13F-HR filed by OPPENHEIMER & CO INC
OPPENHEIMER & CO INC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 1,346 holding rows worth $3,291,873,000.
- Accession
- 0001085146-15-002300
- Filer
- CIK 822581
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 1,346 entries on the cover page, a total value of $3,291,873,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,291,873,000 with VALUE read as thousands by filing date, 13F file number 028-04046. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 48,346 | $293,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 5,011 | $292,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 18,550 | $291,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 8,979 | $289,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 10,813 | $289,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 63,386 | $286,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 8,991 | $286,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 25,700 | $286,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 4,887 | $285,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 18,448 | $285,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 36,404 | $285,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 12,836 | $284,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,269 | $283,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 24,903 | $282,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 18,115 | $282,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 3,643 | $281,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 5,640 | $280,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 3,196 | $279,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 22,453 | $279,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 4,399 | $278,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 43,600 | $277,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 3,645 | $277,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 3,001 | $276,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,300 | $275,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 20,118 | $275,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 2,394 | $275,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 17,469 | $274,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 8,775 | $274,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 4,966 | $273,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 5,688 | $271,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 30,500 | $271,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 8,607 | $271,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 4,416 | $270,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 45,662 | $270,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 16,712 | $269,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 23,826 | $269,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 35,765 | $269,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 13,400 | $268,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 9,224 | $268,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 4,582 | $267,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 5,044 | $266,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 10,831 | $266,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 21,020 | $266,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 5,518 | $265,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 8,367 | $265,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 57,494 | $265,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 7,772 | $265,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 7,022 | $265,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 31,504 | $261,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 9,047 | $260,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 16,250 | $259,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 5,000 | $258,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 3,558 | $257,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 18,922 | $257,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 14,267 | $256,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,700 | $255,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 12,420 | $254,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 9,399 | $254,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 19,328 | $254,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 12,997 | $254,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 2,271 | $253,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 19,310 | $253,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 7,634 | $251,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 20,000 | $251,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 24,658 | $248,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 2,035 | $247,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 19,456 | $247,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 12,622 | $246,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 18,744 | $246,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 3,562 | $245,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 12,998 | $245,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 15,874 | $244,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 5,819 | $243,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 5,247 | $243,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 7,386 | $243,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 25,752 | $243,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 12,300 | $243,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 324 | $242,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 8,741 | $241,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 9,893 | $241,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 9,911 | $241,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 8,297 | $241,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 4,990 | $240,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 6,688 | $240,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 1,361 | $239,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 5,700 | $239,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 96,728 | $239,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 5,166 | $238,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 12,224 | $238,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 17,834 | $237,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 19,800 | $237,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 32,000 | $237,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 2,000 | $237,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 8,000 | $236,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 31,970 | $235,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP | 635906209 | CVPFSTKF | 15,200 | $235,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,762 | $234,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 14,623 | $234,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 29,750 | $234,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 8,850 | $233,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 23,127 | $233,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 10,600 | $233,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 9,115 | $233,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 7,321 | $232,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 18,324 | $229,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 9,320 | $229,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 33,500 | $228,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 18,212 | $228,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 7,792 | $228,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,755 | $227,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,544 | $227,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 8,313 | $227,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 7,786 | $226,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 23,187 | $226,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 9,980 | $226,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 4,000 | $225,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 2,100 | $225,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 17,375 | $225,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 10,045 | $225,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 3,225 | $224,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 2,172 | $223,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 10,898 | $222,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 15,850 | $222,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 10,297 | $222,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 7,430 | $221,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 469 | $220,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 17,514 | $220,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 5,770 | $220,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 86,739 | $220,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 15,900 | $219,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 15,900 | $219,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 22,500 | $218,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 14,559 | $218,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 3,395 | $217,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 14,602 | $216,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 13,750 | $216,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 5,447 | $215,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 28,200 | $215,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 3,138 | $214,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 4,819 | $214,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 5,855 | $214,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 15,655 | $213,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 14,845 | $213,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 30,772 | $212,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 2,625 | $212,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 9,857 | $211,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 36,293 | $211,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,145 | $210,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 11,800 | $210,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 15,683 | $210,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 16,600 | $209,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 5,000 | $208,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 36,300 | $208,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 3,190 | $207,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 5,915 | $207,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 2,624 | $207,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 11,000 | $207,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 8,500 | $206,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 2,150 | $205,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 3,500 | $205,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 2,265 | $204,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 3,293 | $204,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 12,054 | $203,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 9,225 | $203,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 11,719 | $203,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 8,003 | $202,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 4,177 | $202,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 4,231 | $202,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 132 | $201,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 3,777 | $201,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 53,628 | $201,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 2,060 | $200,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 20,200 | $200,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 38,000 | $198,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 14,092 | $191,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 14,540 | $190,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 11,297 | $189,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 59,502 | $189,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 34,986 | $189,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 14,500 | $188,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 14,516 | $187,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 31,129 | $187,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 15,025 | $186,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 35,195 | $185,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 13,543 | $184,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 11,122 | $182,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 10,439 | $181,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 22,800 | $181,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 10,635 | $180,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 12,900 | $179,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 15,100 | $179,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 34,184 | $178,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 12,141 | $178,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 14,445 | $177,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 12,210 | $176,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 18,500 | $174,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 15,640 | $172,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 10,010 | $172,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 22,423 | $171,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 12,800 | $170,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 11,682 | $170,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 17,443 | $170,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 15,400 | $168,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 30,350 | $168,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 18,600 | $167,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 12,500 | $162,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 11,890 | $161,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 20,000 | $160,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 47,977 | $160,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 11,480 | $158,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 86,500 | $158,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 11,021 | $156,000 | thousands by filing date | |
| REMARK MEDIA INC | 75954W107 | COM | 35,000 | $154,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 15,879 | $152,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 22,301 | $152,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 12,662 | $152,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 19,314 | $151,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 88,566 | $150,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 30,000 | $150,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 17,150 | $149,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 29,005 | $149,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 11,043 | $146,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 91,900 | $145,000 | thousands by filing date | |
| OI SA-ADR | 670851401 | Com | 215,122 | $145,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 40,966 | $144,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 14,402 | $143,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 15,350 | $142,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 13,548 | $141,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 10,401 | $140,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 13,445 | $139,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 14,683 | $139,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 12,497 | $136,000 | thousands by filing date | |
| OI SA SPONSORED ADR CMN | 670851302 | COM | 199,985 | $136,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 19,033 | $135,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 16,800 | $134,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 15,737 | $134,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 55,648 | $134,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 28,226 | $131,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 75,096 | $131,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 11,792 | $129,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 76,100 | $129,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 12,611 | $128,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 15,605 | $126,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 22,501 | $125,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 19,184 | $120,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 12,029 | $120,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 12,610 | $119,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 56,118 | $118,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 58,161 | $118,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 17,594 | $118,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 36,000 | $117,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 59,039 | $116,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 15,000 | $114,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 10,197 | $113,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 22,168 | $111,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 21,503 | $111,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 24,948 | $109,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 10,661 | $109,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 20,300 | $108,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 14,329 | $107,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 27,300 | $104,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 13,700 | $104,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 32,007 | $104,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 14,000 | $102,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 14,800 | $100,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 11,500 | $100,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 14,000 | $99,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 13,754 | $97,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 13,700 | $97,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 10,125 | $97,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 16,000 | $96,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 10,000 | $95,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 10,000 | $92,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 46,000 | $86,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 33,328 | $84,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 10,590 | $84,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 10,000 | $82,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 29,966 | $81,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 13,455 | $80,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 10,988 | $79,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 10,607 | $79,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 17,300 | $79,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 15,000 | $78,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 24,467 | $78,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 12,700 | $78,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 169,000 | $78,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 12,552 | $76,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 23,850 | $76,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 20,000 | $75,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 16,500 | $74,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 31,500 | $70,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 15,000 | $70,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 10,000 | $69,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 11,000 | $67,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 11,303 | $63,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 12,600 | $62,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 23,700 | $62,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 20,000 | $58,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 11,315 | $57,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 10,000 | $56,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 59,868 | $55,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 17,500 | $53,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 21,174 | $53,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 10,310 | $52,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 30,000 | $50,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 18,365 | $47,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 31,300 | $47,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 26,770 | $46,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 10,500 | $46,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 23,000 | $43,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 16,576 | $43,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 18,380 | $42,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 14,967 | $41,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 37,000 | $39,000 | thousands by filing date | |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 30,000 | $38,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 14,150 | $36,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 10,019 | $35,000 | thousands by filing date | principal |
| AEMETIS INC | 00770K202 | COM NEW | 12,415 | $34,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 14,500 | $34,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 108,500 | $31,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 16,810 | $29,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 37,864 | $28,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 10,000 | $26,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 139,000 | $24,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 30,000 | $23,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 26,128 | $23,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 65,000 | $22,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 10,000 | $22,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 10,900 | $21,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 14,500 | $20,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 15,000 | $19,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 10,000 | $18,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 15,000 | $18,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 53,338 | $18,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 12,467 | $17,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 60,700 | $16,000 | thousands by filing date | |
| * GIGAMEDIA LTD | Y2711Y104 | ORD | 30,471 | $15,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 13,700 | $13,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424108 | SPONSORED ADR | 20,000 | $11,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 32,900 | $11,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 20,000 | $9,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 27,042 | $9,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 16,782 | $7,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 10,500 | $4,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 19,000 | $4,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 18,979 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-15-002300 | this filing | 2015-11-13 | acceptance time not in the bulk data set |