13F-HR filed by NINE MASTS CAPITAL Ltd
NINE MASTS CAPITAL Ltd filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 88 holding rows worth $305,255,000.
- Accession
- 0001085146-15-001820
- Filer
- CIK 1569356
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 88 entries on the cover page, a total value of $305,255,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $305,255,000 with VALUE read as thousands by filing date, 13F file number 028-16783. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 1,988,729 | $45,253,000 | thousands by filing date | |
| SOUFUN HLDGS LTD | 836034AB4 | NOTE 2.000%12/1 | 37,800 | $35,627,000 | thousands by filing date | principal |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 710,366 | $32,143,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAB5 | NOTE 2.500% 9/1 | 16,500 | $16,191,000 | thousands by filing date | principal |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 468,680 | $16,155,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 580,913 | $12,861,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 125,000 | $10,284,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 150,218 | $10,168,000 | thousands by filing date | |
| CHINA MOBILE GAMES & ENTERTAINMENT LTD | 16952T100 | COM | 470,354 | $9,943,000 | thousands by filing date | |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 414,088 | $8,207,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 268,706 | $7,605,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 784,776 | $7,005,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 139,800 | $5,908,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 44,327 | $5,535,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 780,426 | $5,369,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 71,200 | $5,080,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 239,600 | $4,917,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 366,476 | $4,471,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 542,000 | $4,423,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 134,805 | $4,100,000 | thousands by filing date | |
| IDREAMSKY TECHNOLOGY LIMITED | 45173K101 | SPONSORED ADS | 319,000 | $3,997,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 241,361 | $3,886,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 537,351 | $3,611,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 478,775 | $3,241,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 31,800 | $3,068,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 789,709 | $2,993,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 62,386 | $2,604,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 232,000 | $2,506,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 1,119,395 | $2,366,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 213,149 | $2,221,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 230,356 | $1,970,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 175,399 | $1,875,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 56,600 | $1,833,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 49,600 | $1,798,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 17,020 | $1,469,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 13,100 | $1,456,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 182,666 | $1,240,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 45,799 | $907,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 41,600 | $906,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 59,600 | $828,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 37,100 | $729,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 83,400 | $666,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 22,900 | $653,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 35,500 | $649,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 33,100 | $620,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 72,200 | $607,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 31,564 | $582,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 6,656 | $574,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 9,420 | $531,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 84,000 | $526,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 30,102 | $496,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 7,995 | $446,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 53,711 | $309,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 12,713 | $296,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 22,200 | $291,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 16,203 | $223,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 30,391 | $219,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 11,500 | $172,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 11,200 | $155,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 7,270 | $124,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 7,600 | $100,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 6,500 | $99,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 850 | $64,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 220 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,772,500 | $19,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 821,400 | $18,000 | thousands by filing date | put |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 51,000 | $7,000 | thousands by filing date | call |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 500 | $6,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 150,000 | $5,000 | thousands by filing date | call |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 51,000 | $4,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 50,000 | $3,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 250,000 | $3,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 431,600 | $2,000 | thousands by filing date | call |
| Schlumberger Limited | 806857108 | COM | 75,000 | $2,000 | thousands by filing date | put |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 150,000 | $2,000 | thousands by filing date | put |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 150,000 | $2,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 150,000 | $1,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 50,000 | $1,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 250,000 | $1,000 | thousands by filing date | call |
| Schlumberger Limited | 806857108 | COM | 75,000 | $1,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 62,500 | $1,000 | thousands by filing date | call |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 450,000 | $1,000 | thousands by filing date | call |
| Chevron Corporation | 166764100 | COM | 50,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 4,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 24,600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Home Depot, Inc | 437076102 | COM | 50,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 200,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HALLIBURTON CO COM | 406216101 | Stock | 20,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-15-001820 | this filing | 2015-08-14 | acceptance time not in the bulk data set |