13F-HR filed by Brown Advisory Securities, LLC
Brown Advisory Securities, LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-06, with 309 holding rows worth $277,315,000.
- Accession
- 0001085146-15-002184
- Filer
- CIK 1389479
- Filed
- 2015-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 309 entries on the cover page, a total value of $277,315,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $277,315,000 with VALUE read as thousands by filing date, 13F file number 028-12353. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 132,332 | $14,585,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 85,971 | $6,184,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 78,467 | $5,830,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 57,907 | $5,403,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 58,902 | $5,313,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 70,865 | $5,215,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 10,153 | $5,195,000 | thousands by filing date | |
| 38259p508 | COM | 8,049 | $5,141,000 | thousands by filing date | ||
| UNDER ARMOUR INC | 904311107 | CL A | 46,712 | $4,519,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 32,614 | $4,257,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 167,748 | $4,231,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 96,407 | $4,199,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 92,594 | $4,095,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 49,921 | $4,033,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 40,747 | $3,838,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 74,287 | $3,671,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 127,188 | $3,634,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 52,092 | $3,631,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 5,858 | $3,557,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 47,989 | $3,313,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 55,205 | $3,142,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 56,602 | $3,037,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 33,019 | $2,964,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 28,606 | $2,780,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 28,200 | $2,769,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 45,094 | $2,752,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 98,721 | $2,729,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 21,150 | $2,617,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 30,197 | $2,572,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 42,129 | $2,497,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 82,026 | $2,472,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 44,865 | $2,442,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 16,723 | $2,424,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 69,004 | $2,253,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 31,827 | $2,220,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 15,618 | $2,174,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 28,159 | $2,034,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 19,523 | $1,994,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 36,718 | $1,883,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 13,076 | $1,797,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 44,494 | $1,781,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 19,968 | $1,759,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 41,477 | $1,732,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 67,478 | $1,682,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 32,930 | $1,527,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 18,452 | $1,516,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 10,317 | $1,489,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 10,443 | $1,478,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 18,522 | $1,466,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 45,251 | $1,422,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 59,618 | $1,381,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 18,486 | $1,369,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 23,702 | $1,291,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 17,367 | $1,265,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 18,170 | $1,262,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 17,073 | $1,232,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 16,673 | $1,228,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 13,170 | $1,226,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 10,000 | $1,219,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 33,754 | $1,213,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 18,032 | $1,210,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 12,654 | $1,190,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 12,621 | $1,127,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 13,571 | $1,113,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 11,315 | $1,111,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 38,845 | $1,111,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 23,286 | $1,096,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 9,415 | $1,092,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 22,448 | $1,075,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 11,458 | $1,069,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 26,277 | $1,054,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 13,157 | $1,048,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 2,238 | $1,029,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 13,807 | $970,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 19,928 | $946,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 14,425 | $914,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 22,153 | $911,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 13,772 | $903,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 8,180 | $897,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 27,625 | $871,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 10,995 | $869,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 8,975 | $865,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 10,422 | $865,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 62,537 | $845,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 8,502 | $840,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 31,157 | $825,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 16,798 | $808,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 9,515 | $801,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 12,528 | $793,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 13,256 | $765,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 7,644 | $753,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 602 | $742,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 15,054 | $733,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 10,821 | $732,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 9,349 | $708,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 12,215 | $691,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 10,610 | $679,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 13,421 | $677,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 15,388 | $674,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 7,125 | $656,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 16,300 | $655,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 19,000 | $644,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 11,388 | $639,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,323 | $638,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 10,139 | $634,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 19,144 | $628,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 8,498 | $627,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 7,086 | $616,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 38,307 | $611,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 3,863 | $609,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 8,165 | $605,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 4,346 | $600,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 7,405 | $600,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 3,408 | $595,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 10,353 | $589,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 5,046 | $586,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 727 | $582,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 5,398 | $580,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 4,960 | $579,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 5,257 | $578,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 5,600 | $577,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 6,522 | $573,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 13,165 | $565,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 4,626 | $538,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 7,504 | $533,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 8,034 | $521,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,747 | $519,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 8,638 | $519,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 8,390 | $519,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 19,648 | $516,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 3,249 | $511,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 2,903 | $510,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 13,742 | $508,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 4,337 | $506,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 9,209 | $503,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 11,605 | $500,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 5,254 | $498,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,994 | $495,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 15,675 | $495,000 | thousands by filing date | |
| IJH | 464287507 | COM | 3,604 | $492,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,551 | $490,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 12,742 | $486,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 3,580 | $482,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,571 | $478,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 6,188 | $477,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 11,581 | $468,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 3,650 | $467,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 3,797 | $465,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 6,979 | $463,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 17,270 | $463,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 5,181 | $463,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 27,330 | $460,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 11,740 | $459,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,158 | $455,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 4,077 | $449,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 4,291 | $449,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 5,590 | $448,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 6,329 | $445,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,486 | $439,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 31,555 | $431,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 27,613 | $429,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 2,009 | $426,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,933 | $419,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 11,203 | $419,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 30,700 | $415,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 4,742 | $411,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 6,683 | $408,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 25,564 | $408,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,034 | $397,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 7,754 | $395,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 12,639 | $394,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 4,497 | $376,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 4,482 | $373,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 4,618 | $371,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 9,248 | $365,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 3,366 | $364,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 3,316 | $361,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 11,776 | $360,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 8,857 | $360,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 7,440 | $357,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,169 | $357,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 3,680 | $357,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 9,532 | $351,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,875 | $343,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 14,880 | $339,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 8,334 | $335,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 7,781 | $335,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 9,264 | $333,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,630 | $328,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 15,659 | $327,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 10,763 | $326,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 6,208 | $325,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 10,920 | $325,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 2,745 | $322,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,535 | $319,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 7,823 | $305,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 5,074 | $304,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 6,324 | $301,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 4,339 | $300,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 2,245 | $299,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 5,861 | $298,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 1,736 | $297,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2,213 | $297,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 4,140 | $297,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 2,135 | $293,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 5,087 | $291,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,667 | $290,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 11,700 | $290,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 9,341 | $289,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 29,285 | $288,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 4,995 | $287,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 40,000 | $287,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 6,595 | $281,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 7,250 | $279,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 9,425 | $274,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 20,328 | $272,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 5,281 | $271,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 3,748 | $270,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 1,503 | $264,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 4,627 | $264,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 3,609 | $261,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 2,918 | $260,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 35,534 | $259,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 9,673 | $259,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 5,200 | $258,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 18,600 | $256,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 5,716 | $253,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 4,186 | $250,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 9,900 | $250,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 9,371 | $249,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 14,755 | $248,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 1,770 | $246,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 5,480 | $244,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 12,800 | $241,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 4,851 | $240,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 5,363 | $238,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 5,352 | $237,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 15,991 | $233,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 6,278 | $229,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 7,128 | $227,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,114 | $226,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 5,305 | $225,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 10,865 | $224,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 5,381 | $224,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 4,205 | $223,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 24,436 | $222,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 23,650 | $215,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 5,237 | $215,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 3,650 | $214,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,515 | $213,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 19,670 | $212,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 6,624 | $210,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 5,625 | $209,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 4,750 | $209,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 1,750 | $208,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 1,937 | $203,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 2,289 | $202,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 10,100 | $196,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 29,700 | $181,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 12,500 | $165,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 12,868 | $158,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 11,270 | $157,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 21,050 | $155,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 10,300 | $144,000 | thousands by filing date | |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 10,000 | $140,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 10,362 | $113,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 10,000 | $111,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 10,245 | $106,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 12,340 | $103,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 28,000 | $96,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 16,975 | $77,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 17,313 | $65,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 10,000 | $61,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 27,000 | $56,000 | thousands by filing date | principal |
| ANTARES PHARMA INC | 036642106 | COM | 27,587 | $47,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 26,000 | $41,000 | thousands by filing date | principal |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 16,000 | $38,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 23,000 | $31,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 26,000 | $28,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 26,000 | $28,000 | thousands by filing date | principal |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 26,000 | $28,000 | thousands by filing date | principal |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 20,000 | $27,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 34,000 | $26,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 26,000 | $26,000 | thousands by filing date | principal |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 26,000 | $26,000 | thousands by filing date | principal |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 22,000 | $26,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 25,000 | $25,000 | thousands by filing date | principal |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 17,000 | $24,000 | thousands by filing date | principal |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 25,000 | $24,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 17,000 | $23,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 17,000 | $23,000 | thousands by filing date | principal |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 24,000 | $23,000 | thousands by filing date | principal |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 17,000 | $23,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 26,000 | $21,000 | thousands by filing date | principal |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 16,000 | $21,000 | thousands by filing date | principal |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 21,000 | $21,000 | thousands by filing date | principal |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 15,000 | $20,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 10,000 | $19,000 | thousands by filing date | principal |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 10,000 | $18,000 | thousands by filing date | principal |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 10,000 | $18,000 | thousands by filing date | principal |
| WABASH NATL CORP | 929566AH0 | CNV | 17,000 | $18,000 | thousands by filing date | principal |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 17,000 | $17,000 | thousands by filing date | principal |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 18,000 | $17,000 | thousands by filing date | principal |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 17,000 | $16,000 | thousands by filing date | principal |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 22,389 | $13,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 10,000 | $12,000 | thousands by filing date | principal |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 10,000 | $11,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 10,000 | $10,000 | thousands by filing date | principal |
| CIENA CORP | 171779AE1 | NOTE | 10,000 | $10,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-15-002184 | this filing | 2015-11-06 | acceptance time not in the bulk data set |