13F-HR/A filed by MUFG Americas Holdings Corp
MUFG Americas Holdings Corp filed this 13F-HR/A for the quarter ended 2011-06-30, filed 2015-12-31, with 1,566 holding rows worth $4,049,429,000.
- Accession
- 0001085146-15-002468
- Filer
- CIK 1011659
- Filed
- 2015-12-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2011
A holdings report, amendment of type restatement, 2,373 entries on the cover page, a total value of $4,049,429,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,049,429,000 with VALUE read as thousands by filing date, 13F file number 028-04665. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMUFG Union Bank, N.A.028-04661
- included managerHIGHMARK CAPITAL MANAGEMENT INC/CA028-04663
- included managerBANK OF TOKYO - MITSUBISHI UFJ, LTD028-05836
- included managerMITSUBISHI UFJ FINANCIAL GROUP INC028-13582
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 34,700 | $168,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 2,572 | $167,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 4,245 | $167,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 2,750 | $166,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 1,900 | $165,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 15,100 | $165,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 4,945 | $164,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 4,000 | $164,000 | thousands by filing date | |
| ANAREN INC | 032744104 | COM | 7,700 | $164,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 2,100 | $164,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 3,800 | $162,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 5,400 | $160,000 | thousands by filing date | |
| CEPHALON INC | 156708109 | COMMON STOCK | 2,000 | $160,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 16,800 | $159,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 4,000 | $158,000 | thousands by filing date | |
| VTI | 922908769 | COM | 2,305 | $157,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC | 472147107 | COM | 4,700 | $157,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 1,800 | $155,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 2,000 | $155,000 | thousands by filing date | |
| NEW HAMPSHIRE THRIFT BANCSHS | 644722100 | COM | 11,600 | $155,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 19,462 | $154,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 7,600 | $153,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 8,000 | $152,000 | thousands by filing date | |
| FLAGSTONE REINSURANCE HOLDIN | L3466T104 | COM | 17,900 | $151,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 4,400 | $150,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 400 | $149,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 4,100 | $149,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 15,019 | $148,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 4,200 | $147,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 2,200 | $146,000 | thousands by filing date | |
| SAUER-DANFOSS INC | 804137107 | COM | 2,900 | $146,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 5,867 | $145,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 3,611 | $145,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 8,400 | $144,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 1,700 | $144,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 9,757 | $143,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 2,716 | $142,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 9,411 | $141,000 | thousands by filing date | |
| GERBER SCIENTIFIC INC | 373730100 | COM | 12,700 | $141,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 5,000 | $140,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 8,900 | $139,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 2,335 | $139,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 3,000 | $139,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 2,900 | $139,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 7,815 | $139,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 18,000 | $138,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 15,000 | $138,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 15,906 | $138,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 14,300 | $138,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 2,750 | $137,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 2,080 | $137,000 | thousands by filing date | |
| HOT TOPIC INC | 441339108 | COM | 18,300 | $136,000 | thousands by filing date | |
| BTU INTERNATIONAL INC | 056032105 | COM | 19,300 | $136,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 4,300 | $135,000 | thousands by filing date | |
| InterContinental Hotels Group PLC | 45857P301 | SPONS ADR NEW | 6,499 | $134,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 2,400 | $133,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,922 | $131,000 | thousands by filing date | |
| UNION FIRST MKT BANKSH CP | 90662P104 | COM | 10,736 | $131,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 3,400 | $130,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 9,530 | $129,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 1,500 | $128,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,400 | $127,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 870 | $127,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 4,275 | $127,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 4,414 | $127,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 9,460 | $125,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 3,650 | $124,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 6,050 | $124,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,075 | $123,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 1,900 | $123,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 2,600 | $122,000 | thousands by filing date | |
| GEN-PROBE INC | 36866T103 | COM | 1,756 | $121,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 15,000 | $120,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 21,500 | $120,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 2,260 | $119,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 3,750 | $119,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 7,800 | $118,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 5,500 | $118,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 2,800 | $117,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 14,400 | $117,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 964 | $116,000 | thousands by filing date | |
| Motricity Inc | 620107102 | COMMON STOCK | 15,000 | $116,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 1,800 | $115,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 2,600 | $115,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 2,000 | $115,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 12,440 | $114,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 22,000 | $113,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 3,597 | $112,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 3,400 | $112,000 | thousands by filing date | |
| BRIDGE CAP HLDGS | 108030107 | COM | 10,000 | $111,000 | thousands by filing date | |
| MOTOROLA MOBILITY | 620097105 | COM | 5,054 | $111,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 8,400 | $110,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 3,490 | $110,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 9,700 | $110,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 9,800 | $110,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 7,000 | $109,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 1,000 | $109,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 14,100 | $109,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 6,664 | $108,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 1,570 | $108,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 1,612 | $108,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 834 | $107,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 3,469 | $107,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 3,457 | $106,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 900 | $105,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 7,741 | $105,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 5,500 | $105,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 1,800 | $104,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 3,000 | $101,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 7,900 | $101,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 1,215 | $101,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 10,700 | $100,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 900 | $100,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 6,000 | $99,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 11,650 | $99,000 | thousands by filing date | |
| FIRST FINL HLDGS INC COM | 320239106 | COM | 11,000 | $99,000 | thousands by filing date | |
| RSC HOLDINGS INC | 74972L102 | COM | 8,300 | $99,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 3,800 | $98,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 3,200 | $98,000 | thousands by filing date | |
| PHYSICIANS FORMULA HLDGS INC | 719427106 | COM | 24,500 | $98,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,710 | $97,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 4,000 | $97,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 3,900 | $97,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 2,300 | $97,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 2,000 | $96,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 4,300 | $96,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 2,700 | $96,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 3,645 | $96,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 7,200 | $96,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 2,250 | $95,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 7,242 | $95,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 855 | $94,000 | thousands by filing date | |
| CERADYNE INC | 156710105 | COMMON STOCK | 2,400 | $94,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 14,500 | $93,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 5,998 | $92,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 1,400 | $91,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 4,000 | $91,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 7,020 | $91,000 | thousands by filing date | |
| INVESTORS BANCORP INC | 46146P102 | COM | 6,400 | $91,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 2,200 | $90,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 4,187 | $90,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 7,500 | $90,000 | thousands by filing date | |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 8,200 | $90,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 3,000 | $89,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 3,600 | $87,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 2,510 | $87,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 1,000 | $87,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 1,700 | $86,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 5,000 | $86,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 27,400 | $86,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 1,500 | $86,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 5,000 | $86,000 | thousands by filing date | |
| IMPERIAL SUGAR CO NEW | 453096208 | COM NEW | 4,300 | $86,000 | thousands by filing date | |
| ABOVENET INC | 00374N107 | COM | 1,200 | $85,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 1,000 | $84,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,840 | $84,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 3,400 | $83,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,815 | $83,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 4,800 | $83,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 7,807 | $82,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 2,900 | $81,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 7,100 | $81,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 4,800 | $81,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227104 | COMMON STOCK | 38,200 | $80,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 2,400 | $80,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 1,335 | $78,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 2,485 | $78,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 1,200 | $78,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 1,200 | $78,000 | thousands by filing date | |
| BODY CENTRAL CORP | 09689U102 | COM | 3,300 | $78,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 800 | $77,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 2,575 | $77,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 1,000 | $76,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 1,122 | $76,000 | thousands by filing date | |
| EMS TECHNOLOGIES INC | 26873N108 | COM | 2,300 | $76,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 2,700 | $75,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 6,000 | $74,000 | thousands by filing date | |
| HUMAN GENOME SCIENCES INC | 444903108 | COM | 3,000 | $74,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 2,108 | $73,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 1,900 | $73,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 2,500 | $73,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 1,700 | $72,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 3,200 | $72,000 | thousands by filing date | |
| COMPLETE GENOMICS INC | 20454K104 | CMN | 4,700 | $72,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 1,600 | $70,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 2,000 | $70,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 7,000 | $70,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 4,800 | $70,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 3,000 | $69,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 5,000 | $69,000 | thousands by filing date | |
| PATRIOT COAL CORP | 70336T104 | COMMON STOCK | 3,100 | $69,000 | thousands by filing date | |
| METALS USA HLDGS CORP | 59132A104 | COM | 4,600 | $69,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 7,500 | $68,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,764 | $68,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 3,334 | $68,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,700 | $68,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 1,000 | $67,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,965 | $67,000 | thousands by filing date | |
| WENDY'S/ARBY'S GROUP, INC. | 950587105 | COMMON STOCK | 13,249 | $67,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 15,300 | $67,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 2,285 | $66,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 2,000 | $66,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 2,100 | $66,000 | thousands by filing date | |
| TELEFONOS DE MEXICO | 879403780 | COMMON STOCK-FO | 4,000 | $66,000 | thousands by filing date | |
| TRANSATLANTIC HOLD | 893521104 | COM | 1,345 | $66,000 | thousands by filing date | |
| OPNEXT INC | 68375V105 | COM | 29,000 | $66,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 2,650 | $65,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 3,392 | $65,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 1,946 | $65,000 | thousands by filing date | |
| S1 CORPORATION | 78463B101 | COM | 8,700 | $65,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 5,000 | $64,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 750 | $63,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 2,562 | $63,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,650 | $62,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 4,400 | $62,000 | thousands by filing date | |
| PETROHAWK ENERGY CORP COM | 716495106 | COM | 2,500 | $62,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 2,277 | $61,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 5,300 | $61,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 1,200 | $60,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 1,100 | $60,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 1,300 | $58,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 7,300 | $58,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 10,500 | $58,000 | thousands by filing date | |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 3,100 | $58,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 1,387 | $58,000 | thousands by filing date | |
| APAC CUSTOMER SERVICES INC | 00185E106 | COM | 10,900 | $58,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 1,300 | $57,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 2,323 | $57,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 2,000 | $57,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 900 | $57,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 1,650 | $56,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 5,350 | $56,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 18,500 | $56,000 | thousands by filing date | |
| GEOEYE INC | 37250W108 | COM | 1,500 | $56,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 2,050 | $55,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 2,515 | $55,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 2,995 | $55,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 885 | $54,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 2,012 | $54,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 8,400 | $54,000 | thousands by filing date | |
| WASHINGTON BANKING CO | 937303105 | COMMON STOCK | 4,000 | $53,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 2,000 | $53,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 1,400 | $52,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 1,242 | $52,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 3,332 | $52,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 600 | $52,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 2,500 | $52,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 1,327 | $52,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 2,035 | $52,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 1,150 | $52,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 2,200 | $51,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 3,100 | $51,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 942 | $51,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 1,036 | $51,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 2,400 | $51,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 888 | $49,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 600 | $49,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 12,500 | $49,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 3,522 | $49,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 4,225 | $48,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 2,534 | $48,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 1,250 | $48,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 1,500 | $48,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 4,900 | $48,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 800 | $48,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 3,000 | $47,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 570 | $46,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 716 | $46,000 | thousands by filing date | |
| NOBLE CORP | H5833N103 | COMMON STOCK-FO | 1,146 | $45,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 700 | $45,000 | thousands by filing date | |
| TELECOMUNICACOES DE SAO PAUL | 87929A102 | SPON ADR PFD | 1,500 | $45,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 968 | $44,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 787 | $44,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 1,030 | $43,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 3,072 | $43,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 1,780 | $43,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 3,500 | $43,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 586 | $42,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 4,305 | $42,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 1,500 | $42,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 466 | $42,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 630 | $41,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 750 | $41,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 3,000 | $40,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 3,000 | $40,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 1,410 | $40,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 1,059 | $40,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,100 | $39,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 408 | $39,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 1,000 | $39,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 1,200 | $39,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 500 | $39,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 2,900 | $39,000 | thousands by filing date | |
| CP HOLDRS | 12616K106 | DEP RCPTS CP | 300 | $39,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 600 | $38,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 1,400 | $38,000 | thousands by filing date | |
| NUVEEN INSD CALIF DIVID | 67071M104 | COM | 2,700 | $38,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 800 | $37,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 1,438 | $36,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 1,115 | $36,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 550 | $36,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 2,758 | $35,000 | thousands by filing date | |
| Inergy, LP | 456615103 | LTD | 1,000 | $35,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 300 | $34,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 4,666 | $34,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 3,000 | $34,000 | thousands by filing date | |
| HANOVER COMPRESSOR CO | 410768AE5 | NOTE 4.750% | 35,000 | $34,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 300 | $33,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 3,193 | $33,000 | thousands by filing date | |
| SUNPOWER CORP | 867652307 | COM CL B | 1,944 | $32,000 | thousands by filing date | |
| PROSHARES TR | 74347R883 | PSHS ULSHT SP500 | 1,500 | $31,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,245 | $30,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 1,678 | $30,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 589 | $30,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 750 | $30,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 1,000 | $30,000 | thousands by filing date | |
| SUNOCO INC | 86764P109 | COMMON STOCK | 716 | $30,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 1,000 | $30,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 600 | $29,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 608 | $29,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 1,200 | $29,000 | thousands by filing date | |
| JDA SOFTWARE GROUP | 46612K108 | COMMON STOCK | 950 | $29,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 2,170 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74347R867 | PSHS ULTASH DW30 | 1,700 | $29,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 1,150 | $28,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 2,163 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 300 | $28,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 1,400 | $28,000 | thousands by filing date | |
| NEUTRAL TANDEM INC | 64128B108 | COM | 1,600 | $28,000 | thousands by filing date | |
| SONOSITE INC | 83568G104 | COM | 800 | $28,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 643 | $27,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 2,020 | $27,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 1,058 | $27,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 290 | $27,000 | thousands by filing date | |
| COINSTAR INC | 19259P300 | COM | 500 | $27,000 | thousands by filing date | |
| CocaColaHellenicBttlg(Old) | 1912EP104 | COMMON | 1,000 | $27,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,830 | $26,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 2,000 | $26,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 900 | $26,000 | thousands by filing date | |
| ProShares UltraShort Russell 2000 ETF | 74348A202 | Com | 625 | $26,000 | thousands by filing date | |
| AGIC GLOBAL EQUITY & CONV IN | 00119R108 | COM | 1,620 | $26,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 715 | $25,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,482 | $25,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 1,087 | $25,000 | thousands by filing date | |
| PROSHARES | 74347X237 | EXCHANGE TRADED | 500 | $25,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 1,871 | $25,000 | thousands by filing date | |
| VIRGINIA COMM BANCORP INC | 92778Q109 | COM | 4,300 | $25,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 1,000 | $25,000 | thousands by filing date | |
| ISHARES INC | 464286566 | MSCI EMKT EUR | 750 | $25,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 720 | $24,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 2,000 | $24,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 400 | $23,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 1,000 | $23,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 580 | $23,000 | thousands by filing date | |
| NUVEEN CA INVT QUALITY MUN F | 67062A101 | COM | 1,712 | $23,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 200 | $22,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 533 | $22,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 250 | $22,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 800 | $22,000 | thousands by filing date | |
| Nuveen Cal Performance | 67062Q106 | COM | 1,700 | $22,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 523 | $21,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 470 | $21,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 459 | $21,000 | thousands by filing date | |
| WINDSTREAM CORP | 97381W104 | COM | 1,663 | $21,000 | thousands by filing date | |
| EMERITUS CORP | 291005106 | COMMON STOCK | 1,000 | $21,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,099 | $20,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 2,320 | $20,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 1,631 | $20,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 541 | $20,000 | thousands by filing date | |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 1,832 | $20,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 1,077 | $20,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 850 | $19,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 300 | $19,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 400 | $19,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 1,300 | $19,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 500 | $19,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 1,008 | $19,000 | thousands by filing date | |
| Rowan Companies Inc | 779382100 | COM | 500 | $19,000 | thousands by filing date | |
| INVESCO INSURED CALI MUNI SE | 46130W105 | COM | 1,500 | $19,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 470 | $18,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 221 | $18,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 800 | $18,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 625 | $18,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 1,000 | $18,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1,500 | $18,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 3,666 | $18,000 | thousands by filing date | |
| Advanced Battery Technologies Inc | 00752H102 | COM | 18,600 | $18,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,500 | $17,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 625 | $17,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 625 | $17,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 500 | $17,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 1,300 | $17,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 2,120 | $17,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 102 | $17,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 490 | $17,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 3,606 | $16,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 1,125 | $16,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 777 | $16,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 450 | $16,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 160 | $15,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 220 | $15,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 1,100 | $15,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 900 | $15,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 500 | $15,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 2,500 | $15,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 700 | $15,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 1,500 | $15,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 429 | $15,000 | thousands by filing date | |
| WEST COAST BANCORP/OREGON | 952145209 | COMMON STOCK | 878 | $15,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 1,090 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 325 | $14,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 200 | $14,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 250 | $14,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 590 | $14,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 950 | $14,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 500 | $14,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 800 | $14,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 1,300 | $14,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 400 | $14,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 500 | $14,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 453 | $13,000 | thousands by filing date | |
| RUDDICK CORP | 781258108 | COMMON STOCK | 310 | $13,000 | thousands by filing date | |
| NEXEN INC | 65334H102 | COM | 570 | $13,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 115 | $12,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 600 | $12,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 300 | $12,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 1,000 | $12,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC | 014482103 | COMMON STOCK | 240 | $12,000 | thousands by filing date | |
| PEETS COFFEE & TEA INC | 705560100 | COMMON STOCK | 200 | $12,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 685 | $11,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 200 | $11,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 351 | $11,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 150 | $11,000 | thousands by filing date | |
| VERIGY | Y93691106 | COMMON STOCK | 724 | $11,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 235 | $11,000 | thousands by filing date | |
| PHARMACEUTICAL PROD DEV INC | 717124101 | COM | 389 | $11,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 505 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 107 | $10,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 250 | $10,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 150 | $10,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 600 | $10,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 4,967 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 315 | $10,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 500 | $10,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,499 | $10,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 500 | $10,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 428 | $10,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 140 | $9,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 400 | $9,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 160 | $9,000 | thousands by filing date | |
| ENTERTAINMENT PROPERTIES TR | 29380T105 | COMMON STOCK | 200 | $9,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 1,000 | $9,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 1,000 | $9,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 700 | $9,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 660 | $9,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 94 | $8,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 450 | $8,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 428 | $8,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 120 | $8,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 600 | $8,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 447 | $8,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 180 | $8,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 410 | $8,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 300 | $8,000 | thousands by filing date | |
| NALCO HOLDING COMPANY COM | 62985Q101 | Stock | 272 | $8,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 110 | $7,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 200 | $7,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 80 | $7,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 140 | $7,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 130 | $7,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 130 | $7,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 100 | $7,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 335 | $7,000 | thousands by filing date | |
| NUVEEN CA MUN MKT OPPORTUNT | 67062U107 | COM | 500 | $7,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 300 | $7,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 170 | $6,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 114 | $6,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 66 | $6,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 70 | $6,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 933 | $6,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,025 | $6,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 300 | $6,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 300 | $6,000 | thousands by filing date | |
| TALEO CORP | 87424N104 | CL A | 165 | $6,000 | thousands by filing date | |
| L-1 IDENTITY SOLUTIONS INC | 50212A106 | COM | 473 | $6,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 600 | $5,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 398 | $5,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,727 | $5,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 150 | $5,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 50 | $5,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 333 | $5,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 100 | $5,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 130 | $5,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 120 | $5,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 200 | $5,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 340 | $5,000 | thousands by filing date | |
| CYMER INC | 232572107 | COM | 100 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 400 | $5,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 50 | $4,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 6 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR/A 0001085146-15-002468 | this filing | 2015-12-31 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-15-002469 | added | 2015-12-31 | acceptance time not in the bulk data set |