13F-HR filed by Cetera Advisors LLC
Cetera Advisors LLC filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-15, with 689 holding rows worth $1,084,908,000.
- Accession
- 0001085146-15-001307
- Filer
- CIK 1534400
- Filed
- 2015-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 689 entries on the cover page, a total value of $1,084,908,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,084,908,000 with VALUE read as thousands by filing date, 13F file number 028-14617. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST AMERN FINL CORP | 31847R102 | COM | 8,497 | $304,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 834 | $304,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 7,137 | $302,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 1,919 | $302,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 6,410 | $299,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 8,338 | $297,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 5,402 | $296,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 5,503 | $296,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 7,750 | $293,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 4,858 | $293,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 2,649 | $291,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 3,049 | $290,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 9,212 | $288,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 3,350 | $287,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 13,498 | $287,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 57,577 | $287,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 2,676 | $286,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 26,895 | $286,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 9,583 | $285,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 8,263 | $284,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,255 | $283,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,286 | $282,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 6,074 | $282,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 1,639 | $280,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 28,540 | $280,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 4,250 | $280,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 7,508 | $279,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 35,986 | $279,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 4,825 | $278,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 2,500 | $278,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 9,635 | $277,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 7,469 | $272,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 7,769 | $271,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 22,900 | $271,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 22,431 | $269,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 7,785 | $268,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 9,443 | $268,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,277 | $267,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 10,119 | $267,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 3,509 | $266,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 13,540 | $264,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 10,751 | $263,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 4,752 | $261,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 4,625 | $261,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 4,819 | $260,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 3,127 | $260,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 13,010 | $259,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 5,195 | $258,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 5,322 | $257,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,726 | $256,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 3,525 | $255,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,206 | $255,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 894 | $254,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 5,287 | $254,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 4,538 | $254,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,176 | $254,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 11,082 | $254,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 19,657 | $252,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 3,312 | $251,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,273 | $249,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 10,158 | $249,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 9,292 | $249,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 9,133 | $248,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 12,350 | $247,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,904 | $247,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 5,684 | $247,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 4,849 | $245,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L308 | US LC TRENDP ETN | 6,120 | $245,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,918 | $243,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 12,832 | $243,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 5,756 | $242,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 3,852 | $242,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 5,525 | $241,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 4,702 | $238,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 2,327 | $238,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 4,004 | $238,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 24,539 | $238,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 837 | $237,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,745 | $237,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 10,947 | $237,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 4,818 | $236,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 18,567 | $235,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 3,106 | $235,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 16,805 | $234,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 3,376 | $234,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 5,253 | $233,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,757 | $232,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 10,000 | $231,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 22,943 | $231,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 16,167 | $230,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 5,489 | $229,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 2,265 | $229,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 8,821 | $229,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 2,495 | $228,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 4,621 | $228,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 4,505 | $227,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 14,034 | $227,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 8,910 | $227,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 6,811 | $226,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 8,300 | $225,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 11,694 | $224,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 5,895 | $223,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 3,473 | $222,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 9,607 | $222,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 2,532 | $221,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 3,667 | $220,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 10,006 | $220,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 5,938 | $217,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 6,618 | $217,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 7,074 | $217,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 11,130 | $216,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 28,779 | $216,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 2,360 | $215,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 37,015 | $215,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 9,137 | $215,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 11,628 | $215,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 2,112 | $214,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 10,045 | $213,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 2,899 | $212,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 1,746 | $212,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 4,411 | $212,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 22,455 | $211,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 16,202 | $211,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 2,448 | $210,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 2,210 | $210,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 13,728 | $208,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 6,260 | $207,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 3,626 | $207,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 12,982 | $206,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 13,044 | $205,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 3,271 | $203,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 4,695 | $202,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 10,732 | $202,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 4,015 | $201,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 15,666 | $201,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,311 | $200,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 3,000 | $200,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 16,277 | $185,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 17,030 | $181,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 15,006 | $176,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 23,686 | $173,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 12,788 | $172,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 11,272 | $171,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 23,722 | $170,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 15,120 | $167,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 20,831 | $164,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 10,450 | $160,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 10,613 | $154,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAA0 | CNV | 143,000 | $142,000 | thousands by filing date | principal |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 14,600 | $135,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 81,775 | $135,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 10,630 | $133,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 27,266 | $131,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 15,729 | $131,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 11,000 | $129,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 11,293 | $129,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 11,533 | $122,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 13,581 | $121,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 127,250 | $116,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 24,025 | $114,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 12,193 | $113,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 12,366 | $112,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 16,300 | $109,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 26,045 | $100,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 10,000 | $96,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 14,500 | $94,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 28,915 | $91,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 10,265 | $90,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 10,931 | $81,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 10,000 | $80,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 13,508 | $77,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 20,722 | $73,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 13,186 | $72,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 13,908 | $69,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 22,915 | $62,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 11,165 | $59,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 15,800 | $56,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 10,000 | $49,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 12,281 | $44,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 18,468 | $35,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 13,950 | $34,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 11,100 | $31,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 13,952 | $24,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 15,000 | $23,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 22,000 | $22,000 | thousands by filing date | principal |
| POLYMET MINING CORP | 731916102 | COM | 12,100 | $16,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 11,526 | $10,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 10,000 | $7,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 11,075 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-15-001307 | this filing | 2015-05-15 | acceptance time not in the bulk data set |