13F-HR filed by National Planning Corp
National Planning Corp filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 646 holding rows worth $1,112,776,000.
- Accession
- 0001085146-15-001784
- Filer
- CIK 1492262
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 646 entries on the cover page, a total value of $1,112,776,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,112,776,000 with VALUE read as thousands by filing date, 13F file number 028-13971. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPRUDENTIAL PLC028-03582
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 24,593 | $274,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 21,254 | $271,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 17,613 | $268,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 3,800 | $267,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 5,435 | $266,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 3,253 | $264,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 4,595 | $264,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 31,784 | $261,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 2,209 | $260,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 26,286 | $258,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 10,561 | $258,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 26,606 | $257,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 19,608 | $257,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 3,600 | $255,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 4,555 | $255,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 4,718 | $254,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 7,384 | $252,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,426 | $251,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 36,576 | $249,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 14,748 | $245,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,333 | $245,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 7,273 | $244,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,925 | $244,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 7,355 | $244,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 20,106 | $243,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 4,588 | $242,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 3,430 | $241,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 981 | $241,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 2,131 | $241,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 5,549 | $240,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 3,906 | $239,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 5,314 | $239,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 3,181 | $238,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 4,880 | $238,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 6,093 | $237,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 31,500 | $236,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,249 | $235,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,663 | $235,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,092 | $235,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 9,759 | $234,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X693 | GLOBL CP BD FD | 3,200 | $234,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 3,837 | $233,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 2,530 | $232,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 5,940 | $228,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 5,046 | $228,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 38,656 | $228,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 4,573 | $228,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 4,936 | $226,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 30,615 | $225,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 4,120 | $224,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,096 | $224,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 4,438 | $224,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 3,499 | $222,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 7,892 | $222,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 3,677 | $222,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 41,644 | $220,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 12,410 | $220,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 6,095 | $220,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 3,741 | $219,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 7,608 | $219,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 2,416 | $219,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 15,127 | $217,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 3,932 | $216,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 11,683 | $216,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 3,600 | $216,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 7,228 | $215,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,865 | $213,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 2,947 | $211,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 7,300 | $210,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 13,415 | $210,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 2,047 | $209,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,035 | $209,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 19,256 | $209,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 30,588 | $207,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 7,848 | $207,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 16,600 | $204,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 4,598 | $204,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 4,021 | $203,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 3,810 | $203,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 60,100 | $203,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 11,250 | $202,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,316 | $201,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 3,340 | $201,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 5,160 | $200,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 10,370 | $198,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 30,500 | $196,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 98,700 | $196,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 20,500 | $194,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 27,697 | $194,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 28,738 | $190,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 16,464 | $189,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 11,110 | $186,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 19,475 | $178,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 23,601 | $175,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 15,030 | $175,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 19,552 | $174,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 12,277 | $174,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 11,972 | $173,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 11,861 | $173,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 10,879 | $172,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 10,519 | $172,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 25,745 | $172,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 11,447 | $164,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 103,716 | $163,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 38,250 | $162,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 18,730 | $160,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 12,438 | $158,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 11,100 | $152,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 15,465 | $147,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 16,581 | $143,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 12,744 | $135,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 13,313 | $132,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 12,000 | $132,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 12,792 | $131,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 28,269 | $129,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 10,038 | $129,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 37,326 | $121,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 11,598 | $119,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 11,749 | $113,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 16,495 | $110,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 15,369 | $110,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 10,876 | $110,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 13,866 | $107,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 10,925 | $102,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 17,600 | $101,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 11,687 | $99,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 29,367 | $94,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 15,475 | $91,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 14,896 | $89,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 14,692 | $77,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 10,941 | $72,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 10,000 | $67,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 28,606 | $62,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 10,500 | $59,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 16,846 | $47,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 71,000 | $42,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 49,835 | $41,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 32,885 | $36,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 10,185 | $25,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 13,171 | $24,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 30,225 | $24,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 38,875 | $15,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 18,900 | $11,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 31,591 | $11,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 15,000 | $3,000 | thousands by filing date | |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 10,000 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-15-001784 | this filing | 2015-08-14 | acceptance time not in the bulk data set |