13F-HR filed by PINNACLE ASSOCIATES LTD
PINNACLE ASSOCIATES LTD filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-10, with 644 holding rows worth $4,519,504,000.
- Accession
- 0001085146-15-002234
- Filer
- CIK 743127
- Filed
- 2015-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 644 entries on the cover page, a total value of $4,519,504,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,519,504,000 with VALUE read as thousands by filing date, 13F file number 028-01669. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 26,857 | $343,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 6,515 | $340,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 6,690 | $340,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 28,475 | $340,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 25,927 | $337,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 275,000 | $334,000 | thousands by filing date | principal |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 49,623 | $334,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 20,470 | $330,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 56,520 | $330,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 3,050 | $329,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 8,713 | $328,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 19,075 | $328,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 24,895 | $326,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 27,350 | $325,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 13,106 | $324,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 6,180 | $323,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 4,751 | $319,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 4,500 | $319,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 7,869 | $318,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 21,308 | $313,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 4,370 | $310,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 28,690 | $307,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 4,534 | $300,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 23,868 | $300,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 10,980 | $297,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 4,829 | $295,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 78,446 | $293,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 75,900 | $292,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 12,500 | $292,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 2,180 | $290,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 9,667 | $290,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 7,313 | $290,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 12,235 | $289,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 5,135 | $282,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 26,290 | $282,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 5,311 | $282,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 4,198 | $279,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,735 | $274,000 | thousands by filing date | |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 275,000 | $274,000 | thousands by filing date | principal |
| KLA CORP | 482480100 | COM | 5,460 | $273,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 8,147 | $273,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 9,070 | $272,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 19,200 | $270,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 11,125 | $270,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 9,300 | $269,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 24,250 | $268,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 3,110 | $264,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 16,225 | $264,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 31,300 | $263,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 6,650 | $262,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 9,130 | $260,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 17,000 | $259,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 6,442 | $255,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 43,345 | $252,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 1,800 | $252,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 8,164 | $249,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,000 | $247,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 5,637 | $244,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 4,840 | $242,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 3,350 | $241,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 6,660 | $237,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 11,585 | $235,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 21,601 | $235,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 7,722 | $233,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 16,846 | $232,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 3,429 | $230,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 15,001 | $230,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,592 | $227,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 3,712 | $227,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 5,988 | $226,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 11,150 | $226,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 5,374 | $225,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 12,283 | $225,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,636 | $225,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 17,878 | $224,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 4,039 | $223,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 5,608 | $222,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 2,000 | $221,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 6,669 | $219,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 4,379 | $218,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,983 | $216,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 3,691 | $215,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 3,665 | $212,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 10,900 | $212,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 2,033 | $211,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 11,854 | $209,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 5,280 | $206,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 6,509 | $206,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,711 | $206,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 27,500 | $205,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 3,553 | $203,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 5,400 | $202,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 4,050 | $200,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 19,500 | $198,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 13,675 | $193,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 22,900 | $190,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 17,280 | $186,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 29,600 | $180,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 14,863 | $175,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 10,000 | $170,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 34,088 | $168,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 10,000 | $165,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 15,100 | $164,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 18,300 | $161,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 10,308 | $160,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 12,214 | $155,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 25,000 | $153,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 11,850 | $151,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 10,986 | $147,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 62,800 | $146,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 10,000 | $144,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 12,000 | $144,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 10,456 | $141,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 12,079 | $138,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 13,675 | $129,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 23,175 | $127,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 10,175 | $124,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 56,300 | $114,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 10,600 | $103,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 11,452 | $99,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 18,400 | $89,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 45,600 | $87,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 13,100 | $80,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 15,000 | $77,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 10,500 | $72,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 18,523 | $68,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 10,577 | $67,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 14,990 | $67,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 12,000 | $64,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 10,261 | $63,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 13,300 | $61,000 | thousands by filing date | |
| CARTESIAN INC | 146534102 | COM ADDED | 24,450 | $60,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 15,331 | $49,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 12,000 | $47,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 12,245 | $46,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 15,800 | $43,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 31,500 | $33,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 15,500 | $28,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 12,597 | $15,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 15,445 | $13,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 12,810 | $11,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 10,729 | $10,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 11,500 | $7,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 10,000 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-15-002234 | this filing | 2015-11-10 | acceptance time not in the bulk data set |