 | $2,000 | thousands by filing date | |
| MOLEX INC | 608554200 | COMMON STOCK | 75 | $2,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 500 | $2,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 40 | $2,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 50 | $2,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 1,000 | $2,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 118 | $2,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 1,000 | $2,000 | thousands by filing date | |
| NEXEN INC | 65334H102 | COM | 110 | $2,000 | thousands by filing date | |
| DUFF & PHELPS CORP-CLASS A | 26433B107 | CMN | 100 | $2,000 | thousands by filing date | |
| UNWIRED PLANET INC | 683718308 | COM | 1,000 | $2,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 49 | $1,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 155 | $1,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 198 | $1,000 | thousands by filing date | |
| COLLECTIVE BRANDS INC | 19421W100 | COMMON STOCK | 36 | $1,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 90 | $1,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 438 | $1,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 100 | $1,000 | thousands by filing date | |
| Stereotaxis | 85916J102 | COM | 1,000 | $1,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAREFUSION CORP | 14170T101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR/A 0001085146-15-002474 | this filing | 2015-12-31 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-15-002475 | added | 2015-12-31 | acceptance time not in the bulk data set |