13F-HR filed by PATHSTONE FAMILY OFFICE, LLC
PATHSTONE FAMILY OFFICE, LLC filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-01, with 124 holding rows worth $62,129,000.
- Accession
- 0001085146-15-001023
- Filer
- CIK 1511137
- Filed
- 2015-05-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A combination report, 124 entries on the cover page, a total value of $62,129,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $62,129,000 with VALUE read as thousands by filing date, 13F file number 028-14122. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerSAWGRASS ASSET MANAGEMENT LLC028-05505
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 119,000 | $24,570,000 | thousands by filing date | put |
| ASGN INC | 682159108 | COM | 465,375 | $17,857,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 59,550 | $5,844,000 | thousands by filing date | |
| APPLE INC | 37833100 | COM | 18,466 | $2,299,000 | thousands by filing date | The CUSIP as filed is malformed. |
| APPLE INC | 37833100 | COM | 14,300 | $1,774,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 7,720 | $894,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,142 | $861,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 14,800 | $773,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 26,394 | $726,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 9,037 | $578,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 9,083 | $465,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 10,282 | $386,000 | thousands by filing date | |
| BOEING CO. | 97023105 | COM | 2,268 | $340,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 761,299 | $285,000 | thousands by filing date | |
| Bank of America | 60505104 | COM | 17,255 | $266,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 17,500 | $251,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,685 | $228,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 20,862 | $197,000 | thousands by filing date | |
| Becton Dickinson | 75887109 | COM | 1,311 | $188,000 | thousands by filing date | The CUSIP as filed is malformed. |
| EBAY INC. COM | 278642103 | Stock | 2,712 | $156,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 3,229 | $143,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 2,881 | $124,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 5,032 | $118,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 1,238 | $107,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 917 | $103,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,008 | $98,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 1,223 | $97,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 980 | $97,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 176 | $97,000 | thousands by filing date | |
| 38259p508 | COM | 176 | $97,000 | thousands by filing date | ||
| COMCAST CORP NEW | 20030N200 | CL A SPL | 1,721 | $96,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 72,500 | $93,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,000 | $80,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 583 | $69,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 644 | $65,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 3,469 | $60,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 4,288 | $60,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 1,600 | $60,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 2,776 | $59,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 16,165 | $58,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 822 | $57,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 806 | $56,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 795 | $54,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 2,019 | $52,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 1,158 | $50,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 3,973 | $50,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 5,000 | $49,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 454 | $47,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 4,910 | $46,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 415 | $45,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 477 | $40,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 450 | $38,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 1,134 | $38,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 56,465 | $36,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 30 | $35,000 | thousands by filing date | |
| SILVER BULL RES INC | 827458100 | COM | 277,000 | $30,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 440 | $25,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 331 | $23,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 815 | $23,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 430 | $22,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 700 | $21,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 263 | $21,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 1,024 | $20,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 223 | $19,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 388 | $19,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 470 | $17,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 150 | $17,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 507 | $17,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 768 | $17,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 763 | $17,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 931 | $17,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 483 | $16,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 282 | $15,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 303 | $14,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 500 | $14,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 200 | $14,000 | thousands by filing date | |
| AIR PRODUCTS & CHEMICALS | 9158106 | COM | 92 | $14,000 | thousands by filing date | The CUSIP as filed is malformed. |
| META PLATFORMS INC CL A | 30303M102 | COM | 145 | $12,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 126 | $12,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 497 | $12,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 760 | $12,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,377 | $12,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 350 | $12,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 22276109 | SPON ADR H SHS | 1,000 | $12,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ACTAVIS PLC | G0083B108 | SHS | 36 | $11,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 100 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 250 | $10,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 80 | $10,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 350 | $10,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 447 | $10,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 492 | $10,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 145 | $10,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 541 | $9,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 161 | $9,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 572 | $9,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 636 | $9,000 | thousands by filing date | |
| ANADARKO PETE CORP | 32511107 | COM | 106 | $9,000 | thousands by filing date | The CUSIP as filed is malformed. |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 125 | $8,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 190 | $8,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 160 | $7,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 53 | $6,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 315 | $5,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 258 | $5,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 343 | $5,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 1,004 | $5,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 200 | $5,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 107 | $4,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 156 | $4,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 100 | $4,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 185 | $4,000 | thousands by filing date | |
| AMAZON.COM INC | 23135106 | COM | 12 | $4,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Intel Corp | 458140100 | COM | 100 | $3,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 272 | $3,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 25 | $3,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760129 | SHS | 3,332 | $3,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 200 | $2,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 50 | $2,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 7903107 | COM | 1,000 | $2,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Texas Instruments Incorporated | 882508104 | COM | 25 | $1,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 100 | $1,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 91 | $1,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YAHOO INC | 984332106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-15-001023 | this filing | 2015-05-01 | acceptance time not in the bulk data set |