13F-HR filed by National Planning Corp
National Planning Corp filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-12, with 620 holding rows worth $1,088,182,000.
- Accession
- 0001085146-15-002273
- Filer
- CIK 1492262
- Filed
- 2015-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 620 entries on the cover page, a total value of $1,088,182,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,088,182,000 with VALUE read as thousands by filing date, 13F file number 028-13971. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPRUDENTIAL PLC028-03582
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNILEVER PLC | 904767704 | SPON ADR NEW | 5,706 | $253,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 17,377 | $252,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,496 | $252,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 4,289 | $246,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 7,328 | $245,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 5,037 | $243,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 4,544 | $241,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 32,245 | $241,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 5,559 | $239,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 2,530 | $235,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 8,274 | $234,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 2,106 | $234,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 11,827 | $233,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 12,410 | $233,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 3,035 | $232,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 3,856 | $232,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X693 | GLOBL CP BD FD | 3,200 | $232,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W101 | ENH US LCP ETF | 7,031 | $230,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 7,822 | $229,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 19,094 | $228,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 6,865 | $228,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 20,512 | $228,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 23,116 | $226,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 38,609 | $225,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 7,832 | $225,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 31,500 | $225,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 7,372 | $225,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 3,711 | $224,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,167 | $222,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 15,136 | $222,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 13,709 | $222,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 7,300 | $221,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 16,600 | $221,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 4,674 | $221,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 3,152 | $221,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 4,144 | $220,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 3,476 | $219,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 6,318 | $219,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 29,555 | $218,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 72,636 | $217,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 5,046 | $216,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 17,220 | $216,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 3,730 | $215,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 6,095 | $214,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 5,883 | $213,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 18,378 | $212,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 22,655 | $212,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 20,644 | $212,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,618 | $211,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,169 | $211,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 5,146 | $211,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 13,415 | $211,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 4,109 | $211,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 10,999 | $210,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 142 | $209,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,663 | $208,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 4,625 | $208,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 6,155 | $207,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 12,697 | $206,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 19,384 | $206,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 5,219 | $203,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 35,576 | $202,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 40,090 | $201,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 30,588 | $201,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 4,142 | $201,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 4,440 | $200,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 11,110 | $196,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 11,250 | $193,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 42,750 | $192,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 14,402 | $183,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 15,714 | $183,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 27,500 | $182,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 19,352 | $175,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 14,453 | $174,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 15,475 | $171,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 11,447 | $169,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 17,986 | $167,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 15,030 | $167,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 103,716 | $167,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 14,250 | $162,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 11,705 | $159,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 11,409 | $152,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 14,001 | $149,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 20,589 | $145,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 10,570 | $136,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 12,885 | $133,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 11,100 | $131,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 10,981 | $130,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 15,369 | $127,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 19,738 | $125,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 23,795 | $125,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 16,446 | $123,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 37,326 | $122,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 18,283 | $118,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 16,066 | $116,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 80,700 | $114,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 10,876 | $114,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 10,275 | $96,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 14,083 | $96,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 84,000 | $95,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 11,300 | $93,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 10,065 | $89,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 14,946 | $88,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 39,600 | $87,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 11,671 | $86,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 14,692 | $78,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 19,469 | $72,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 32,006 | $70,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 24,687 | $70,000 | thousands by filing date | |
| OCATA THERAPEUTICS INC | 67457L100 | COM | 10,000 | $47,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 49,334 | $41,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 11,000 | $40,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 30,225 | $26,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 10,344 | $25,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 13,171 | $20,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 38,875 | $19,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 20,900 | $12,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 31,591 | $12,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 32,885 | $9,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 15,000 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-15-002273 | this filing | 2015-11-12 | acceptance time not in the bulk data set |