13F-HR filed by OPPENHEIMER & CO INC
OPPENHEIMER & CO INC filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-12, with 1,472 holding rows worth $3,594,679,000.
- Accession
- 0001085146-15-001726
- Filer
- CIK 822581
- Filed
- 2015-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 1,472 entries on the cover page, a total value of $3,594,679,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,594,679,000 with VALUE read as thousands by filing date, 13F file number 028-04046. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 28,749 | $379,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 16,238 | $378,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 18,098 | $378,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 10,397 | $377,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 92,826 | $377,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 10,730 | $376,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 11,271 | $376,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 18,000 | $376,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 9,210 | $374,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 28,330 | $374,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 6,009 | $373,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 43,978 | $372,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 3,757 | $371,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 21,874 | $370,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 20,000 | $370,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 3,280 | $369,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 5,390 | $367,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 11,901 | $367,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 22,718 | $367,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 5,243 | $366,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 31,352 | $363,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 8,654 | $362,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 4,311 | $361,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 21,861 | $360,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 4,099 | $360,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 7,649 | $358,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 2,055 | $357,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 6,928 | $357,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 7,261 | $357,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 36,403 | $354,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 17,130 | $353,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 18,115 | $353,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 9,300 | $353,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 5,620 | $351,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 19,100 | $349,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 3,101 | $348,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 8,729 | $348,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 26,100 | $348,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 19,500 | $348,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 18,481 | $346,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 11,001 | $346,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 9,366 | $346,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 1,578 | $345,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 10,599 | $345,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 5,396 | $344,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 11,920 | $344,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 23,330 | $343,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 30,022 | $342,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 14,478 | $340,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 6,440 | $340,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 20,760 | $338,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 5,266 | $336,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 7,501 | $336,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 75,107 | $335,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 15,054 | $334,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 29,903 | $333,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 10,352 | $330,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 8,785 | $329,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 5,303 | $327,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 21,859 | $327,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 44,787 | $326,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 28,544 | $326,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 2,464 | $326,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 30,371 | $325,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 3,439 | $325,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 65,406 | $324,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 15,988 | $322,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 11,298 | $321,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 5,000 | $320,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 20,400 | $319,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 8,468 | $318,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 3,003 | $317,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 17,477 | $317,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 7,612 | $315,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 2,679 | $313,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 3,675 | $313,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 8,957 | $313,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 23,940 | $312,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 8,175 | $311,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 96,813 | $311,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 10,172 | $309,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 5,688 | $309,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 25,754 | $309,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 17,792 | $309,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 34,497 | $307,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 8,654 | $306,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 25,804 | $305,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 8,000 | $302,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 6,200 | $302,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 19,757 | $301,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 3,900 | $300,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 16,000 | $299,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 7,430 | $299,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 22,406 | $298,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 4,100 | $298,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 5,200 | $297,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 40,534 | $297,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 4,642 | $296,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 10,944 | $295,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 21,225 | $294,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 7,200 | $293,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 16,748 | $292,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 5,194 | $291,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 14,650 | $291,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 17,250 | $290,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 3,856 | $288,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 13,382 | $288,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 9,330 | $288,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,225 | $287,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 4,630 | $287,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 18,708 | $287,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 2,148 | $286,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 8,071 | $285,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 4,439 | $285,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 3,636 | $283,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 9,625 | $282,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 8,029 | $282,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 7,001 | $281,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 19,271 | $280,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 10,578 | $280,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 8,683 | $280,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 24,231 | $280,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 34,400 | $279,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 4,280 | $278,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 22,800 | $278,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 13,800 | $278,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 10,300 | $277,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 9,982 | $277,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 2,220 | $276,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 13,405 | $276,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 17,486 | $276,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 5,420 | $275,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 4,869 | $274,000 | thousands by filing date | |
| LUMENIS LTD | M6778Q121 | SHS CL B | 20,000 | $274,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 11,957 | $273,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 9,781 | $273,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 12,878 | $273,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 14,800 | $273,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 4,117 | $272,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 20,740 | $272,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 5,008 | $272,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 21,324 | $271,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 2,253 | $270,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 5,000 | $270,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 21,043 | $270,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 14,602 | $270,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 23,650 | $269,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 1,483 | $265,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 20,098 | $265,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 17,180 | $264,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 2,906 | $264,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 22,500 | $263,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,700 | $263,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 6,500 | $262,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 2,908 | $262,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 6,157 | $262,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 18,134 | $262,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 87,166 | $262,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 4,872 | $260,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 8,420 | $260,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 5,700 | $260,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 57,065 | $260,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 3,500 | $260,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 16,300 | $259,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 16,297 | $259,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 2,066 | $258,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 8,312 | $258,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 14,000 | $258,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 2,860 | $258,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 2,960 | $257,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 19,650 | $257,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 2,900 | $257,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 10,600 | $256,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 3,622 | $255,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 28,134 | $255,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 4,373 | $254,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 9,700 | $253,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 8,275 | $253,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 933 | $251,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 7,281 | $251,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 19,402 | $251,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 4,450 | $250,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 2,367 | $249,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 7,000 | $248,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 15,375 | $248,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 11,466 | $247,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 9,004 | $246,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 5,555 | $246,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 9,974 | $245,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,741 | $244,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 4,214 | $244,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 2,244 | $244,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 34,671 | $243,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 16,090 | $243,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 4,933 | $242,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 5,436 | $242,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 16,682 | $242,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 24,500 | $242,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 11,800 | $242,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 7,109 | $242,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 95,838 | $242,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 13,149 | $240,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 3,644 | $237,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 19,492 | $237,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 10,275 | $237,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 34,112 | $236,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 27,300 | $235,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 11,791 | $235,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 2,927 | $234,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 2,100 | $234,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 18,500 | $233,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 136,900 | $233,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP | 635906209 | CVPFSTKF | 15,200 | $233,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 31,157 | $232,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 48,757 | $231,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 18,481 | $231,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 4,011 | $231,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 3,624 | $230,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 4,150 | $230,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 19,800 | $230,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 4,959 | $230,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 2,425 | $230,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,845 | $229,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 8,090 | $229,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 5,855 | $229,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 8,237 | $228,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 2,165 | $227,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 47,632 | $227,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 11,280 | $227,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 10,300 | $226,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 4,039 | $226,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 10,848 | $226,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 18,900 | $226,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 5,293 | $225,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 16,650 | $225,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 18,950 | $225,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 29,395 | $225,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 12,289 | $225,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 6,706 | $224,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 6,600 | $224,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 2,275 | $224,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 34,979 | $224,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 5,000 | $223,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 45,102 | $223,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 1,200 | $222,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 2,000 | $222,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 14,543 | $222,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 6,164 | $221,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 14,850 | $221,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 9,786 | $221,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 469 | $220,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 5,001 | $220,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 17,330 | $220,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 3,446 | $219,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 3,130 | $218,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 3,973 | $218,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 12,652 | $217,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 15,900 | $216,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 6,001 | $216,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 3,721 | $216,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 39,000 | $216,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 7,342 | $215,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 17,600 | $215,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 4,426 | $214,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 4,322 | $214,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 10,719 | $214,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 10,060 | $213,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 10,040 | $213,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 3,404 | $212,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 6,068 | $212,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 21,748 | $211,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 10,946 | $211,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 12,500 | $211,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 14,000 | $211,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 2,307 | $210,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 27,200 | $210,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 8,041 | $210,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 8,500 | $210,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 7,605 | $209,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 3,581 | $209,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 11,711 | $208,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 4,650 | $208,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 317 | $208,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 17,800 | $208,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 8,005 | $208,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,122 | $206,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 5,250 | $206,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 8,316 | $206,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 3,888 | $205,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 14,644 | $205,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 4,079 | $204,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 4,000 | $204,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 7,903 | $203,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 5,976 | $203,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 22,256 | $203,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 5,636 | $203,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 34,345 | $202,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 4,981 | $202,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 2,881 | $202,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 8,003 | $202,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 52,098 | $202,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 485 | $201,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 3,207 | $201,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 13,282 | $200,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 17,435 | $200,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 11,000 | $200,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 9,151 | $200,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 22,423 | $199,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 15,328 | $199,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 10,818 | $198,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 27,540 | $198,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 10,850 | $198,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 20,000 | $198,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 31,408 | $197,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 13,200 | $197,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 30,350 | $196,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 33,328 | $193,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 14,500 | $191,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 52,907 | $191,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 21,002 | $187,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 31,000 | $185,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 14,500 | $184,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 24,226 | $183,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 11,133 | $182,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 10,665 | $182,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 11,500 | $181,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 87,100 | $181,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 11,326 | $180,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 59,502 | $180,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 10,010 | $179,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 36,118 | $179,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 11,834 | $177,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 10,660 | $175,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 11,122 | $174,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 10,300 | $173,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 92,300 | $173,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 15,640 | $169,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 14,000 | $169,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 33,333 | $169,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 39,266 | $169,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 11,490 | $168,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 10,627 | $168,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 10,010 | $168,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 22,301 | $167,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 10,125 | $165,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 13,516 | $165,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 10,500 | $165,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 60,741 | $164,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 14,797 | $164,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 15,200 | $161,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 30,000 | $161,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 12,048 | $160,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 11,500 | $159,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 11,853 | $159,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 16,742 | $158,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 12,611 | $158,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 14,540 | $157,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 16,673 | $156,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 59,015 | $155,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 23,278 | $155,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 12,600 | $154,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 10,504 | $153,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 11,250 | $152,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 89,900 | $152,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 12,195 | $150,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 13,500 | $150,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 16,000 | $146,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 14,046 | $146,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 23,169 | $145,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 11,300 | $143,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 11,400 | $142,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 14,500 | $140,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 12,055 | $140,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 10,840 | $139,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 11,874 | $139,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 11,528 | $139,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 11,435 | $137,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 11,000 | $136,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 10,250 | $135,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 10,380 | $131,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 10,683 | $131,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 10,271 | $131,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 15,885 | $130,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 10,661 | $125,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 169,000 | $125,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 15,000 | $124,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 10,238 | $123,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 17,250 | $122,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 14,329 | $121,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 20,350 | $121,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 23,700 | $119,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 24,467 | $118,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 11,411 | $118,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 36,000 | $117,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 13,000 | $116,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 16,994 | $115,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 51,767 | $113,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 14,310 | $110,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 31,500 | $109,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 16,816 | $108,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 10,000 | $107,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 10,573 | $106,000 | thousands by filing date | |
| OI SA SPONSORED ADR CMN | 670851302 | COM | 53,985 | $106,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 13,495 | $105,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 10,590 | $103,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 20,850 | $103,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 27,297 | $103,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 12,300 | $98,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 14,768 | $96,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 11,058 | $94,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 11,000 | $90,000 | thousands by filing date | |
| OCATA THERAPEUTICS INC | 67457L100 | COM | 16,600 | $87,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 25,700 | $86,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 54,000 | $86,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 14,218 | $85,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 139,000 | $84,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 20,000 | $83,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 12,700 | $83,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 11,130 | $82,000 | thousands by filing date | |
| OI SA-ADR | 670851401 | Com | 42,578 | $81,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 10,000 | $78,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 15,000 | $77,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 12,500 | $77,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 29,729 | $74,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 45,682 | $74,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 16,760 | $73,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 11,265 | $73,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 15,000 | $72,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 10,500 | $70,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 10,784 | $68,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 24,884 | $67,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 10,000 | $66,000 | thousands by filing date | |
| NEW SOURCE ENERGY PARTNERS L | 64881E109 | CMN | 15,040 | $64,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 10,500 | $59,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 37,000 | $57,000 | thousands by filing date | |
| INTERNET PATENTS CORP | 46063G101 | COM | 19,000 | $57,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 108,500 | $56,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 25,000 | $56,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 61,700 | $54,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 18,580 | $53,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 18,365 | $51,000 | thousands by filing date | |
| * GIGAMEDIA LTD | Y2711Y104 | ORD | 56,845 | $46,000 | thousands by filing date | |
| ZBB ENERGY CORP | 98876R303 | COM NEW | 51,687 | $45,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 15,000 | $44,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 35,000 | $42,000 | thousands by filing date | |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 30,000 | $42,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 37,864 | $37,000 | thousands by filing date | |
| BOULEVARD ACQUISITION CORP | 10157P112 | *W EXP 02/19/201 | 10,000 | $37,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 20,000 | $36,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 65,000 | $36,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 15,000 | $35,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 30,000 | $35,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 17,582 | $31,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 58,000 | $30,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 10,900 | $30,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 15,000 | $29,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 77,862 | $26,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 10,000 | $26,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424108 | SPONSORED ADR | 20,000 | $25,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 14,500 | $25,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 10,000 | $24,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 86,160 | $20,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 28,469 | $19,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 10,500 | $16,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 13,700 | $15,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 33,800 | $14,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 27,342 | $13,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 10,500 | $11,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 20,000 | $9,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 14,279 | $9,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 19,000 | $8,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 32,500 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-15-001726 | this filing | 2015-08-12 | acceptance time not in the bulk data set |