13F-HR/A filed by MUFG Americas Holdings Corp
MUFG Americas Holdings Corp filed this 13F-HR/A for the quarter ended 2011-12-31, filed 2015-12-31, with 1,436 holding rows worth $3,849,988,000.
- Accession
- 0001085146-15-002472
- Filer
- CIK 1011659
- Filed
- 2015-12-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2011
A holdings report, amendment of type restatement, 2,238 entries on the cover page, a total value of $3,849,988,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,849,988,000 with VALUE read as thousands by filing date, 13F file number 028-04665. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMUFG Union Bank, N.A.028-04661
- included managerHIGHMARK CAPITAL MANAGEMENT INC/CA028-04663
- included managerBANK OF TOKYO - MITSUBISHI UFJ, LTD028-05836
- included managerMITSUBISHI UFJ FINANCIAL GROUP INC028-13582
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INSPERITY INC | 45778Q107 | COM | 5,400 | $137,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 10,500 | $137,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 9,460 | $137,000 | thousands by filing date | |
| WARNER CHILCOTT PLC IRELAND | G94368100 | SHS A | 9,000 | $136,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 9,330 | $136,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 8,664 | $135,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 8,278 | $134,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 8,900 | $132,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 84,438 | $132,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 25,800 | $131,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 8,100 | $131,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 14,400 | $131,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 10,700 | $129,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 4,015 | $128,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 9,500 | $128,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 3,501 | $128,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 1,512 | $128,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 15,400 | $128,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 4,400 | $128,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 14,800 | $127,000 | thousands by filing date | |
| RESEARCH IN MOTION LTD | 760975102 | COM | 8,780 | $127,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 9,900 | $124,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 6,705 | $124,000 | thousands by filing date | |
| DELPHI FINL GROUP INC | 247131105 | CL A | 2,800 | $124,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 2,700 | $123,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 1,077 | $123,000 | thousands by filing date | |
| PERMA-FIX ENVIRONMENTAL SVCS | 714157104 | COM | 79,600 | $123,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 4,700 | $122,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 7,741 | $122,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 10,800 | $122,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 7,500 | $122,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 6,700 | $122,000 | thousands by filing date | |
| HOT TOPIC INC | 441339108 | COM | 18,300 | $121,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 4,300 | $121,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 8,000 | $120,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 2,825 | $120,000 | thousands by filing date | |
| AMERICAN GREETINGS CORP CL A | 026375105 | COM | 9,600 | $120,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 3,200 | $119,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 2,100 | $119,000 | thousands by filing date | |
| ATMI INC | 00207R101 | COM | 5,900 | $118,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 950 | $117,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 2,700 | $117,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 22,000 | $117,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 16,300 | $117,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 5,250 | $116,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,578 | $115,000 | thousands by filing date | |
| AMYLIN PHARMACEUTICALS INC | 032346108 | COM | 10,000 | $114,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 7,000 | $113,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 7,600 | $113,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 7,300 | $111,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 4,275 | $111,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 3,400 | $111,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 2,000 | $110,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 8,000 | $110,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 1,200 | $109,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 870 | $108,000 | thousands by filing date | |
| PROSHARES | 74347R297 | EXCHANGE TRADED | 6,000 | $108,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 5,800 | $107,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 2,000 | $107,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 15,900 | $107,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 935 | $106,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 4,400 | $106,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 9,700 | $105,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 3,000 | $104,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 6,000 | $104,000 | thousands by filing date | |
| BRIDGE CAP HLDGS | 108030107 | COM | 10,000 | $104,000 | thousands by filing date | |
| GEN-PROBE INC | 36866T103 | COM | 1,756 | $104,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 8,400 | $103,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 14,071 | $103,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 900 | $103,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 1,080 | $102,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 2,075 | $102,000 | thousands by filing date | |
| WMS INDUSTRIES INC | 929297109 | COM | 4,900 | $101,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 1,200 | $99,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,594 | $99,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 7,200 | $99,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 3,600 | $98,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 2,700 | $97,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 2,700 | $97,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 3,477 | $96,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 3,000 | $96,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 3,160 | $96,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 12,440 | $96,000 | thousands by filing date | |
| PRESIDENTIAL LIFE CORP | 740884101 | COM | 9,600 | $96,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 6,664 | $95,000 | thousands by filing date | |
| LML PMT SYS INC | 50208P109 | COM | 40,803 | $95,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 5,600 | $92,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 7,877 | $91,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 15,100 | $91,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 2,800 | $91,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 2,000 | $90,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 2,250 | $90,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 5,800 | $90,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 9,100 | $89,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 2,300 | $89,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 4,132 | $89,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 4,624 | $89,000 | thousands by filing date | |
| ENTERTAINMENT PROPERTIES TR | 29380T105 | COMMON STOCK | 2,000 | $88,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 3,490 | $88,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 10,700 | $87,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 16,700 | $87,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 2,500 | $87,000 | thousands by filing date | |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 14,900 | $87,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 5,500 | $86,000 | thousands by filing date | |
| INVESTORS BANCORP INC | 46146P102 | COM | 6,400 | $86,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 5,000 | $86,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 7,500 | $86,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 650 | $85,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 5,998 | $85,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,170 | $85,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 4,000 | $84,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 3,650 | $83,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,947 | $82,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 2,300 | $82,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 4,800 | $82,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 2,367 | $82,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 2,485 | $81,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 2,200 | $81,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 5,000 | $81,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 7,800 | $81,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 2,300 | $81,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 7,000 | $80,000 | thousands by filing date | |
| INMODE LTD | 45810N302 | COM | 10,200 | $80,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 3,334 | $79,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 11,800 | $79,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 1,190 | $79,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 15,350 | $79,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 36,200 | $78,000 | thousands by filing date | |
| ABOVENET INC | 00374N107 | COM | 1,200 | $78,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 1,950 | $77,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 1,200 | $77,000 | thousands by filing date | |
| CONSOLIDATED GRAPHICS INC | 209341106 | COMMON STOCK | 1,600 | $77,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 6,050 | $76,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 1,335 | $75,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 5,000 | $75,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 2,285 | $74,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 3,907 | $74,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 2,328 | $73,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 6,300 | $73,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 6,000 | $73,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 2,000 | $72,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 2,500 | $72,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 5,000 | $72,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 2,300 | $71,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 4,800 | $71,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 1,229 | $70,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 1,200 | $70,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 1,500 | $70,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 1,850 | $69,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 693 | $68,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 1,100 | $66,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 1,122 | $66,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 1,150 | $65,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 6,100 | $64,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 3,645 | $64,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 1,000 | $63,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,810 | $63,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 5,800 | $63,000 | thousands by filing date | |
| LAKES GAMING INC COM | 51206P109 | COM | 34,000 | $63,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 11,549 | $62,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,790 | $62,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 1,300 | $61,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,795 | $60,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 2,000 | $59,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 2,835 | $59,000 | thousands by filing date | |
| TELEFONOS DE MEXICO | 879403780 | COMMON STOCK-FO | 4,000 | $58,000 | thousands by filing date | |
| TRANSATLANTIC HOLD | 893521104 | COM | 1,060 | $58,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 3,263 | $56,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 1,000 | $56,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 7,900 | $56,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 745 | $54,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 6,000 | $54,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 4,000 | $54,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 5,300 | $54,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 1,000 | $53,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 716 | $53,000 | thousands by filing date | |
| NUPATHE INC | 67059M100 | COM | 29,000 | $53,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 885 | $52,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 5,820 | $52,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 630 | $51,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 3,800 | $51,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 4,800 | $51,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 2,400 | $50,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 1,048 | $50,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 800 | $50,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 2,125 | $50,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 1,666 | $50,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 1,327 | $50,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 1,300 | $49,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 5,350 | $49,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 2,534 | $48,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 3,712 | $48,000 | thousands by filing date | |
| WASHINGTON BANKING CO | 937303105 | COMMON STOCK | 4,000 | $48,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 800 | $48,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 1,430 | $47,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 4,400 | $47,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 2,500 | $46,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 942 | $46,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 915 | $45,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 3,332 | $45,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 787 | $45,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 2,000 | $45,000 | thousands by filing date | |
| NUVEEN CA SELECT QUALITY MUN | 670975101 | COM | 3,000 | $45,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 1,321 | $44,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 270 | $44,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 3,000 | $43,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 1,420 | $43,000 | thousands by filing date | |
| SONOSITE INC | 83568G104 | COM | 800 | $43,000 | thousands by filing date | |
| NUVEEN INSD CALIF DIVID | 67071M104 | COM | 2,700 | $43,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 1,059 | $42,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 2,440 | $41,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 3,359 | $41,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 1,650 | $41,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,500 | $41,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 1,030 | $39,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 4,451 | $39,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 800 | $38,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 2,758 | $37,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 631 | $36,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 3,000 | $36,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 1,438 | $35,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 1,200 | $35,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 500 | $35,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 2,035 | $35,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 4,666 | $34,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 300 | $33,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 1,323 | $33,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 974 | $33,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 1,000 | $33,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 925 | $32,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 1,400 | $32,000 | thousands by filing date | |
| HANOVER COMPRESSOR CO | 410768AE5 | NOTE 4.750% | 35,000 | $32,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 1,600 | $31,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 1,050 | $31,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 550 | $31,000 | thousands by filing date | |
| JDA SOFTWARE GROUP | 46612K108 | COMMON STOCK | 950 | $31,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 630 | $30,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 900 | $30,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 2,020 | $30,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 1,731 | $30,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 1,000 | $30,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 750 | $30,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 4,000 | $30,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 3,472 | $29,000 | thousands by filing date | |
| SUNOCO INC | 86764P109 | COMMON STOCK | 716 | $29,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 595 | $29,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 600 | $28,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 1,000 | $28,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 850 | $28,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 1,200 | $28,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 150 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74347R883 | PSHS ULSHT SP500 | 1,400 | $27,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 3,000 | $26,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 2,163 | $26,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 589 | $26,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 1,827 | $26,000 | thousands by filing date | |
| Pentair Inc | 709631105 | COM | 787 | $26,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 1,400 | $25,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 1,058 | $25,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 1,000 | $25,000 | thousands by filing date | |
| EL PASO CORPORATION | 28336L109 | COMMON STOCK | 923 | $25,000 | thousands by filing date | |
| Nuveen Cal Performance | 67062Q106 | COM | 1,700 | $25,000 | thousands by filing date | |
| NUVEEN CA INVT QUALITY MUN F | 67062A101 | COM | 1,712 | $25,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,070 | $24,000 | thousands by filing date | |
| Inergy, LP | 456615103 | LTD | 1,000 | $24,000 | thousands by filing date | |
| ProShares UltraShort Russell 2000 ETF | 74348A202 | Com | 625 | $24,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 1,098 | $24,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 920 | $23,000 | thousands by filing date | |
| PROSHARES | 74347X237 | EXCHANGE TRADED | 500 | $23,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 400 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347R867 | PSHS ULTASH DW30 | 1,500 | $23,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 533 | $22,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 815 | $22,000 | thousands by filing date | |
| NUVEEN CA MUN MKT OPPORTUNT | 67062U107 | COM | 1,500 | $22,000 | thousands by filing date | |
| INVESCO INSURED CALI MUNI SE | 46130W105 | COM | 1,500 | $22,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 200 | $21,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 1,631 | $21,000 | thousands by filing date | |
| AGIC GLOBAL EQUITY & CONV IN | 00119R108 | COM | 1,654 | $21,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 1,000 | $20,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 523 | $20,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 800 | $20,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 459 | $20,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 1,680 | $20,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 2,170 | $20,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 364 | $20,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 1,000 | $20,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 1,200 | $20,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 2,000 | $20,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 643 | $19,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 1,087 | $19,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 800 | $19,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 400 | $19,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 500 | $19,000 | thousands by filing date | |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 1,832 | $19,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,252 | $18,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,740 | $18,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 230 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286566 | MSCI EMKT EUR | 750 | $18,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 800 | $17,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,099 | $17,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1,065 | $17,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 625 | $17,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 312 | $17,000 | thousands by filing date | |
| CocaColaHellenicBttlg(Old) | 1912EP104 | COMMON | 1,000 | $17,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 1,200 | $16,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 880 | $16,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 790 | $16,000 | thousands by filing date | |
| FRANCE TELECOM | 35177Q105 | SPONSORED ADR | 1,000 | $16,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 565 | $15,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 160 | $15,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 470 | $15,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 300 | $15,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 777 | $15,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 400 | $15,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 700 | $15,000 | thousands by filing date | |
| Rowan Companies Inc | 779382100 | COM | 500 | $15,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 180 | $14,000 | thousands by filing date | |
| WINDSTREAM CORP | 97381W104 | COM | 1,163 | $14,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 400 | $14,000 | thousands by filing date | |
| WEST COAST BANCORP/OREGON | 952145209 | COMMON STOCK | 878 | $14,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 608 | $13,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 310 | $13,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 541 | $13,000 | thousands by filing date | |
| PEETS COFFEE & TEA INC | 705560100 | COMMON STOCK | 200 | $13,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 1,008 | $13,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 500 | $13,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,110 | $12,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 300 | $12,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 500 | $12,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 320 | $11,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 2,800 | $11,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 160 | $11,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 500 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 107 | $10,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 200 | $10,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 500 | $10,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 150 | $10,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 2,500 | $10,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 800 | $10,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC | 014482103 | COMMON STOCK | 240 | $10,000 | thousands by filing date | |
| NOBLE CORP | H5833N103 | COMMON STOCK-FO | 350 | $10,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 429 | $10,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 600 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 400 | $9,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 600 | $9,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 453 | $9,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 800 | $9,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 660 | $9,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 200 | $8,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 400 | $8,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 500 | $8,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 428 | $8,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 100 | $7,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 350 | $7,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 352 | $7,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 150 | $7,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 1,500 | $7,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 95 | $6,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 1,803 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 150 | $6,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 500 | $6,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 130 | $6,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 210 | $6,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 401 | $6,000 | thousands by filing date | |
| EXPRESS SCRIPTS INC | 302182100 | COM | 124 | $6,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 300 | $6,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 500 | $5,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 100 | $5,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 140 | $5,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 70 | $5,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 50 | $5,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 933 | $5,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 200 | $5,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,193 | $5,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 218 | $5,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 372 | $5,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 130 | $5,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 75 | $5,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 1,000 | $5,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 50 | $4,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 195 | $4,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 100 | $4,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 170 | $4,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 333 | $4,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 100 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 71 | $4,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 300 | $4,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 200 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 400 | $4,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 200 | $4,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 71 | $3,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 224 | $3,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 60 | $3,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 585 | $3,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 160 | $3,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 250 | $3,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 100 | $3,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 50 | $3,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 150 | $3,000 | thousands by filing date | |
| NV ENERGY INC | 67073Y106 | COM | 165 | $3,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 50 | $3,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 280 | $3,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 100 | $3,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 1,000 | $3,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 275 | $3,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 360 | $3,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 5 | $2,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 140 | $2,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 29 | $2,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 30 | $2,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 100 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 51 | $2,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 50 | $2,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 244 | $2,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 75 | $2,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 30 | $2,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 75 | $2,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 113 | $2,000 | thousands by filing date | |
| NEXEN INC | 65334H102 | COM | 110 | $2,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 2 | $1,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 50 | $1,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 43 | $1,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 75 | $1,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 155 | $1,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 198 | $1,000 | thousands by filing date | |
| MOLEX INC | 608554200 | COMMON STOCK | 75 | $1,000 | thousands by filing date | |
| COLLECTIVE BRANDS INC | 19421W100 | COMMON STOCK | 36 | $1,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 90 | $1,000 | thousands by filing date | |
| FLOW INTL CORP | 343468104 | COM | 200 | $1,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMR CORP | 001765106 | COMMON STOCK | 730 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAREFUSION CORP | 14170T101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR/A 0001085146-15-002472 | this filing | 2015-12-31 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-15-002473 | added | 2015-12-31 | acceptance time not in the bulk data set |