13F-HR filed by National Planning Corp
National Planning Corp filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-12, with 647 holding rows worth $1,123,756,000.
- Accession
- 0001085146-15-001125
- Filer
- CIK 1492262
- Filed
- 2015-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 647 entries on the cover page, a total value of $1,123,756,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,123,756,000 with VALUE read as thousands by filing date, 13F file number 028-13971. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPRUDENTIAL PLC028-03582
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 36,775 | $290,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,877 | $288,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 3,136 | $288,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 15,270 | $287,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 4,324 | $287,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 18,264 | $286,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 3,090 | $286,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 31,500 | $283,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 9,073 | $280,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,611 | $280,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 4,254 | $279,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 3,028 | $277,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 3,594 | $275,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 4,936 | $274,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 8,748 | $272,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 26,360 | $269,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,305 | $268,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 104,716 | $268,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 22,376 | $267,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 63,100 | $266,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 3,630 | $264,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 5,346 | $261,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,899 | $261,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 3,421 | $259,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 6,275 | $258,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 7,260 | $256,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 5,373 | $255,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X693 | GLOBL CP BD FD | 3,400 | $254,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 34,818 | $253,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 2,844 | $253,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 4,392 | $252,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 3,787 | $251,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 10,597 | $251,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 5,673 | $249,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 38,851 | $248,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 107,700 | $248,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 20,751 | $247,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 6,700 | $246,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 3,115 | $245,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 2,288 | $242,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 11,809 | $241,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 2,918 | $241,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,054 | $240,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 4,931 | $239,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 4,650 | $237,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 5,825 | $236,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 3,198 | $236,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 31,238 | $235,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 20,537 | $235,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 2,168 | $234,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 17,462 | $234,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 15,257 | $234,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 4,734 | $233,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 3,834 | $232,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 7,300 | $232,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 2,981 | $232,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,470 | $231,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 4,936 | $231,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 3,016 | $227,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 500 | $226,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 3,670 | $226,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 5,069 | $226,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 3,359 | $224,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 30,588 | $224,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 12,277 | $224,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 1,885 | $223,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 16,600 | $223,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 8,890 | $223,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 4,020 | $221,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 3,506 | $221,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 4,766 | $220,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 4,293 | $218,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 3,097 | $217,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 2,800 | $217,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 2,813 | $217,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 9,293 | $217,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 2,046 | $215,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 19,870 | $212,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 3,967 | $211,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 13,944 | $211,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 4,300 | $211,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,012 | $210,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 4,413 | $207,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 2,991 | $207,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,334 | $206,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 3,022 | $205,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 30,269 | $203,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 5,460 | $202,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 30,500 | $202,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,466 | $201,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 4,519 | $201,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 2,716 | $201,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 912 | $200,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 10,400 | $198,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 10,947 | $198,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 11,250 | $196,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 12,930 | $188,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 19,802 | $187,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 11,640 | $187,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 11,857 | $180,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 23,208 | $180,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 15,030 | $179,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 38,250 | $169,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 18,300 | $168,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 11,100 | $167,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 12,238 | $167,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 11,077 | $165,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 10,515 | $158,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 27,864 | $156,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 28,369 | $145,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 12,708 | $141,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 13,044 | $141,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 16,660 | $140,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 12,084 | $140,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 37,326 | $137,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 16,945 | $133,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 12,000 | $131,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 13,348 | $125,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 13,866 | $117,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 13,855 | $116,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 10,876 | $116,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 15,369 | $109,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 10,925 | $105,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 11,113 | $102,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 15,475 | $100,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 14,848 | $96,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 10,000 | $89,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 10,500 | $89,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 28,606 | $86,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 15,192 | $82,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 11,941 | $79,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 11,700 | $65,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 32,885 | $65,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 19,246 | $54,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 17,125 | $49,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 12,171 | $45,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 31,225 | $31,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 10,097 | $28,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 82,200 | $27,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 13,000 | $14,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 16,249 | $13,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 32,091 | $13,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 18,900 | $9,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 12,000 | $9,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 15,000 | $3,000 | thousands by filing date | |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 10,000 | $1,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 9,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-15-001125 | this filing | 2015-05-12 | acceptance time not in the bulk data set |