13F-HR filed by MacKay Shields LLC
MacKay Shields LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-10-22, with 128 holding rows worth $1,917,220,000.
- Accession
- 0001085146-15-002060
- Filer
- CIK 61227
- Filed
- 2015-10-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 132 entries on the cover page, a total value of $1,917,220,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,917,220,000 with VALUE read as thousands by filing date, 13F file number 028-00046. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNEW YORK LIFE INVESTMENT MANAGEMENT LLC028-06325
- included managerFIRST TRUST ADVISORS LP028-06487
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 25,228,000 | $62,198,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 39,951,000 | $54,366,000 | thousands by filing date | principal |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 33,582,000 | $53,956,000 | thousands by filing date | principal |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 25,937,000 | $52,562,000 | thousands by filing date | principal |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 34,317,000 | $51,288,000 | thousands by filing date | principal |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 42,428,000 | $48,344,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 346,461 | $46,190,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 10,243,000 | $43,930,000 | thousands by filing date | principal |
| STONE ENERGY CORP | 861642AN6 | NOTE | 51,362,000 | $43,487,000 | thousands by filing date | principal |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 37,261,000 | $39,450,000 | thousands by filing date | principal |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 31,213,000 | $39,429,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 19,102,000 | $36,079,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 34,117,000 | $35,716,000 | thousands by filing date | principal |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 24,698,000 | $34,830,000 | thousands by filing date | principal |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 36,113,000 | $34,576,000 | thousands by filing date | principal |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 22,644,000 | $33,852,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 39,966,000 | $33,796,000 | thousands by filing date | principal |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 321,670 | $31,978,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 24,239,000 | $31,411,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 34,743,000 | $28,506,000 | thousands by filing date | principal |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 23,013,000 | $28,237,000 | thousands by filing date | principal |
| WABASH NATL CORP | 929566AH0 | CNV | 23,194,000 | $26,438,000 | thousands by filing date | principal |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 254,362 | $25,909,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 25,678,000 | $24,963,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 21,143,000 | $24,936,000 | thousands by filing date | principal |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 26,431 | $24,936,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 22,966,000 | $24,427,000 | thousands by filing date | principal |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 27,778,000 | $24,393,000 | thousands by filing date | principal |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 205,297 | $24,353,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 17,247,000 | $23,296,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 19,083,000 | $22,245,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 19,192,000 | $21,511,000 | thousands by filing date | principal |
| TYSON FOODS | 902494301 | COM | 416,449 | $21,347,000 | thousands by filing date | |
| HOMEAWAY INC | 43739QAB6 | NOTE 0.125 4/0 | 22,917,000 | $21,256,000 | thousands by filing date | principal |
| AIRTRAN HLDGS INC | 00949PAD0 | NOTE 5.250%11/0 | 7,812,000 | $21,117,000 | thousands by filing date | principal |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 15,788,000 | $20,514,000 | thousands by filing date | principal |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 15,573,000 | $19,584,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 17,657,000 | $19,456,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 170,000 | $18,953,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 14,208,000 | $18,763,000 | thousands by filing date | principal |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 17,592,000 | $18,637,000 | thousands by filing date | principal |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 169,400 | $18,102,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 599,066 | $17,984,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 399,518 | $17,926,000 | thousands by filing date | |
| JARDEN CORP | 471109AM0 | NOTE 1.125% 3/1 | 15,000,000 | $17,231,000 | thousands by filing date | principal |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 11,173,000 | $16,875,000 | thousands by filing date | principal |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 188,373 | $16,763,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 14,715,000 | $15,727,000 | thousands by filing date | principal |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 13,690,000 | $15,315,000 | thousands by filing date | principal |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 9,107,000 | $14,930,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 14,974,000 | $14,209,000 | thousands by filing date | principal |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 12,088,000 | $13,727,000 | thousands by filing date | principal |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 197,600 | $13,646,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 266,900 | $13,633,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 6,884,000 | $13,514,000 | thousands by filing date | principal |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 432,823 | $13,453,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 11,742,000 | $13,085,000 | thousands by filing date | principal |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 10,830 | $12,649,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 15,672,000 | $12,608,000 | thousands by filing date | principal |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 180,170 | $11,978,000 | thousands by filing date | |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 6,908,000 | $11,463,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 11,132,000 | $11,438,000 | thousands by filing date | principal |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 10,564 | $11,378,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 7,414,000 | $11,214,000 | thousands by filing date | principal |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 828,004 | $10,847,000 | thousands by filing date | |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 7,145,000 | $10,436,000 | thousands by filing date | principal |
| Bank of America Corp | 060505104 | COM | 666,299 | $10,381,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 10,996,000 | $10,313,000 | thousands by filing date | principal |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 11,283,000 | $10,134,000 | thousands by filing date | principal |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 9,709,000 | $9,806,000 | thousands by filing date | principal |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 6,958,000 | $8,980,000 | thousands by filing date | principal |
| RAMBUS INC | 750917AE6 | CNV | 7,365,000 | $8,626,000 | thousands by filing date | principal |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 6,987,000 | $8,332,000 | thousands by filing date | principal |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 584,300 | $7,923,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 600,119 | $7,874,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 7,823,000 | $7,789,000 | thousands by filing date | principal |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 618,596 | $7,596,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 6,183,000 | $7,519,000 | thousands by filing date | principal |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 5,202,000 | $7,491,000 | thousands by filing date | principal |
| HOMEAWAY INC | 43739Q100 | COM | 268,863 | $7,136,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 545,845 | $6,872,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 201,400 | $6,727,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 186,718 | $6,600,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 131,800 | $6,375,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 6,724,000 | $6,220,000 | thousands by filing date | principal |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 6,857,000 | $6,193,000 | thousands by filing date | principal |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 526,929 | $5,981,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 97,900 | $5,945,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 397,849 | $5,295,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 5,275,000 | $5,130,000 | thousands by filing date | principal |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 80,000 | $4,906,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 4,871,000 | $4,825,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 4,709,000 | $4,794,000 | thousands by filing date | principal |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 4,792,000 | $4,780,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 4,308,000 | $4,155,000 | thousands by filing date | principal |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 325,522 | $3,955,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 283,145 | $3,655,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 3,950,000 | $3,562,000 | thousands by filing date | principal |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 265,011 | $3,495,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 1,755,000 | $3,076,000 | thousands by filing date | principal |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 220,076 | $2,969,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 184,083 | $2,601,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 4,429,000 | $2,309,000 | thousands by filing date | principal |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 3,000,000 | $2,233,000 | thousands by filing date | principal |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 43,700 | $2,085,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 2,065,000 | $2,037,000 | thousands by filing date | principal |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 133,284 | $1,890,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 1,844,000 | $1,856,000 | thousands by filing date | principal |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 118,257 | $1,762,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 2,098,000 | $1,534,000 | thousands by filing date | principal |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 104,738 | $1,488,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 87,573 | $1,182,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 184,560 | $1,179,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 23,200 | $1,157,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 70,693 | $1,037,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 200,000 | $950,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 57,976 | $833,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 92,000 | $756,000 | thousands by filing date | |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 50,000 | $710,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 284,123 | $645,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 38,744 | $528,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 86,802 | $379,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 22,040 | $298,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 13,120 | $271,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 16,228 | $243,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 14,632 | $184,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 12,886 | $173,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 110,000 | $144,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-15-002060 | this filing | 2015-10-22 | acceptance time not in the bulk data set |