13F-HR filed by Charles Schwab Investment Advisory, Inc.
Charles Schwab Investment Advisory, Inc. filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 76 holding rows worth $7,078,238,000.
- Accession
- 0001085146-15-002305
- Filer
- CIK 1501902
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 76 entries on the cover page, a total value of $7,078,238,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,078,238,000 with VALUE read as thousands by filing date, 13F file number 028-14153. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 10,230,499 | $545,899,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 9,832,377 | $449,929,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 14,053,688 | $384,650,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 14,094,266 | $384,351,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 10,607,036 | $378,035,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 3,271,246 | $350,187,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 5,502,654 | $251,912,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 10,611,211 | $251,910,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,083,584 | $207,405,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 18,836,571 | $203,058,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 5,357,457 | $199,244,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 7,109,089 | $193,438,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 9,732,021 | $168,656,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 9,003,325 | $166,471,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 6,108,621 | $155,953,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 8,033,029 | $153,029,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 5,083,988 | $145,097,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 1,504,901 | $142,394,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,111,090 | $121,331,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 5,826,186 | $117,806,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 2,144,013 | $116,849,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 1,345,630 | $115,953,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 993,566 | $115,343,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 4,594,272 | $113,111,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 2,029,149 | $107,402,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,418,944 | $105,371,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 4,405,642 | $99,832,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 2,019,491 | $96,471,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 2,270,756 | $80,975,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 3,065,669 | $79,952,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 1,543,367 | $78,666,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 617,159 | $76,928,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 1,956,014 | $66,407,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 5,435,487 | $61,693,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 337,605 | $59,321,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 499,771 | $56,994,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 2,656,624 | $55,470,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 536,732 | $49,090,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,312,617 | $46,559,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 1,157,951 | $46,190,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 534,693 | $44,331,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 627,836 | $43,792,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 1,209,110 | $43,214,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 562,276 | $41,715,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 1,631,960 | $39,347,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 2,361,648 | $30,017,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 557,878 | $29,942,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 501,002 | $25,937,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 236,866 | $25,724,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 1,004,094 | $25,414,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 230,800 | $24,915,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 476,091 | $17,115,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 704,408 | $16,927,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 1,157,593 | $16,646,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 178,037 | $9,851,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 284,708 | $9,669,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 165,253 | $7,238,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 305,831 | $7,227,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 56,459 | $5,121,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 36,957 | $4,091,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 13,024 | $1,529,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 135,332 | $1,464,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 15,170 | $1,146,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 20,108 | $1,048,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 16,482 | $1,033,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 26,507 | $1,023,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 14,158 | $831,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 6,260 | $513,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 7,701 | $391,000 | thousands by filing date | |
| VTI | 922908769 | COM | 3,391 | $335,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 2,434 | $267,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 5,094 | $236,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 2,766 | $222,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 2,492 | $218,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,522 | $215,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 9,425 | $202,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-15-002305 | this filing | 2015-11-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-16-003881 | superseded | 2016-05-31 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-19-002426 | base | 2019-09-25 | acceptance time not in the bulk data set |