13F-HR filed by SII INVESTMENTS INC/WI
SII INVESTMENTS INC/WI filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-03, with 528 holding rows worth $848,816,000.
- Accession
- 0001085146-15-001551
- Filer
- CIK 1351903
- Filed
- 2015-08-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 566 entries on the cover page, a total value of $848,816,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $848,816,000 with VALUE read as thousands by filing date, 13F file number 028-13970. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPRUDENTIAL PLC028-03582
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 14,535 | $123,000 | thousands by filing date | |
| BlackRock Kelso Capital Corp | 92533108 | CS | 13,341 | $122,000 | thousands by filing date | The CUSIP as filed is malformed. |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 14,260 | $113,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 68,015 | $109,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC. | 40047102 | COM | 21,225 | $98,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 11,754 | $83,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 15,511 | $80,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 10,200 | $76,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 22,566 | $70,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 14,174 | $69,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 26,398 | $66,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 20,400 | $61,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 12,699 | $60,000 | thousands by filing date | |
| ALCATEL-LUCENT - SPONSORED ADR | 13904305 | COM | 10,626 | $39,000 | thousands by filing date | The CUSIP as filed is malformed. |
| QUICKLOGIC CORP | 74837P108 | COM | 22,050 | $38,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 38,425 | $38,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 10,000 | $34,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 10,726 | $32,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 30,000 | $30,000 | thousands by filing date | principal |
| ANTARES PHARMA INC | 36642106 | COM | 12,600 | $26,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TOWERSTREAM CORP | 892000100 | COM | 10,470 | $21,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 18,955 | $16,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 25,000 | $15,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 15,000 | $15,000 | thousands by filing date | principal |
| HANSEN MEDICAL INC | 411307101 | COM | 13,200 | $12,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 19,900 | $12,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 10,000 | $6,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 11,258 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-15-001551 | this filing | 2015-08-03 | acceptance time not in the bulk data set |