13F-HR filed by Financial Architects, Inc
Financial Architects, Inc filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 205 holding rows worth $236,933,000.
- Accession
- 0001085146-15-002296
- Filer
- CIK 1416692
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A combination report, 205 entries on the cover page, a total value of $236,933,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $236,933,000 with VALUE read as thousands by filing date, 13F file number 028-12762. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerACR LCG
- reports for this filerAthenaInvest Global
- reports for this filerDelaware Capital Large Cap Val
- reports for this filerDT Investments
- reports for this filerFederated Strategic Value
- reports for this filerFinancial Architects
- reports for this filerF-Squared All Weather Premium
- reports for this filerGood Harbor Tactical Core
- reports for this filerGracor Global
- reports for this filerHillman Capital Diversified Eq
- reports for this filerJP Morgan Mid Cap Value
- reports for this filerKayne Anderson SMID
- reports for this filerNavellier Large Cap Growth
- reports for this filerNeuberger Berman All-Cap Core
- reports for this filerNorthCoast Tactical Growth
- reports for this filerSanta Barbara Dividend Growth
- reports for this filerUS Trust NY Value Equity
- reports for this filerWindhaven Investment
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 181,818 | $13,375,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 430,480 | $9,911,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 205,421 | $9,817,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 77,371 | $9,564,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 326,675 | $8,941,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 71,025 | $7,569,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 58,201 | $6,420,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 52,684 | $5,598,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 213,650 | $5,388,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 132,009 | $5,034,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 34,675 | $4,521,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 56,741 | $4,391,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 45,491 | $4,247,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 82,501 | $3,826,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 91,932 | $3,631,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 45,914 | $3,340,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 72,772 | $3,254,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 117,265 | $3,198,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 66,690 | $2,902,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 125,703 | $2,848,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 37,855 | $2,815,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 30,469 | $2,618,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 16,000 | $2,400,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 45,922 | $2,394,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 24,973 | $2,296,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 49,817 | $2,041,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 21,042 | $1,984,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 21,727 | $1,953,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 34,421 | $1,873,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 44,984 | $1,736,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 6,631 | $1,650,000 | thousands by filing date | principal |
| iShares Global Healthcare ETF | 464287325 | SHS | 16,555 | $1,630,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 8,459 | $1,621,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 10,400 | $1,618,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 47,494 | $1,547,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 56,420 | $1,457,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 23,945 | $1,420,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 18,523 | $1,383,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 67,945 | $1,374,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 43,223 | $1,358,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 26,794 | $1,323,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 67,157 | $1,279,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 42,006 | $1,266,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 29,035 | $1,257,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 15,268 | $1,227,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 26,684 | $1,181,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 12,844 | $1,147,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 1,418 | $1,137,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 10,786 | $1,098,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 10,726 | $1,096,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 55,388 | $1,088,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 38,259 | $1,041,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 14,348 | $1,032,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 18,286 | $1,026,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 7,073 | $1,025,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 36,191 | $958,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 20,221 | $954,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 23,611 | $940,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 9,561 | $922,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 96,626 | $901,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 16,476 | $889,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 14,720 | $871,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 21,278 | $868,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 1,403 | $854,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 13,918 | $849,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 10,604 | $836,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 11,623 | $820,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 15,682 | $805,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 7,800 | $766,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 20,420 | $752,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 8,050 | $751,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 10,964 | $726,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 2,500 | $712,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 7,605 | $707,000 | thousands by filing date | principal |
| Amazon.com, Inc | 023135106 | COM | 1,380 | $706,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 6,000 | $706,000 | thousands by filing date | |
| 38259p508 | COM | 1,103 | $704,000 | thousands by filing date | ||
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 26,400 | $684,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 12,485 | $679,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 15,180 | $672,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 42,859 | $668,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 21,925 | $666,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 9,240 | $644,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 6,593 | $643,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 11,860 | $637,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 20,320 | $621,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 5,648 | $609,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 6,005 | $602,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 18,885 | $598,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 32,725 | $598,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 3,361 | $591,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 14,621 | $588,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 5,903 | $582,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 14,747 | $581,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 7,466 | $573,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 8,285 | $571,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 7,015 | $557,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 6,829 | $553,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 11,427 | $548,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 12,986 | $547,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 6,412 | $546,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 5,632 | $545,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,698 | $543,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 5,775 | $539,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 19,940 | $526,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,850 | $518,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 14,250 | $515,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 5,693 | $508,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 3,094 | $503,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 19,600 | $502,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 4,620 | $500,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 9,027 | $493,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 15,352 | $487,000 | thousands by filing date | |
| VTI | 922908769 | COM | 4,897 | $483,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 18,206 | $478,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 9,559 | $478,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 19,869 | $474,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 17,305 | $466,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 6,131 | $463,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 8,169 | $461,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,166 | $449,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 7,736 | $443,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 7,927 | $437,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 13,218 | $433,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 4,281 | $423,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 14,961 | $414,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 8,170 | $404,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 10,176 | $403,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,677 | $402,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 15,510 | $386,000 | thousands by filing date | |
| IJH | 464287507 | COM | 2,801 | $383,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 4,185 | $372,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 6,843 | $371,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 29,557 | $369,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,945 | $356,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 5,108 | $356,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 9,165 | $352,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 8,138 | $346,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 4,000 | $343,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,292 | $331,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 4,009 | $328,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 5,331 | $326,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 22,230 | $326,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,940 | $322,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 6,275 | $319,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,525 | $316,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,905 | $315,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 4,347 | $310,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 5,404 | $307,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 12,932 | $307,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 6,471 | $307,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,045 | $305,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,259 | $288,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 5,226 | $287,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 7,260 | $284,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 2,300 | $282,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,381 | $275,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 10,900 | $275,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 4,789 | $274,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 5,934 | $272,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 8,472 | $270,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 9,029 | $268,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,448 | $267,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 5,380 | $261,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 6,300 | $260,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,723 | $255,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 938 | $255,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,421 | $254,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,987 | $249,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 6,236 | $244,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 8,493 | $243,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 7,835 | $238,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 3,250 | $235,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 4,116 | $234,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 4,789 | $233,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 5,653 | $232,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 5,761 | $231,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 4,053 | $230,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 5,099 | $228,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 2,500 | $226,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 4,440 | $220,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 10,000 | $219,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,069 | $216,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,586 | $212,000 | thousands by filing date | principal |
| AFLAC INC COM | 001055102 | Stock | 3,613 | $210,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,317 | $209,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,323 | $209,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 10,522 | $208,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 2,672 | $207,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,466 | $206,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 4,781 | $204,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 4,000 | $204,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,214 | $204,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,040 | $203,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 18,000 | $188,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 10,092 | $182,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 10,524 | $170,000 | thousands by filing date | principal |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 10,000 | $113,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 10,725 | $94,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 44,291 | $94,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 30,000 | $90,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 15,000 | $68,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 15,000 | $37,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 10,000 | $37,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 10,166 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-15-002296 | this filing | 2015-11-13 | acceptance time not in the bulk data set |