13F-HR filed by GLG Partners LP
GLG Partners LP filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-17, with 388 holding rows worth $3,430,137,000.
- Accession
- 0001085146-15-000729
- Filer
- CIK 1289643
- Filed
- 2015-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A combination report, 388 entries on the cover page, a total value of $3,430,137,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,430,137,000 with VALUE read as thousands by filing date, 13F file number 028-10979. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerGLG LLC028-11672
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 767,613 | $77,260,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 359,479 | $76,421,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 288,797 | $74,339,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 674,129 | $69,334,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 907,082 | $66,571,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 579,299 | $63,943,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 843,427 | $59,416,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 372,700 | $56,673,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 703,350 | $54,875,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 670,698 | $54,145,000 | thousands by filing date | |
| AMER RLTY CAP HEALTHCAR TR INC COM | 02917R108 | COM | 4,515,611 | $53,736,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 54,900,000 | $50,730,000 | thousands by filing date | principal |
| MCKESSON CORP COM | 58155Q103 | Stock | 241,400 | $50,110,000 | thousands by filing date | call |
| MCKESSON CORP COM | 58155Q103 | Stock | 235,275 | $48,838,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 446,183 | $45,636,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 2,434,900 | $44,632,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 215,000 | $44,191,000 | thousands by filing date | put |
| PROTECTIVE LIFE CORP | 743674103 | COM | 581,917 | $40,531,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 3,983,310 | $40,311,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 6,983,195 | $39,665,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 30,000,000 | $37,005,000 | thousands by filing date | principal |
| LIBERTY INTERACTIVE LLC | 530610AC8 | DEB 0.750 3/3 | 25,840,000 | $36,828,000 | thousands by filing date | principal |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 523,100 | $36,826,000 | thousands by filing date | call |
| DRESSER-RAND GROUP INC | 261608103 | COM | 446,967 | $36,562,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 146,457 | $33,877,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 244,141 | $33,513,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 16,500,000 | $31,690,000 | thousands by filing date | principal |
| DISCOVER FINL SVCS | 254709108 | COM | 481,900 | $31,560,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 452,622 | $30,710,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 579,065 | $29,341,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 52,500,000 | $28,612,000 | thousands by filing date | principal |
| SOLARFUN POWER HOLDINGS CO L | 83415UAB4 | NOTE 3.500% 1/1 | 28,794,000 | $28,506,000 | thousands by filing date | principal |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 176,170 | $28,060,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 1,001,350 | $27,537,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 343,152 | $27,181,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 28,785,000 | $26,040,000 | thousands by filing date | principal |
| Wells Fargo & Company | 949746101 | COM | 470,543 | $25,795,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 599,226 | $25,785,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 280,164 | $23,747,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 333,377 | $21,920,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 893,000 | $21,878,000 | thousands by filing date | call |
| TJX Companies Inc | 872540109 | COM | 312,924 | $21,460,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 296,143 | $21,106,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 275,793 | $21,018,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 17,655,000 | $20,177,000 | thousands by filing date | principal |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 344,432 | $20,032,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 375,439 | $20,011,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 281,500 | $19,818,000 | thousands by filing date | put |
| BAKER HUGHES INC | 057224107 | COM | 350,772 | $19,668,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 310,688 | $19,555,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 327,268 | $19,292,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 15,380,000 | $18,375,000 | thousands by filing date | principal |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 28,105,000 | $17,706,000 | thousands by filing date | principal |
| LULULEMON ATHLETICA INC | 550021109 | COM | 317,300 | $17,702,000 | thousands by filing date | call |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 443,348 | $17,689,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 138,271 | $17,324,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 493,937 | $17,243,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 15,205,000 | $17,236,000 | thousands by filing date | principal |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 9,800,000 | $17,089,000 | thousands by filing date | principal |
| ANIXTER INTL INC | 035290105 | COM | 192,726 | $17,049,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 13,770,000 | $16,533,000 | thousands by filing date | principal |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 199,000 | $16,417,000 | thousands by filing date | call |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 476,121 | $16,371,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 290,500 | $15,925,000 | thousands by filing date | call |
| GOLDEN STAR RES LTD CDA | 38119TAE4 | DEBT 5.000% 6/0 | 26,750,000 | $15,883,000 | thousands by filing date | principal |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 403,544 | $15,852,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 16,170,000 | $15,769,000 | thousands by filing date | principal |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 223,938 | $15,313,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 147,500 | $15,229,000 | thousands by filing date | put |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 4,192,825 | $15,220,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 610,429 | $15,175,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 836,602 | $14,958,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 14,575,000 | $14,405,000 | thousands by filing date | principal |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 177,500 | $14,051,000 | thousands by filing date | put |
| LINKEDIN CORP | 53578A108 | COM | 58,527 | $13,444,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 8,500,000 | $13,345,000 | thousands by filing date | principal |
| CME Group Inc. Class A | 12572Q105 | COM | 150,199 | $13,315,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 231,509 | $13,099,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 279,137 | $12,924,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 9,700,000 | $12,852,000 | thousands by filing date | principal |
| CIGNA CORPORATION | 125509109 | COM | 121,358 | $12,489,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 243,483 | $12,393,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 18,500,000 | $12,375,000 | thousands by filing date | principal |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 10,845,000 | $12,321,000 | thousands by filing date | principal |
| Visa Inc | 92826C839 | COM | 46,810 | $12,274,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 8,860,000 | $12,265,000 | thousands by filing date | principal |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 534,891 | $11,971,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 246,400 | $11,793,000 | thousands by filing date | put |
| Cisco Systems,Inc. | 17275R102 | COM | 422,443 | $11,750,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 81,344 | $11,732,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 273,840 | $11,687,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 7,500,000 | $11,522,000 | thousands by filing date | principal |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 642,885 | $10,665,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 182,129 | $10,474,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 112,503 | $10,467,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D104 | COM SHS | 1,000,000 | $10,260,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AD6 | NOTE 3.250%10/0 | 7,500,000 | $10,157,000 | thousands by filing date | principal |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 675,200 | $9,973,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 848,864 | $9,830,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 5,000,000 | $9,425,000 | thousands by filing date | principal |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 81,314 | $9,351,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 5,000,000 | $9,288,000 | thousands by filing date | principal |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 269,913 | $9,150,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 145,748 | $9,121,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 8,390,000 | $8,853,000 | thousands by filing date | principal |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 41,265 | $8,770,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 45,462 | $8,760,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 111,100 | $8,668,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 89,136 | $8,396,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 171,472 | $8,330,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 8,500,000 | $8,298,000 | thousands by filing date | principal |
| COACH INC | 189754104 | COM | 220,091 | $8,267,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 121,602 | $8,264,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 8,000,000 | $8,060,000 | thousands by filing date | principal |
| CUBIST PHARMACEUTICALS INC | 229678AH0 | NOTE 1.875% 9/0 | 5,910,000 | $8,046,000 | thousands by filing date | principal |
| INGERSOLL-RAND PLC | G47791101 | SHS | 126,107 | $7,994,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 8,570,000 | $7,908,000 | thousands by filing date | principal |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 6,915,000 | $7,859,000 | thousands by filing date | principal |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 54,093 | $7,741,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 220,000 | $7,698,000 | thousands by filing date | call |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 199,478 | $7,661,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 150,525 | $7,474,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 124,941 | $7,316,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 6,540,000 | $7,276,000 | thousands by filing date | principal |
| WABTEC COM | 929740108 | Stock | 83,217 | $7,243,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 56,000 | $7,199,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 133,000 | $7,197,000 | thousands by filing date | put |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 6,000,000 | $7,118,000 | thousands by filing date | principal |
| COVANCE INC | 222816100 | COM | 68,200 | $7,082,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 227,356 | $7,023,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 58,985 | $7,007,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 67,000 | $6,736,000 | thousands by filing date | call |
| LAM RESEARCH CORP | 512807108 | COM | 79,200 | $6,284,000 | thousands by filing date | call |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 5,000,000 | $6,270,000 | thousands by filing date | principal |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 178,035 | $6,267,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 20,643 | $6,262,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 184,033 | $6,226,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 142,613 | $6,138,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 105,466 | $6,119,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 25,113 | $6,049,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 57,898 | $6,018,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 255,279 | $5,963,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 78,973 | $5,872,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 5,525,000 | $5,866,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 6,000,000 | $5,850,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 5,000,000 | $5,681,000 | thousands by filing date | principal |
| BEST BUY INC COM | 086516101 | Stock | 145,667 | $5,678,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 143,465 | $5,642,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 5,000,000 | $5,635,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 5,550,000 | $5,543,000 | thousands by filing date | principal |
| Merck & Co.,Inc. | 58933Y105 | COM | 96,604 | $5,486,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 57,784 | $5,447,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 160,000 | $5,374,000 | thousands by filing date | call |
| RAYTHEON CO | 755111507 | COM NEW | 49,533 | $5,358,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 611,238 | $5,341,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 4,675,000 | $5,205,000 | thousands by filing date | principal |
| HF2 FINL MGMT INC | 40421A104 | CL A | 500,000 | $5,205,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 87,683 | $5,203,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 107,200 | $5,131,000 | thousands by filing date | call |
| SEMGROUP CORP | 81663A105 | CL A | 74,347 | $5,085,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 16,550,000 | $5,006,000 | thousands by filing date | principal |
| CAPITOL ACQUISITION CORP II | 14056V105 | COM | 500,000 | $4,940,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 43,795 | $4,899,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 560,516 | $4,871,000 | thousands by filing date | |
| Terrapin 3 Acquisition Corporation | 88104P104 | Common | 500,000 | $4,850,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 131,012 | $4,829,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 193,100 | $4,797,000 | thousands by filing date | call |
| OMNICARE INC | 681904108 | COM | 65,153 | $4,752,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 11,463 | $4,703,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 6,600,000 | $4,651,000 | thousands by filing date | principal |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 5,000,000 | $4,350,000 | thousands by filing date | principal |
| CIMATRON LTD | M23798107 | ORD | 490,022 | $4,342,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AH2 | BOND | 13,000,000 | $4,241,000 | thousands by filing date | principal |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 56,200 | $4,221,000 | thousands by filing date | call |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 171,240 | $4,195,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 26,597 | $4,149,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 53,900 | $4,017,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 69,139 | $3,967,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 19,177 | $3,942,000 | thousands by filing date | |
| ROI ACQUISITION CORP II | 74966G101 | COM | 400,000 | $3,932,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 52,562 | $3,831,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 118,830 | $3,804,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 7,223 | $3,802,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 108,009 | $3,790,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 30,905 | $3,788,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 200,000 | $3,780,000 | thousands by filing date | call |
| SEMPRA COM | 816851109 | Stock | 33,600 | $3,779,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 58,380 | $3,693,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 31,572 | $3,629,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 3,500,000 | $3,618,000 | thousands by filing date | principal |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 3,500,000 | $3,559,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 3,500,000 | $3,544,000 | thousands by filing date | principal |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 200,000 | $3,526,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA | 153443AH9 | NOTE 5.000%11/1 | 3,500,000 | $3,509,000 | thousands by filing date | principal |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 333,334 | $3,500,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 2,500,000 | $3,419,000 | thousands by filing date | principal |
| BIOGEN INC COM | 09062X103 | Stock | 9,835 | $3,339,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 40,430 | $3,336,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 607,545 | $3,311,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 3,000,000 | $3,308,000 | thousands by filing date | principal |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 3,500,000 | $3,294,000 | thousands by filing date | principal |
| Danaher Corporation | 235851102 | COM | 38,277 | $3,281,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 73,396 | $3,268,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 64,493 | $3,238,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 95,900 | $3,165,000 | thousands by filing date | call |
| Amgen Inc. | 031162100 | COM | 19,285 | $3,072,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 279,200 | $3,066,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 51,344 | $3,045,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 84,320 | $3,025,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 109,290 | $3,009,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 712,512 | $2,965,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 93,800 | $2,962,000 | thousands by filing date | call |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 183,271 | $2,914,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 38,855 | $2,840,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 20,000 | $2,822,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 203,226 | $2,798,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 108,200 | $2,795,000 | thousands by filing date | call |
| CAMECO CORP COM | 13321L108 | Stock | 169,662 | $2,784,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 36,676 | $2,754,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 38,900 | $2,750,000 | thousands by filing date | call |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 2,000,000 | $2,655,000 | thousands by filing date | principal |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 130,000 | $2,653,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 34,466 | $2,615,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 55,029 | $2,541,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 21,529 | $2,484,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 2,500,000 | $2,481,000 | thousands by filing date | principal |
| PACCAR INC COM | 693718108 | Stock | 36,118 | $2,456,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 77,150 | $2,342,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 99,382 | $2,308,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 194,600 | $2,224,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639AC2 | CONV BND | 6,500,000 | $2,210,000 | thousands by filing date | principal |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 2,250,000 | $2,199,000 | thousands by filing date | principal |
| EXXI 3 12/18 | 29274UAB7 | Bond 30/360P2 U | 7,145,000 | $2,144,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 2,000,000 | $2,118,000 | thousands by filing date | principal |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 2,000,000 | $2,090,000 | thousands by filing date | principal |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 541,064 | $2,083,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 122,000 | $2,068,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 18,887 | $2,062,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 149,573 | $2,055,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 71,700 | $2,048,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 225,000 | $2,036,000 | thousands by filing date | put |
| CITIGROUP INC | 172967226 | WARRANT | 2,328,084 | $2,025,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 120,700 | $1,999,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 33,820 | $1,996,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 41,337 | $1,994,000 | thousands by filing date | |
| HENNESSY CAPITAL ACQUIS | 425886108 | COM | 200,000 | $1,970,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 2,000,000 | $1,950,000 | thousands by filing date | principal |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 229,172 | $1,932,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 1,785,652 | $1,893,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 46,188 | $1,867,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 37,287 | $1,843,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 98,300 | $1,807,000 | thousands by filing date | call |
| WORKDAY INC CL A | 98138H101 | Stock | 22,100 | $1,804,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 88,500 | $1,801,000 | thousands by filing date | call |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 119,193 | $1,776,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 46,141 | $1,760,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 28,597 | $1,752,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 30,355 | $1,747,000 | thousands by filing date | |
| Saexploration Holdings Inc. | 78636X105 | COM | 435,000 | $1,731,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 49,344 | $1,728,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 132,443 | $1,723,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 49,200 | $1,718,000 | thousands by filing date | call |
| Abbott Laboratories | 002824100 | COM | 37,500 | $1,688,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 18,663 | $1,672,000 | thousands by filing date | |
| PROLOGIS INC 3.250 | 74340XAT8 | NOTE 3.250% 3/1 | 1,500,000 | $1,670,000 | thousands by filing date | principal |
| ACCELERON PHARMA INC | 00434H108 | COM | 42,764 | $1,666,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 44,000 | $1,659,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 40,376 | $1,653,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 28,931 | $1,620,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 18,800 | $1,606,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 15,222 | $1,598,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 43,832 | $1,568,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 42,696 | $1,557,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 92,380 | $1,541,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 58,054 | $1,541,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 46,988 | $1,537,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 35,327 | $1,497,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 33,129 | $1,489,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 96,757 | $1,416,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 60,910 | $1,415,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 1,000,000 | $1,405,000 | thousands by filing date | principal |
| NEVSUN RES LTD | 64156L101 | COM | 361,303 | $1,397,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 23,751 | $1,378,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 52,937 | $1,328,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 1,000,000 | $1,319,000 | thousands by filing date | principal |
| VIACOM INC | 92553P201 | CL B | 17,267 | $1,299,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 26,903 | $1,288,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 46,349 | $1,265,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 85,734 | $1,240,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 78,641 | $1,219,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D112 | WARRANT | 1,000,000 | $1,180,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 14,137 | $1,166,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 12,000 | $1,154,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 16,227 | $1,120,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 24,271 | $1,107,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 6,773 | $1,085,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 1,116,694 | $1,084,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 19,894 | $1,070,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 65,000 | $1,031,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 38,692 | $1,022,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 40,000 | $994,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 54,102 | $994,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 16,126 | $981,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 32,797 | $971,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 103,500 | $958,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 9,000 | $941,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 39,170 | $919,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 52,937 | $900,000 | thousands by filing date | |
| CHYRONHEGO CORP | 171607104 | COM | 314,970 | $882,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 20,000 | $880,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 35,883 | $848,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 33,983 | $847,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 14,013 | $842,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 10,248 | $814,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 198,360 | $802,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 35,000 | $799,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 11,113 | $786,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 180,083 | $774,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 25,811 | $769,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 41,582 | $756,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 666,760 | $733,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 7,937 | $732,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 28,266 | $731,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 43,900 | $727,000 | thousands by filing date | call |
| U S G CORP | 903293405 | COM NEW | 25,700 | $719,000 | thousands by filing date | call |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 361,438 | $712,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 7,500 | $667,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 23,751 | $653,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 24,999 | $647,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 10,217 | $619,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 54,000 | $618,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 6,385 | $598,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 24,661 | $597,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 7,525 | $596,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 15,000 | $566,000 | thousands by filing date | put |
| GASLOG LTD | G37585109 | SHS | 26,110 | $531,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 11,875 | $521,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 518,664 | $508,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 1,000,000 | $489,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 4,777 | $484,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 14,744 | $466,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 20,640 | $461,000 | thousands by filing date | |
| LOMBARD MED INC | G55598109 | COM | 60,892 | $396,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 4,915 | $387,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 14,300 | $354,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 17,177 | $333,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 15,114 | $295,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 1,750 | $292,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 2,162 | $277,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 10,527 | $272,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 16,221 | $272,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 7,400 | $271,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 25,000 | $268,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 25,000 | $268,000 | thousands by filing date | put |
| American Tower Corporation | 03027X100 | COM | 2,622 | $259,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 113,307 | $249,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 57,553 | $237,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 3,000 | $227,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 15,000 | $226,000 | thousands by filing date | put |
| RENESOLA LTD | 75971T103 | SPONS ADS | 150,117 | $212,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 3,760 | $210,000 | thousands by filing date | |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 233,206 | $209,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 2,799 | $150,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 1,500 | $147,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 90,000 | $147,000 | thousands by filing date | |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 5,000,000 | $135,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 2,764 | $133,000 | thousands by filing date | |
| TERRAPIN 3 ACQUISITION CORP | 88104P112 | *W EXP 06/27/201 | 500,000 | $125,000 | thousands by filing date | |
| HENNESSY CAPITAL ACQUIS-CW19 | 425886116 | W | 200,000 | $120,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP | 14056V113 | W | 250,000 | $116,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 64,700 | $115,000 | thousands by filing date | call |
| ROI ACQUISITION CORP II | 74966G119 | *W EXP 09/17/201 | 400,000 | $112,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 1,500 | $111,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 119,600 | $105,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 1,495 | $98,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,109 | $95,000 | thousands by filing date | |
| CIS ACQUISITION LTD | G21490118 | *W EXP 99/99/999 | 200,000 | $68,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 744 | $60,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 4,474 | $58,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 701 | $35,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 495 | $33,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 228 | $25,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 6,081 | $24,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 497 | $18,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 82 | $12,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 165 | $10,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-15-000729 | this filing | 2015-02-17 | acceptance time not in the bulk data set |