13F-HR filed by OPPENHEIMER & CO INC
OPPENHEIMER & CO INC filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-08, with 1,486 holding rows worth $3,673,151,000.
- Accession
- 0001085146-15-001079
- Filer
- CIK 822581
- Filed
- 2015-05-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 1,486 entries on the cover page, a total value of $3,673,151,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,673,151,000 with VALUE read as thousands by filing date, 13F file number 028-04046. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 12,343 | $382,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 4,689 | $381,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 3,503 | $381,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 12,847 | $380,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 16,882 | $379,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 40,100 | $378,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 10,529 | $378,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 12,300 | $377,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,867 | $376,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 5,486 | $376,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 30,966 | $374,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 13,095 | $373,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 6,956 | $371,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 8,318 | $371,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 7,917 | $370,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 24,300 | $369,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 12,000 | $369,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 6,829 | $368,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 3,657 | $367,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 14,511 | $366,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 6,195 | $365,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 20,469 | $365,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 5,688 | $364,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 15,516 | $363,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 3,280 | $362,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 100,450 | $361,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 4,018 | $360,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 7,288 | $360,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 13,663 | $357,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 18,756 | $357,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 65,503 | $356,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 355 | $355,000 | thousands by filing date | principal |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 16,647 | $354,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 9,006 | $354,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 3,632 | $353,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 5,587 | $353,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 14,535 | $352,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 9,109 | $351,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 65,287 | $351,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 6,633 | $350,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 8,995 | $349,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 24,225 | $349,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 11,151 | $349,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 28,750 | $349,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 20,383 | $348,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 9,440 | $348,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 26,005 | $348,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 6,784 | $346,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 8,000 | $345,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 13,644 | $345,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 3,470 | $344,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 1,590 | $342,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 30,231 | $342,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 10,863 | $341,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 7,430 | $341,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 5,354 | $339,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 6,104 | $337,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 20,985 | $336,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 93,917 | $335,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 4,755 | $334,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 19,818 | $334,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 6,200 | $333,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 55,435 | $333,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 22,656 | $331,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 42,757 | $330,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 2,058 | $329,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 5,400 | $328,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 7,219 | $328,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 18,115 | $328,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 10,400 | $327,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 23,918 | $327,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 4,743 | $327,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 45,947 | $326,000 | thousands by filing date | |
| KOFAX LTD | G5307C105 | COM USD | 30,379 | $326,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 5,599 | $325,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 18,250 | $325,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 84,590 | $325,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 23,940 | $324,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 4,949 | $323,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,872 | $322,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 10,707 | $320,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 1,244 | $318,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 12,370 | $318,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 55,983 | $317,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 4,042 | $315,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 6,440 | $315,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 4,534 | $314,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 26,484 | $314,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 16,550 | $313,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 2,805 | $313,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 5,137 | $312,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 22,500 | $311,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 2,441 | $310,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 5,253 | $309,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 23,852 | $308,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 10,300 | $307,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 15,775 | $307,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 12,003 | $307,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 3,500 | $306,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 21,483 | $305,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 4,614 | $304,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 9,039 | $303,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 8,578 | $302,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 6,000 | $302,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 16,670 | $302,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 13,898 | $301,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 10,550 | $301,000 | thousands by filing date | |
| BIOBLAST PHARMA LTD | M20156101 | SHS | 50,160 | $301,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 10,579 | $299,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 15,528 | $298,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,507 | $297,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 8,071 | $297,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 176,400 | $296,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 16,602 | $296,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 2,509 | $295,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 7,058 | $293,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 33,000 | $292,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 9,620 | $291,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 5,500 | $291,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 8,000 | $290,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 3,534 | $289,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 3,278 | $289,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 8,046 | $288,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 31,000 | $287,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 8,193 | $287,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 5,302 | $285,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 31,400 | $285,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 5,005 | $285,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 3,339 | $284,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 16,100 | $283,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 17,513 | $283,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 4,857 | $282,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 21,006 | $282,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 22,304 | $280,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 12,878 | $279,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 3,488 | $278,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 2,987 | $278,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 23,330 | $276,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 20,001 | $276,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 19,024 | $276,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 3,633 | $275,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 17,668 | $274,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 2,196 | $271,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 4,735 | $270,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 10,600 | $270,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 22,852 | $269,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 15,590 | $268,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 52,700 | $268,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 12,919 | $268,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,382 | $267,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 6,976 | $267,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 11,300 | $266,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 3,672 | $265,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 19,700 | $265,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 18,620 | $264,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 2,632 | $264,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 18,562 | $264,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 2,610 | $264,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,942 | $263,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 8,000 | $263,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 9,408 | $262,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 20,740 | $262,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 5,057 | $262,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 10,635 | $258,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 4,330 | $258,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 4,475 | $258,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 21,098 | $257,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 3,266 | $256,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 10,945 | $255,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 27,700 | $255,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 6,579 | $255,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 19,836 | $255,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 5,000 | $254,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 5,480 | $254,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 28,029 | $254,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 19,602 | $254,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 5,132 | $254,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 46,343 | $254,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 13,804 | $253,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 17,689 | $252,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 6,874 | $251,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 3,949 | $251,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 2,350 | $250,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 7,367 | $250,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 9,262 | $249,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 8,313 | $247,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 7,362 | $247,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 11,750 | $247,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 8,811 | $247,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 3,066 | $246,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 4,117 | $246,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 13,591 | $245,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 4,000 | $244,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 4,121 | $244,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 10,999 | $243,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 19,926 | $243,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 46,074 | $243,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 5,311 | $242,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 4,733 | $242,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 6,365 | $241,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 3,933 | $241,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,700 | $241,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 18,500 | $241,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 14,586 | $241,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 4,369 | $239,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 15,540 | $239,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 7,288 | $239,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 15,000 | $239,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 43,000 | $239,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 10,385 | $239,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 3,717 | $238,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 4,373 | $238,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 16,577 | $237,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 10,650 | $237,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 18,500 | $237,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 15,186 | $236,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 18,454 | $236,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 5,950 | $236,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 8,278 | $235,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 15,372 | $234,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 3,195 | $233,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,845 | $233,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 5,250 | $233,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 4,750 | $233,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 7,062 | $233,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 8,213 | $233,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 9,574 | $233,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 23,825 | $231,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 6,632 | $231,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 7,801 | $230,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 5,613 | $230,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 2,165 | $229,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 18,650 | $229,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 18,800 | $229,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 1,326 | $229,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 469 | $228,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 12,250 | $228,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 5,260 | $228,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 6,317 | $228,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 6,098 | $227,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 15,900 | $226,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 15,346 | $226,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 4,402 | $225,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 4,987 | $225,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 12,500 | $224,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 3,001 | $223,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 7,069 | $222,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 13,257 | $222,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 4,100 | $222,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 9,525 | $222,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 5,370 | $222,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 3,477 | $221,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 2,341 | $221,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 15,885 | $220,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 5,793 | $220,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 23,051 | $220,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 2,424 | $219,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 3,721 | $219,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 9,989 | $219,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 32,388 | $219,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 4,322 | $219,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 317 | $217,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 12,659 | $217,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 10,814 | $217,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 18,258 | $217,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 7,482 | $216,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 2,265 | $214,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 11,369 | $214,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 8,500 | $214,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 13,176 | $212,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 6,331 | $211,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 3,828 | $211,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 4,825 | $210,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 11,000 | $210,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 12,456 | $210,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 4,142 | $209,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 4,000 | $209,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 9,875 | $209,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 50,741 | $209,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 8,060 | $209,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 3,446 | $209,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 16,057 | $208,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 12,212 | $208,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 5,000 | $208,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 1,491 | $207,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 27,380 | $207,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 15,328 | $207,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 76,100 | $207,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 11,211 | $207,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 2,675 | $206,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 14,500 | $206,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 4,204 | $206,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 115,700 | $206,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 4,195 | $205,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 14,300 | $205,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 9,650 | $205,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 1,971 | $205,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 7,700 | $204,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 25,251 | $204,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 10,500 | $203,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 3,565 | $203,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 8,000 | $203,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 5,000 | $202,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 5,962 | $202,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 12,182 | $202,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 14,073 | $202,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 485 | $201,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 12,400 | $201,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 28,768 | $200,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 4,981 | $200,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 7,402 | $200,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 11,400 | $199,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 14,400 | $197,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 52,843 | $197,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 24,355 | $195,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 33,333 | $195,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 14,200 | $194,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 15,661 | $193,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 13,561 | $192,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 11,115 | $190,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 10,752 | $190,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 23,166 | $189,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 13,950 | $188,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 11,834 | $187,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 39,389 | $187,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 15,350 | $184,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 24,040 | $184,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 13,173 | $183,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 21,752 | $181,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 30,350 | $181,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 22,459 | $181,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 18,943 | $181,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 15,640 | $180,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 10,197 | $180,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 10,350 | $180,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 13,106 | $180,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 11,185 | $179,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 11,561 | $178,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 128,100 | $178,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 59,352 | $177,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 36,098 | $177,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 22,769 | $177,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 29,134 | $175,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 22,423 | $174,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 10,486 | $174,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 26,665 | $173,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 11,660 | $170,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 12,045 | $170,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 14,797 | $168,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 14,000 | $167,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 23,278 | $167,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 30,000 | $164,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 17,167 | $162,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 22,126 | $162,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 13,878 | $162,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 12,611 | $162,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 16,408 | $161,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 12,410 | $161,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 10,871 | $160,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 15,000 | $160,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 10,010 | $159,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 12,600 | $159,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 16,000 | $158,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 36,467 | $158,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 16,500 | $157,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 11,500 | $157,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 16,685 | $153,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 11,840 | $152,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 17,093 | $149,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 10,599 | $148,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 11,528 | $148,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 57,350 | $145,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 11,423 | $144,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 10,643 | $143,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 10,638 | $142,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 14,500 | $141,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 10,450 | $141,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 102,900 | $141,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 14,950 | $140,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 15,000 | $140,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 12,894 | $138,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 10,450 | $137,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 33,328 | $137,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 25,157 | $136,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 10,200 | $136,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 19,145 | $135,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 24,599 | $133,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 17,723 | $132,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 10,547 | $132,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 25,000 | $128,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 17,250 | $125,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 14,329 | $123,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 16,660 | $123,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 13,174 | $123,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 169,000 | $123,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 13,840 | $122,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 10,590 | $121,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 25,500 | $119,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 10,388 | $117,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 10,000 | $112,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 15,694 | $109,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 18,400 | $108,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 10,000 | $108,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 10,100 | $108,000 | thousands by filing date | |
| REMARK MEDIA INC | 75954W107 | COM | 25,000 | $108,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 22,114 | $107,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 19,950 | $107,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 139,000 | $105,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 10,000 | $105,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 46,000 | $103,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 10,811 | $102,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 11,001 | $98,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 16,102 | $98,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 11,058 | $97,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 32,280 | $96,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 95,462 | $96,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 20,030 | $92,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 26,450 | $92,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 10,805 | $91,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 11,000 | $90,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 10,000 | $89,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 14,000 | $89,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 20,500 | $87,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 23,000 | $84,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 15,400 | $83,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 30,014 | $83,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 15,885 | $82,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 15,000 | $81,000 | thousands by filing date | |
| NEW SOURCE ENERGY PARTNERS L | 64881E109 | CMN | 16,490 | $81,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 12,345 | $80,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 65,000 | $77,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 11,348 | $76,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 52,182 | $76,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 10,000 | $75,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 15,000 | $74,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 10,530 | $72,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 22,151 | $71,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 15,000 | $71,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 24,194 | $71,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 157,375 | $66,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 18,188 | $65,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 35,000 | $64,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 16,037 | $63,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 21,710 | $62,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 37,000 | $56,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 98,960 | $51,000 | thousands by filing date | |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 38,000 | $51,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 15,000 | $49,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 12,000 | $49,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 10,300 | $47,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 37,864 | $47,000 | thousands by filing date | |
| * GIGAMEDIA LTD | Y2711Y104 | ORD | 61,370 | $47,000 | thousands by filing date | |
| OI SA-ADR | 670851401 | Com | 29,878 | $46,000 | thousands by filing date | |
| OI SA SPONSORED ADR CMN | 670851302 | COM | 27,615 | $45,000 | thousands by filing date | |
| INTERNET PATENTS CORP | 46063G101 | COM | 16,000 | $43,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 104,198 | $43,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 15,500 | $40,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 10,229 | $37,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 20,000 | $36,000 | thousands by filing date | |
| ZBB ENERGY CORP | 98876R303 | COM NEW | 62,326 | $36,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 12,810 | $34,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 17,982 | $29,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 13,500 | $29,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 15,000 | $27,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 14,250 | $26,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 13,700 | $25,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 30,000 | $24,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 12,891 | $24,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 32,800 | $22,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 58,000 | $21,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 29,069 | $20,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 28,800 | $18,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 32,342 | $17,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 50,810 | $14,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 31,424 | $13,000 | thousands by filing date | |
| EVERYWARE GLOBAL INC | 300439106 | COM | 10,000 | $12,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 20,000 | $10,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 18,978 | $10,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 25,000 | $8,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 10,500 | $7,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 11,066 | $6,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 14,500 | $6,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 10,000 | $6,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 13,100 | $4,000 | thousands by filing date | |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 11,000 | $1,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 12,650 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-15-001079 | this filing | 2015-05-08 | acceptance time not in the bulk data set |