13F-HR filed by Private Advisor Group, LLC
Private Advisor Group, LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 1,039 holding rows worth $1,818,717,000.
- Accession
- 0001085146-15-002309
- Filer
- CIK 1567755
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 1,039 entries on the cover page, a total value of $1,818,717,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,818,717,000 with VALUE read as thousands by filing date, 13F file number 028-15851. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 25,000 | $31,000 | thousands by filing date | principal |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 16,000 | $28,000 | thousands by filing date | principal |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 31,956 | $27,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 27,000 | $26,000 | thousands by filing date | principal |
| SUMMER INFANT INC | 865646103 | COMM STK | 15,155 | $26,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 20,009 | $25,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AC8 | DEB 0.750 3/3 | 15,000 | $22,000 | thousands by filing date | principal |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 17,000 | $22,000 | thousands by filing date | principal |
| PENN WEST PETE LTD NEW | 707887105 | COM | 42,656 | $20,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 16,627 | $20,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 17,000 | $20,000 | thousands by filing date | principal |
| CTC MEDIA INC | 12642X106 | COM | 10,919 | $19,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 12,000 | $18,000 | thousands by filing date | principal |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 19,000 | $18,000 | thousands by filing date | principal |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 15,000 | $17,000 | thousands by filing date | principal |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 14,000 | $16,000 | thousands by filing date | principal |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 35,506 | $16,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 12,000 | $15,000 | thousands by filing date | principal |
| ATHERSYS INC | 04744L106 | COM | 13,788 | $15,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 13,550 | $15,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 18,720 | $14,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 24,500 | $14,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 66,851 | $14,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 15,000 | $14,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 13,000 | $14,000 | thousands by filing date | principal |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 14,000 | $14,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 13,000 | $14,000 | thousands by filing date | principal |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 13,000 | $13,000 | thousands by filing date | principal |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 10,000 | $12,000 | thousands by filing date | principal |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 17,075 | $10,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 10,000 | $10,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 10,000 | $10,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 10,000 | $9,000 | thousands by filing date | principal |
| HALCON RES CORP | 40537Q209 | COM NEW | 13,000 | $7,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 23,345 | $7,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 10,000 | $4,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104100 | COM | 20,000 | $2,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 10,000 | $2,000 | thousands by filing date | |
| LIQUID HLDGS GROUP INC COM | 53633A101 | COM | 11,000 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-15-002309 | this filing | 2015-11-13 | acceptance time not in the bulk data set |