13F-HR filed by Caprock Group, LLC
Caprock Group, LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-10, with 74 holding rows worth $140,756,000.
- Accession
- 0001085146-15-002226
- Filer
- CIK 1610769
- Filed
- 2015-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 74 entries on the cover page, a total value of $140,756,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $140,756,000 with VALUE read as thousands by filing date, 13F file number 028-16427. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 646,572 | $23,044,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 192,255 | $7,884,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 42,283 | $7,429,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 38,426 | $7,364,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 50,906 | $7,359,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 130,756 | $7,146,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 61,728 | $6,596,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 52,447 | $5,662,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 47,444 | $5,535,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 104,930 | $5,160,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 49,697 | $5,057,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 148,708 | $5,034,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 80,149 | $3,771,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 88,020 | $2,386,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 190,523 | $2,281,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 20,182 | $2,226,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 190,998 | $2,059,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 20,686 | $1,931,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 15,928 | $1,739,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 63,842 | $1,560,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 31,833 | $1,409,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 73,546 | $1,400,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 17,856 | $1,328,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 60,382 | $1,239,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 39,753 | $1,091,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 88,237 | $1,073,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 11,401 | $1,025,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 61,750 | $970,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 35,913 | $832,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 32,191 | $812,000 | thousands by filing date | |
| VTI | 922908769 | COM | 7,900 | $780,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 6,677 | $739,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 65,934 | $723,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,485 | $715,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,317 | $703,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 22,073 | $693,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 18,367 | $663,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 26,600 | $658,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 11,384 | $653,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 8,880 | $639,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 4,666 | $611,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 10,342 | $588,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 13,414 | $497,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 30,737 | $483,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,253 | $472,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 5,062 | $471,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,223 | $457,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 22,687 | $452,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 2,848 | $443,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 20,020 | $411,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 30,282 | $394,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 5,650 | $392,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,521 | $360,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,768 | $355,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,016 | $348,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 10,234 | $339,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 8,417 | $338,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 4,547 | $331,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,081 | $304,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,717 | $294,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 31,290 | $287,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 26,000 | $284,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,573 | $282,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 40,160 | $273,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 45,000 | $244,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 28,980 | $241,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,183 | $236,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 5,000 | $231,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,146 | $230,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 5,809 | $224,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 4,557 | $203,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 19,340 | $199,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 75,000 | $73,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 11,000 | $41,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-15-002226 | this filing | 2015-11-10 | acceptance time not in the bulk data set |