13F-HR filed by Jefferies Group LLC
Jefferies Group LLC filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-18, with 2,033 holding rows worth $17,909,929,000.
- Accession
- 0001085146-15-001336
- Filer
- CIK 1084580
- Filed
- 2015-05-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 2,033 entries on the cover page, a total value of $17,909,929,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $17,909,929,000 with VALUE read as thousands by filing date, 13F file number 028-10917. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerJefferies Investment Advisers, LLC028-13965
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INOVALON HLDGS INC | 45781D101 | COM CL A | 12,300 | $372,000 | thousands by filing date | call |
| CITY NATL CORP | 178566105 | COM | 4,143 | $369,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 5,000 | $368,000 | thousands by filing date | put |
| BIOSCRIP INC | 09069N108 | COM | 82,917 | $368,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 10,781 | $367,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 11,453 | $367,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 6,008 | $366,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 3,500 | $366,000 | thousands by filing date | put |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 3,920 | $365,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 60,000 | $365,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 39,884 | $365,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 3,600 | $363,000 | thousands by filing date | put |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 7,295 | $363,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 3,943 | $362,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 9,385 | $362,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 14,721 | $362,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 10,074 | $360,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 8,160 | $360,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 9,197 | $358,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 8,643 | $358,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 14,000 | $358,000 | thousands by filing date | put |
| ACUITY INC COM | 00508Y102 | Stock | 2,124 | $357,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 24,888 | $357,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 7,500 | $356,000 | thousands by filing date | put |
| BRIGGS & STRATTON CORP | 109043109 | COM | 17,331 | $356,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 5,000 | $355,000 | thousands by filing date | call |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 8,200 | $354,000 | thousands by filing date | put |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 8,200 | $354,000 | thousands by filing date | call |
| MYRIAD GENETICS INC | 62855J104 | COM | 10,000 | $354,000 | thousands by filing date | put |
| BIO RAD LABS INC | 090572207 | CL A | 2,619 | $354,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 6,058 | $353,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,496 | $352,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,134 | $352,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 16,000 | $352,000 | thousands by filing date | put |
| CALIX INC | 13100M509 | COM | 42,000 | $352,000 | thousands by filing date | call |
| GNC HLDGS INC | 36191G107 | COM CL A | 7,169 | $352,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 2,803 | $348,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 4,707 | $347,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 12,916 | $345,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 6,100 | $344,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 7,786 | $343,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 9,653 | $343,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 9,013 | $343,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 5,581 | $342,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 4,833 | $342,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 4,152 | $342,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 14,933 | $342,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 8,013 | $341,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 8,834 | $340,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 2,263 | $339,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 36,400 | $339,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 4,821 | $338,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 5,689 | $337,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 5,678 | $337,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 5,600 | $335,000 | thousands by filing date | put |
| RAYONIER INC COM | 754907103 | REIT | 12,408 | $335,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 4,282 | $335,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 22,245 | $335,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 7,750 | $335,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 69,658 | $335,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 8,742 | $334,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 11,678 | $331,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 35,100 | $331,000 | thousands by filing date | call |
| FOX CORP CLASS B | 90130A200 | COM | 9,982 | $328,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 5,900 | $328,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 10,374 | $325,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 7,300 | $323,000 | thousands by filing date | call |
| CENOVUS ENERGY INC | 15135U109 | COM | 15,100 | $323,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 36,188 | $323,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 12,368 | $322,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 5,315 | $322,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 43,868 | $320,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 14,182 | $319,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 10,323 | $319,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 3,096 | $318,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 30,445 | $317,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 6,134 | $315,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 7,278 | $315,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 6,066 | $314,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 6,114 | $314,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 4,650 | $313,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | G73030AC5 | DEBT 1.750% 8/1 | 400,000 | $311,000 | thousands by filing date | principal |
| Lowes Companies,Inc. | 548661107 | COM | 4,150 | $309,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 7,324 | $309,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 7,782 | $309,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 6,025 | $309,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 10,964 | $307,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 8,177 | $307,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 10,750 | $306,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 7,264 | $305,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 200,000 | $304,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 3,869 | $302,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 4,940 | $302,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 2,759 | $302,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 27,606 | $301,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 23,758 | $301,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 14,838 | $301,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 3,041 | $301,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 664 | $300,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 8,558 | $299,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 6,515 | $299,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 17,367 | $299,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 25,201 | $299,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 11,860 | $298,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 18,670 | $298,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 24,073 | $297,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 8,120 | $296,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 4,342 | $295,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 19,730 | $295,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 5,068 | $294,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 7,278 | $294,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 15,177 | $294,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 27,500 | $293,000 | thousands by filing date | put |
| RCS CAP CORP | 74937W102 | COM CL A | 27,500 | $293,000 | thousands by filing date | call |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 3,000 | $291,000 | thousands by filing date | call |
| XOOM CORP | 98419Q101 | COM | 19,802 | $291,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 16,200 | $290,000 | thousands by filing date | put |
| DDR CORP | 23317H102 | COM | 15,502 | $289,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 3,609 | $288,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 216 | $287,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 3,600 | $287,000 | thousands by filing date | call |
| NASDAQ INC COM | 631103108 | Stock | 5,577 | $284,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 41,532 | $284,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 120,000 | $284,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 11,500 | $283,000 | thousands by filing date | put |
| NEUSTAR INC | 64126X201 | CL A | 11,500 | $283,000 | thousands by filing date | call |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 11,177 | $282,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 57,374 | $282,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 20,547 | $282,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 52,690 | $281,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 3,900 | $280,000 | thousands by filing date | call |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 7,607 | $280,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 7,871 | $279,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 7,914 | $279,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 14,935 | $279,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 6,257 | $277,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 35,691 | $277,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 4,484 | $275,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 3,855 | $275,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 27,171 | $274,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,200 | $274,000 | thousands by filing date | call |
| ULTRA PETROLEUM CORP | 903914109 | COM | 17,500 | $274,000 | thousands by filing date | put |
| BJS RESTAURANTS INC | 09180C106 | COM | 5,400 | $272,000 | thousands by filing date | call |
| KIRBY CORP | 497266106 | COM | 3,600 | $270,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,294 | $269,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 8,250 | $269,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 31,526 | $268,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 5,150 | $267,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 16,648 | $267,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 9,510 | $264,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 3,455 | $263,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 20,849 | $263,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 6,390 | $262,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 4,006 | $262,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 8,400 | $262,000 | thousands by filing date | put |
| CLECO CORP NEW | 12561W105 | COM | 4,814 | $262,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 9,369 | $261,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 7,197 | $261,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 5,338 | $261,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 13,800 | $260,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 13,701 | $260,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 5,826 | $260,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 21,400 | $260,000 | thousands by filing date | call |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 10,500 | $259,000 | thousands by filing date | call |
| STANCORP FINL GROUP INC | 852891100 | COM | 3,779 | $259,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 2,050 | $258,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 4,289 | $256,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 4,864 | $255,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 6,982 | $255,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 3,600 | $255,000 | thousands by filing date | call |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 11,439 | $254,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 10,700 | $254,000 | thousands by filing date | call |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 9,429 | $253,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 7,755 | $253,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 16,940 | $253,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 51,508 | $253,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 20,156 | $252,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 3,000 | $250,000 | thousands by filing date | put |
| CNO FINL GROUP INC | 12621E103 | COM | 14,500 | $250,000 | thousands by filing date | call |
| FISERV INC | 337738108 | COM | 3,122 | $248,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 285,000 | $247,000 | thousands by filing date | principal |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 4,044 | $246,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 2,658 | $246,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 9,234 | $246,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 9,202 | $246,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 6,907 | $244,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 3,367 | $243,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 11,404 | $243,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 10,900 | $242,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 6,550 | $242,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 17,573 | $242,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 1,334 | $242,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 234,000 | $242,000 | thousands by filing date | principal |
| GARTNERINC | 366651107 | STOK | 2,872 | $241,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 15,000 | $241,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 6,030 | $240,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 8,933 | $240,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 27,526 | $239,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 6,749 | $239,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 2,041 | $239,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 4,995 | $238,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 48,300 | $238,000 | thousands by filing date | put |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 9,031 | $238,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 14,644 | $237,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 2,807 | $237,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 9,000 | $237,000 | thousands by filing date | put |
| SHIP FINANCE INTERNATIONAL L | G81075AE6 | NOTE 3.250% 2/0 | 238,000 | $237,000 | thousands by filing date | principal |
| PTC INC COM | 69370C100 | Stock | 6,538 | $236,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 4,602 | $236,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 5,053 | $236,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 6,700 | $236,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 29,244 | $235,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 1,648 | $232,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 23,456 | $232,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 5,300 | $232,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,800 | $230,000 | thousands by filing date | call |
| DONALDSON INC COM | 257651109 | Stock | 6,095 | $230,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 6,749 | $228,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 1,619 | $227,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 3,338 | $227,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 6,351 | $227,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,900 | $227,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 55,288 | $227,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 11,200 | $226,000 | thousands by filing date | call |
| TOTAL SYS SVCS INC | 891906109 | COM | 5,935 | $226,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 2,013 | $225,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 9,000 | $225,000 | thousands by filing date | put |
| OSHKOSH CORP COM | 688239201 | Stock | 4,600 | $224,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 199,087 | $223,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 12,884 | $222,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 2,410 | $221,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,442 | $219,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 11,022 | $218,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,820 | $216,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 6,925 | $216,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 23,100 | $216,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 3,255 | $215,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 9,425 | $214,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 3,700 | $214,000 | thousands by filing date | call |
| IROBOT CORP | 462726100 | COM | 6,542 | $213,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 16,560 | $213,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 90,500 | $212,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 16,818 | $211,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 3,959 | $211,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 4,559 | $211,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 19,580 | $211,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 7,869 | $209,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 6,349 | $209,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 207,400 | $209,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 13,738 | $208,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 3,245 | $208,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,652 | $207,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 7,011 | $207,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 2,967 | $207,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 18,823 | $206,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 6,300 | $205,000 | thousands by filing date | call |
| PROVIDENCE SVC CORP | 743815102 | COM | 3,861 | $205,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 19,142 | $205,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 9,259 | $204,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 5,628 | $203,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 7,643 | $203,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 10,620 | $203,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 3,555 | $202,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,406 | $201,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,104 | $201,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 5,105 | $201,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 11,257 | $201,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 14,063 | $201,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 5,338 | $200,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 31,115 | $199,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 20,799 | $199,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 16,303 | $197,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 157,800 | $197,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 25,012 | $194,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 9,553 | $193,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 7,754 | $193,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 39,800 | $191,000 | thousands by filing date | call |
| CELLADON CORP | 15117E107 | Cmn | 10,000 | $189,000 | thousands by filing date | call |
| OCWEN FINL CORP | 675746309 | COM NEW | 22,800 | $188,000 | thousands by filing date | call |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 199,814 | $188,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 3,300 | $186,000 | thousands by filing date | put |
| ELDORADO RESORTS INC | 28470R102 | COM | 36,781 | $185,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 4,645 | $184,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 124,000 | $183,000 | thousands by filing date | principal |
| DOLLAR TREE INC COM | 256746108 | Stock | 2,245 | $182,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 7,400 | $182,000 | thousands by filing date | |
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 200,000 | $182,000 | thousands by filing date | principal |
| Walmart Inc. | 931142103 | COM | 2,202 | $181,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 14,037 | $181,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205AA3 | NOTE 7.875% 9/0 | 200,000 | $180,000 | thousands by filing date | principal |
| TFS FINL CORP | 87240R107 | COM | 12,223 | $179,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 3,800 | $178,000 | thousands by filing date | call |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 40,000 | $178,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 40,354 | $178,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 12,054 | $176,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 1,950 | $176,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 64,441 | $176,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,044 | $174,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,600 | $174,000 | thousands by filing date | put |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 15,705 | $174,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 29,916 | $174,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 11,475 | $173,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 2,865 | $171,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 17,965 | $170,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 2,300 | $168,000 | thousands by filing date | call |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 6,222 | $167,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 15,000 | $167,000 | thousands by filing date | call |
| BRISTOW GROUP INC | 110394AC7 | NOTE | 167,000 | $167,000 | thousands by filing date | principal |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 10,453 | $165,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 9,700 | $165,000 | thousands by filing date | call |
| HORSEHEAD HLDG CORP | 440694305 | COM | 13,087 | $165,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 25,000 | $164,000 | thousands by filing date | call |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 2,377 | $164,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 45,000 | $161,000 | thousands by filing date | put |
| AEGON N V | 007924103 | NY REGISTRY SHS | 20,208 | $160,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 5,125 | $158,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 10,815 | $155,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 11,789 | $155,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 8,100 | $153,000 | thousands by filing date | put |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 29,166 | $152,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 21,646 | $150,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 11,587 | $148,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 33,600 | $147,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 28,848 | $147,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 10,579 | $145,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 1,460 | $145,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 2,500 | $143,000 | thousands by filing date | call |
| CIVEO CORP | 178787107 | COM | 55,900 | $142,000 | thousands by filing date | call |
| HALYARD HEALTH INC | 40650V100 | COM | 2,800 | $138,000 | thousands by filing date | call |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 9,258 | $137,000 | thousands by filing date | |
| GOODRICH | 382410AG3 | NOTE5 | 260,000 | $136,000 | thousands by filing date | principal |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 13,256 | $134,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 1,203 | $133,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 1,309 | $132,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 73,300 | $132,000 | thousands by filing date | |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 125,000 | $132,000 | thousands by filing date | principal |
| MARATHON OIL CORP | 565849106 | COM | 5,002 | $131,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 650 | $128,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 14,137 | $128,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 10,074 | $128,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 7,100 | $128,000 | thousands by filing date | call |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 1,918 | $126,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 4,180 | $125,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 792 | $122,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 50,000 | $122,000 | thousands by filing date | call |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 10,000 | $121,000 | thousands by filing date | call |
| FXCM INC | 302693106 | COM | 56,100 | $119,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 937 | $117,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 1,127 | $117,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 2,900 | $117,000 | thousands by filing date | put |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 2,022 | $117,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 16,600 | $116,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 65,200 | $116,000 | thousands by filing date | call |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 4,871 | $113,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 18,500 | $113,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 5,000 | $110,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 1,053 | $110,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,700 | $108,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 25,000 | $108,000 | thousands by filing date | principal |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 108,000 | $108,000 | thousands by filing date | principal |
| GAMING & LEISURE P COM | 36467J108 | REIT | 2,870 | $106,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 2,800 | $105,000 | thousands by filing date | put |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 10,600 | $105,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 6,600 | $103,000 | thousands by filing date | call |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 2,900 | $102,000 | thousands by filing date | put |
| ROCKWELL MED INC | 774374102 | COM | 9,300 | $102,000 | thousands by filing date | call |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 5,300 | $100,000 | thousands by filing date | put |
| MBIA INC | 55262C100 | COMMON STOCK | 10,797 | $100,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 100,000 | $100,000 | thousands by filing date | call |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 10,238 | $98,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 85,000 | $98,000 | thousands by filing date | principal |
| CHEGG INC | 163092109 | COM | 11,745 | $94,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,300 | $93,000 | thousands by filing date | call |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 15,418 | $93,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 9,700 | $92,000 | thousands by filing date | call |
| W & T OFFSHORE INC | 92922P106 | COM | 17,900 | $91,000 | thousands by filing date | call |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 2,700 | $91,000 | thousands by filing date | call |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 28,500 | $90,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 3,842 | $89,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 1,717 | $89,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 1,152 | $87,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 33,700 | $87,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 2,300 | $86,000 | thousands by filing date | call |
| SYNCHRONYFINL | 87165B103 | STOK | 2,800 | $85,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 1,950 | $84,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 1,953 | $83,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 5,170 | $81,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 25,538 | $81,000 | thousands by filing date | |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 72,000 | $79,000 | thousands by filing date | principal |
| OPEXA THERAPEUTICS INC | 68372T202 | CMN | 143,785 | $79,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 2,798 | $78,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 12,773 | $77,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227AA2 | NOTE 7.000% 4/0 | 65,000 | $77,000 | thousands by filing date | principal |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 41,300 | $76,000 | thousands by filing date | call |
| UNITED RENTALS INC COM | 911363109 | Stock | 819 | $75,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 4,600 | $75,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 10,109 | $75,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 3,000 | $75,000 | thousands by filing date | call |
| VIVUS INC | 928551100 | COM | 30,276 | $74,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 11,100 | $74,000 | thousands by filing date | call |
| BRF SA | 10552T107 | SPONSORED ADR | 3,672 | $73,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 19,181 | $73,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 24,600 | $73,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 13,703 | $72,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 2,056 | $71,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,600 | $71,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 4,400 | $71,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 1,400 | $71,000 | thousands by filing date | call |
| Waste Management, Inc. | 94106L109 | COM | 1,300 | $70,000 | thousands by filing date | put |
| MERITOR INC | 59001K100 | COMMON STOCK | 5,530 | $70,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 12,574 | $70,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 1,500 | $59,000 | thousands by filing date | put |
| SPRINT CORP | 85207U105 | COM SER 1 | 12,500 | $59,000 | thousands by filing date | put |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 250 | $58,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 1,900 | $58,000 | thousands by filing date | call |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 14,753 | $58,000 | thousands by filing date | |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 50,000 | $58,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 300 | $57,000 | thousands by filing date | call |
| Lockheed Martin Corporation | 539830109 | COM | 275 | $56,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 1,062 | $56,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 2,707 | $55,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 5,800 | $55,000 | thousands by filing date | put |
| ANGIES LIST INC | 034754101 | COM | 9,350 | $55,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 10,000 | $54,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 10,782 | $54,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 15,374 | $54,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 13,552 | $53,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 1,985 | $52,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 1,012 | $51,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 12,891 | $51,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 1,143 | $49,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 19,900 | $49,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 64,900 | $48,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 65,500 | $48,000 | thousands by filing date | put |
| Honeywell Technologies | 438516106 | COM | 450 | $47,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 700 | $46,000 | thousands by filing date | call |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 46,321 | $46,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763AAB4 | NOTE 2.750%12/1 | 50,000 | $46,000 | thousands by filing date | principal |
| OMNICOM GROUP INC COM | 681919106 | Stock | 550 | $43,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 720 | $43,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 13,617 | $43,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,158 | $42,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 800 | $40,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 400 | $38,000 | thousands by filing date | call |
| JOHNSON CONTROLS INT F | 478366107 | COM | 750 | $38,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 3,822 | $38,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 1,400 | $38,000 | thousands by filing date | call |
| ABIOMED INC | 003654100 | COM | 513 | $37,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 300 | $36,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 40,240 | $36,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 1,969 | $34,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 143 | $33,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 350 | $32,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 5,618 | $32,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 868 | $31,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 550 | $30,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 1,000 | $30,000 | thousands by filing date | call |
| STONE ENERGY CORP | 861642AN6 | NOTE | 33,000 | $30,000 | thousands by filing date | principal |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 12,248 | $30,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 369 | $29,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 5,752 | $29,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 500 | $28,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 11,317 | $28,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 25,000 | $28,000 | thousands by filing date | principal |
| NORTHSTAR REIT | 66704R704 | Common Stock | 1,478 | $27,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 200 | $26,000 | thousands by filing date | call |
| PHILLIPS 66 COM | 718546104 | Stock | 314 | $25,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 27,000 | $25,000 | thousands by filing date | principal |
| PARKERVISION INC | 701354102 | COM | 30,066 | $25,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 25,000 | $25,000 | thousands by filing date | principal |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 1,200 | $23,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 400 | $23,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 308 | $22,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 278 | $22,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 2,372 | $22,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 350 | $22,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 1,188 | $22,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 2,581 | $22,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 5,000 | $22,000 | thousands by filing date | call |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 20,000 | $21,000 | thousands by filing date | principal |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 18,000 | $21,000 | thousands by filing date | principal |
| Verizon Communications Inc | 92343V104 | COM | 400 | $19,000 | thousands by filing date | put |
| MECHEL PREF SPON ADR | 583840509 | COM | 48,781 | $19,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 150 | $18,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 150 | $17,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 7,997 | $17,000 | thousands by filing date | |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 17,000 | $17,000 | thousands by filing date | principal |
| XOOM CORP | 98419Q101 | COM | 1,100 | $16,000 | thousands by filing date | put |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 13,000 | $15,000 | thousands by filing date | principal |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 264 | $15,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 24,600 | $15,000 | thousands by filing date | call |
| Eaton Corp. Plc | G29183103 | COM | 200 | $14,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 800 | $14,000 | thousands by filing date | call |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 16,252 | $14,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 1,100 | $14,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 504 | $13,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 150 | $12,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAA0 | CNV | 12,000 | $12,000 | thousands by filing date | principal |
| Wells Fargo & Company | 949746101 | COM | 200 | $11,000 | thousands by filing date | put |
| ROYAL BK CDA COM | 780087102 | Stock | 150 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-15-001336 | this filing | 2015-05-18 | acceptance time not in the bulk data set |