13F-HR filed by Cetera Advisors LLC
Cetera Advisors LLC filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-13, with 712 holding rows worth $1,172,507,000.
- Accession
- 0001085146-15-001741
- Filer
- CIK 1534400
- Filed
- 2015-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 712 entries on the cover page, a total value of $1,172,507,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,172,507,000 with VALUE read as thousands by filing date, 13F file number 028-14617. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 7,478 | $317,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 2,517 | $317,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 4,243 | $316,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 7,886 | $315,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 6,444 | $315,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 4,175 | $314,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 15,085 | $314,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 7,777 | $314,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 8,991 | $313,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,557 | $310,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 12,802 | $310,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 9,400 | $310,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 2,753 | $310,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 2,575 | $308,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,363 | $307,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 5,817 | $307,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 630 | $306,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 5,869 | $305,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 11,906 | $304,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 5,151 | $303,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 4,851 | $303,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 3,116 | $301,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 871 | $301,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 5,744 | $300,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 10,050 | $299,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 6,925 | $299,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 40,419 | $297,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 30,570 | $296,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 6,117 | $294,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 5,212 | $293,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 7,104 | $291,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 5,816 | $291,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 3,063 | $289,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 1,689 | $289,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 24,101 | $288,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 16,454 | $288,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 5,100 | $288,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 1,795 | $287,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 9,457 | $287,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 22,476 | $287,000 | thousands by filing date | |
| ISHARES INC | 464286467 | EMKTS GRW IDX | 5,265 | $287,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 8,618 | $285,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 5,632 | $284,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 21,851 | $283,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 16,198 | $283,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 5,884 | $282,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 9,020 | $281,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 2,935 | $281,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 9,605 | $280,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 37,486 | $279,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 53,137 | $278,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 32,854 | $278,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,971 | $277,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 11,791 | $276,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 17,658 | $275,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 4,527 | $274,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 6,697 | $273,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 34,645 | $272,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 4,755 | $271,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 4,825 | $270,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 9,297 | $270,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 2,199 | $269,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,913 | $269,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 4,185 | $269,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,450 | $268,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 5,517 | $267,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 7,469 | $265,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 3,023 | $264,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 13,533 | $263,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 3,867 | $263,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 9,792 | $263,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 22,900 | $262,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 2,356 | $260,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 10,915 | $260,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 8,567 | $260,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,439 | $258,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 8,483 | $257,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 5,358 | $256,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 7,653 | $256,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 4,204 | $252,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 8,875 | $252,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 13,010 | $251,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 8,467 | $250,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 2,423 | $249,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,905 | $249,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,149 | $249,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,595 | $247,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 41,015 | $246,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 2,249 | $246,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 4,955 | $245,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR RNG 2000 | 00400R106 | CEF | 9,643 | $245,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 13,050 | $244,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 16,513 | $244,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L308 | US LC TRENDP ETN | 6,120 | $244,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 1,282 | $243,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 3,375 | $242,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 22,057 | $242,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 9,532 | $242,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,232 | $241,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 2,017 | $239,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 3,529 | $238,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 6,260 | $237,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 10,163 | $237,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 5,425 | $237,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 1,976 | $237,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 8,333 | $236,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 4,104 | $236,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,755 | $235,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 1,546 | $234,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 8,300 | $234,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 12,482 | $233,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 17,055 | $232,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 22,728 | $232,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 10,442 | $232,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 2,448 | $231,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 9,231 | $228,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 1,884 | $226,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 1,578 | $226,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 5,172 | $225,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 4,699 | $225,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 1,549 | $222,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 4,646 | $222,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 3,115 | $221,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 11,704 | $221,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 5,860 | $220,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 19,570 | $220,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 3,667 | $219,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 4,400 | $219,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 5,898 | $218,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,765 | $217,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 2,605 | $216,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 4,413 | $214,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 5,246 | $213,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 6,498 | $213,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 2,366 | $213,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 4,337 | $212,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 3,969 | $211,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 22,624 | $211,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,599 | $209,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 2,580 | $208,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 13,340 | $208,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 9,342 | $208,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 7,597 | $208,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 2,667 | $208,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 754 | $207,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 4,851 | $207,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 4,290 | $206,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 2,910 | $205,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 2,342 | $205,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 28,779 | $205,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 13,144 | $204,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 11,255 | $203,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 2,564 | $203,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,154 | $201,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 4,719 | $200,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 11,130 | $195,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 18,613 | $193,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 13,728 | $191,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 12,363 | $187,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 27,805 | $180,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 10,852 | $176,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 13,585 | $175,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 25,000 | $156,000 | thousands by filing date | put |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 23,136 | $152,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 11,050 | $150,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 20,831 | $150,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 16,050 | $147,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 12,989 | $142,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 28,941 | $139,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 10,544 | $139,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 10,189 | $136,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 10,618 | $134,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 10,630 | $133,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 15,243 | $128,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 11,293 | $123,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 11,284 | $122,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 11,273 | $114,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 13,430 | $112,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 13,858 | $112,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 13,840 | $109,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 24,025 | $107,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 11,800 | $107,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 16,300 | $104,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 12,423 | $99,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 11,600 | $93,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 14,500 | $90,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 10,000 | $90,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 22,772 | $87,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 10,579 | $82,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 95,420 | $78,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 19,045 | $70,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 12,665 | $69,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 23,800 | $67,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 12,500 | $64,000 | thousands by filing date | call |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 11,186 | $56,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 15,800 | $54,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 28,580 | $54,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 18,100 | $51,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 50,000 | $50,000 | thousands by filing date | principal |
| PENN WEST PETE LTD NEW | 707887105 | COM | 26,377 | $49,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 16,340 | $48,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 20,683 | $37,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 13,950 | $32,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 13,600 | $27,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 16,508 | $23,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 22,000 | $22,000 | thousands by filing date | principal |
| POLYMET MINING CORP | 731916102 | COM | 12,100 | $14,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 14,400 | $13,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 10,000 | $8,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 10,000 | $6,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 11,526 | $6,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 11,075 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-15-001741 | this filing | 2015-08-13 | acceptance time not in the bulk data set |