13F-HR filed by NINE MASTS CAPITAL Ltd
NINE MASTS CAPITAL Ltd filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-18, with 40 holding rows worth $418,978,000.
- Accession
- 0001085146-15-000750
- Filer
- CIK 1569356
- Filed
- 2015-02-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 40 entries on the cover page, a total value of $418,978,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $418,978,000 with VALUE read as thousands by filing date, 13F file number 028-16783. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 5,527,843 | $123,713,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 1,583,652 | $75,564,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 2,280,185 | $26,336,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 22,000,000 | $26,290,000 | thousands by filing date | principal |
| FOX CORP CLASS B | 90130A200 | COM | 602,614 | $22,230,000 | thousands by filing date | |
| SOUFUN HLDGS LTD | 836034AB4 | NOTE 2.000%12/1 | 25,200,000 | $22,208,000 | thousands by filing date | principal |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 7,701,000 | $17,941,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 286,122 | $16,696,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | G73030AA9 | DEBT 2.500% 9/1 | 15,000,000 | $14,494,000 | thousands by filing date | principal |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 109,100 | $11,265,000 | thousands by filing date | |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 628,500 | $8,605,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 252,650 | $7,952,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 1,410,875 | $7,833,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 1,060,044 | $7,696,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 239,246 | $7,048,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 22,180 | $4,558,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 19,000 | $4,331,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 431,192 | $3,152,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 532,514 | $3,071,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 33,333 | $1,963,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 17,177 | $1,796,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 52,800 | $1,370,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 110,000 | $893,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 90,000 | $356,000 | thousands by filing date | put |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,700 | $293,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 180,000 | $239,000 | thousands by filing date | call |
| PepsiCo,Inc. | 713448108 | COM | 1,800 | $170,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 1,530 | $170,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 51,400 | $160,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 100,000 | $157,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 900 | $102,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 250,000 | $89,000 | thousands by filing date | call |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 10,000 | $74,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 150,000 | $71,000 | thousands by filing date | put |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 78,900 | $52,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 14,900 | $20,000 | thousands by filing date | call |
| PepsiCo,Inc. | 713448108 | COM | 3,700 | $12,000 | thousands by filing date | put |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 300 | $8,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 4,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-15-000750 | this filing | 2015-02-18 | acceptance time not in the bulk data set |