13F-HR filed by Private Advisor Group, LLC
Private Advisor Group, LLC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-17, with 1,010 holding rows worth $1,553,014,000.
- Accession
- 0001085146-15-000611
- Filer
- CIK 1567755
- Filed
- 2015-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 1,010 entries on the cover page, a total value of $1,553,014,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,553,014,000 with VALUE read as thousands by filing date, 13F file number 028-15851. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 8,271 | $563,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 5,463 | $557,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 7,883 | $555,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 21,878 | $555,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 6,079 | $553,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 12,100 | $552,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 35,075 | $550,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 51,824 | $549,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 41,744 | $548,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 4,358 | $547,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 4,889 | $544,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 11,966 | $540,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 3,893 | $540,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 9,398 | $536,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W299 | JAPAN INTRT FD | 10,944 | $535,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 21,753 | $534,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 23,202 | $533,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 14,696 | $530,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 3,439 | $523,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 22,924 | $521,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 23,620 | $520,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 4,011 | $520,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 17,765 | $520,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 17,472 | $518,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 44,959 | $514,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R700 | 7-15 YR US TRS | 6,000 | $514,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 13,453 | $512,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 92,325 | $511,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 7,231 | $511,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 19,945 | $511,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 18,779 | $507,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 16,624 | $507,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 13,036 | $506,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 6,440 | $506,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 9,390 | $503,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 21,863 | $503,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 8,413 | $503,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 5,560 | $502,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 5,810 | $502,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 39,065 | $502,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 11,204 | $499,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 9,722 | $498,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 6,053 | $496,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 32,697 | $492,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 6,486 | $492,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 12,549 | $489,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 8,346 | $485,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 48,200 | $485,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 10,030 | $485,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 7,348 | $483,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 30,426 | $483,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 7,636 | $483,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 16,021 | $482,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 3,395 | $481,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 12,637 | $480,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 9,651 | $480,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,465 | $477,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 20,304 | $477,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 9,933 | $476,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 9,926 | $474,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 57,120 | $471,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 24,885 | $470,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 44,508 | $470,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 25,575 | $469,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 4,420 | $468,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 10,965 | $468,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 5,245 | $466,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 4,598 | $464,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 13,305 | $463,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 33,195 | $459,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 54,064 | $456,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 5,616 | $453,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 5,021 | $453,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $452,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 10,566 | $452,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 10,101 | $452,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 7,930 | $451,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 4,000 | $450,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 7,332 | $449,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 28,785 | $449,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 9,845 | $449,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 4,526 | $448,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 3,815 | $446,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 4,284 | $445,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 6,075 | $443,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 4,591 | $435,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 4,250 | $434,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 10,679 | $433,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 2,249 | $433,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 59,123 | $433,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 17,369 | $432,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 3,249 | $430,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 30,710 | $429,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 10,475 | $429,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 8,064 | $428,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 17,075 | $426,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 49,766 | $423,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 7,395 | $422,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 10,850 | $422,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 1,634 | $421,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 27,311 | $421,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 2,767 | $419,000 | thousands by filing date | |
| COMPASS EMP FDS TR | 20452Y817 | US500 ENH VOL | 11,439 | $419,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 52,133 | $417,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 5,028 | $416,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 7,741 | $415,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 6,869 | $415,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 50,827 | $414,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 2,235 | $414,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,278 | $411,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 6,298 | $410,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 4,333 | $408,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 4,283 | $406,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 3,936 | $403,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 8,477 | $401,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 6,561 | $399,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 8,807 | $396,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 21,282 | $396,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 13,894 | $393,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 7,427 | $392,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 6,724 | $392,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 21,789 | $390,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 4,234 | $387,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 15,996 | $386,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 7,777 | $385,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 8,776 | $385,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 5,131 | $384,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 3,112 | $384,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 40,366 | $384,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 13,841 | $384,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 5,237 | $382,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 43,900 | $380,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 23,735 | $377,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 6,989 | $374,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 2,658 | $374,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 22,125 | $374,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 7,674 | $373,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 10,360 | $372,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 4,079 | $371,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 17,431 | $371,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 9,533 | $369,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 1,530 | $369,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 10,574 | $367,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2,559 | $364,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 343,008 | $364,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 8,467 | $361,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 5,528 | $355,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 6,447 | $354,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 14,618 | $349,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 4,053 | $348,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 8,452 | $348,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 17,155 | $347,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 13,290 | $347,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 506 | $346,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 6,148 | $345,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 11,062 | $344,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 13,271 | $341,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 33,681 | $341,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 996 | $340,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 8,035 | $340,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 3,856 | $339,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 11,145 | $339,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 35,746 | $339,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 10,814 | $338,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 36,541 | $338,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 5,874 | $338,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 9,859 | $337,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 635 | $336,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 22,220 | $336,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 5,070 | $334,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 14,887 | $333,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 4,254 | $333,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 145,900 | $333,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 4,387 | $332,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 3,113 | $332,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 35,779 | $331,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 3,062 | $330,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 5,195 | $330,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 6,975 | $330,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 6,871 | $329,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 43,419 | $327,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 25,260 | $326,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 6,696 | $326,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 21,617 | $326,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 13,800 | $325,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 13,469 | $322,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 6,392 | $321,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 48,177 | $321,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 16,435 | $321,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 13,761 | $320,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 4,456 | $319,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 23,250 | $318,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 2,233 | $318,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 4,357 | $317,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 5,616 | $316,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 8,223 | $316,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 10,207 | $316,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 9,578 | $315,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 9,071 | $315,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 6,651 | $314,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 5,163 | $313,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,719 | $313,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 4,938 | $313,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,499 | $311,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 6,687 | $311,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 4,462 | $310,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 10,600 | $310,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 32,629 | $310,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 5,719 | $310,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 7,805 | $309,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 8,539 | $307,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 25,450 | $306,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 31,940 | $304,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 12,480 | $303,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,033 | $300,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 2,647 | $299,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 4,108 | $299,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 10,689 | $298,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 8,713 | $298,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 3,528 | $298,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 8,484 | $298,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 3,581 | $298,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 24,972 | $298,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 5,970 | $297,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 6,905 | $297,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 11,055 | $296,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 4,188 | $295,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 5,331 | $295,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 94,972 | $295,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 14,413 | $295,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 21,050 | $294,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 256 | $292,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 2,316 | $292,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 292,000 | $292,000 | thousands by filing date | principal |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 2,125 | $290,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,363 | $290,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 2,674 | $289,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 3,775 | $285,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 7,153 | $283,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 25,752 | $283,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 6,849 | $282,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 18,511 | $281,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 16,039 | $281,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 12,605 | $280,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 23,800 | $280,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 13,864 | $279,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 4,157 | $278,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 9,631 | $278,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 21,300 | $277,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 3,910 | $276,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 28,100 | $276,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 11,804 | $275,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 16,897 | $275,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 5,535 | $275,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 2,092 | $274,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 8,264 | $273,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 5,968 | $271,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 7,727 | $268,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 4,863 | $267,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 127,556 | $267,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 3,483 | $266,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 10,199 | $266,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 7,270 | $266,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 6,282 | $265,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 9,812 | $265,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 8,405 | $265,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 40,576 | $263,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 63,275 | $262,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,329 | $261,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,131 | $261,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 6,803 | $261,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 15,499 | $260,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 3,673 | $259,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 4,375 | $257,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 5,081 | $255,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 7,760 | $255,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 3,004 | $254,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 2,581 | $253,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 21,996 | $252,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 18,695 | $252,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 5,598 | $252,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 10,870 | $252,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 11,238 | $251,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 4,002 | $251,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 70,268 | $249,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 5,841 | $248,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 2,316 | $247,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 5,762 | $246,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 5,131 | $246,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 3,267 | $245,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 4,977 | $244,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 894 | $244,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 3,197 | $244,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 11,411 | $244,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 5,006 | $244,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 4,646 | $244,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 3,617 | $243,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 69,654 | $242,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 3,812 | $242,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 6,719 | $241,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 4,198 | $240,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 1,668 | $239,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 3,359 | $238,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 4,290 | $238,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 114,259 | $238,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 5,985 | $238,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 17,576 | $237,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 4,479 | $236,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 8,748 | $236,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 3,634 | $233,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 5,387 | $233,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 4,649 | $233,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 20,350 | $233,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 6,871 | $232,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 13,566 | $231,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 7,916 | $230,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 5,532 | $230,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 21,411 | $230,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 6,717 | $228,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 1,764 | $228,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 3,391 | $228,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 10,152 | $228,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,911 | $227,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 9,441 | $227,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 15,600 | $226,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 16,327 | $226,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 6,001 | $225,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 2,965 | $224,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 8,024 | $224,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 8,410 | $224,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 9,514 | $223,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 14,641 | $223,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 4,329 | $222,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 6,626 | $222,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 14,385 | $221,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 20,696 | $221,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 2,391 | $220,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 2,118 | $220,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 22,745 | $219,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 19,000 | $219,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 4,901 | $219,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 2,638 | $218,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 4,215 | $217,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 16,470 | $217,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 2,878 | $217,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 8,835 | $217,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 2,827 | $216,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 3,119 | $215,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 8,045 | $215,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,112 | $215,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 3,224 | $215,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,184 | $214,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 19,499 | $214,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 4,505 | $214,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 8,160 | $214,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 3,385 | $213,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 2,509 | $211,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 7,113 | $211,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 14,974 | $211,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 8,200 | $210,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 3,771 | $209,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 2,356 | $209,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 1,400 | $209,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 9,727 | $208,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 2,321 | $208,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 13,436 | $207,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 1,971 | $205,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 5,207 | $203,000 | thousands by filing date | |
| TRONC INC | 896082104 | Common equity shares | 8,852 | $203,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 4,163 | $202,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 3,821 | $202,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 3,618 | $202,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 6,662 | $202,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 9,529 | $202,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 13,952 | $200,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 25,159 | $198,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 13,621 | $196,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 10,396 | $196,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 16,025 | $195,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 41,942 | $191,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 13,558 | $191,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 10,114 | $190,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 13,155 | $184,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 10,518 | $184,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 10,417 | $183,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 15,934 | $182,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 10,194 | $182,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 21,763 | $181,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 13,740 | $179,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 21,612 | $173,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 14,492 | $172,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 12,025 | $169,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 15,015 | $169,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 13,175 | $167,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 23,290 | $166,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 20,615 | $165,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 42,000 | $163,000 | thousands by filing date | put |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 10,752 | $162,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 11,797 | $156,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 13,854 | $156,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 10,676 | $153,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 20,949 | $153,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 11,832 | $152,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 10,571 | $151,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 18,338 | $149,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 14,141 | $149,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 24,801 | $148,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 10,000 | $142,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 10,278 | $138,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 20,210 | $119,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 10,346 | $118,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 39,055 | $117,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 16,914 | $114,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 11,753 | $111,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 12,634 | $109,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 26,296 | $109,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 10,247 | $108,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 20,510 | $107,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 16,450 | $107,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 10,449 | $105,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 10,007 | $102,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 10,803 | $98,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 11,958 | $98,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 22,700 | $93,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 11,473 | $92,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 12,857 | $90,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 12,490 | $87,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 10,500 | $87,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 11,847 | $86,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 15,200 | $82,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 56,058 | $77,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 11,415 | $74,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 13,410 | $70,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 6,600 | $68,000 | thousands by filing date | call |
| DRAGONWAVE INC | 26144M103 | COM | 66,851 | $64,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 24,660 | $62,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 34,536 | $62,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 5,500 | $50,000 | thousands by filing date | call |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 22,909 | $50,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 14,790 | $47,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 50,000 | $46,000 | thousands by filing date | call |
| MCEWEN MNG INC | 58039P107 | COM | 41,232 | $46,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 16,775 | $46,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 10,392 | $45,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 11,274 | $45,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 152,950 | $44,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 7,500 | $39,000 | thousands by filing date | call |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 37,661 | $38,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 29,000 | $35,000 | thousands by filing date | principal |
| Apple Inc | 037833100 | COM | 2,200 | $33,000 | thousands by filing date | call |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 25,000 | $28,000 | thousands by filing date | principal |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 13,550 | $27,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 8,500 | $26,000 | thousands by filing date | call |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,800 | $25,000 | thousands by filing date | call |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 25,000 | $25,000 | thousands by filing date | principal |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 22,600 | $22,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 16,000 | $22,000 | thousands by filing date | principal |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 12,000 | $21,000 | thousands by filing date | principal |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 6,900 | $21,000 | thousands by filing date | put |
| HALCON RES CORP | 40537Q209 | COM NEW | 11,798 | $21,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 19,000 | $21,000 | thousands by filing date | principal |
| LIBERTY INTERACTIVE LLC | 530610AC8 | DEB 0.750 3/3 | 15,000 | $21,000 | thousands by filing date | principal |
| Honeywell Technologies | 438516106 | COM | 2,000 | $20,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 15,000 | $20,000 | thousands by filing date | principal |
| RUBICON MINERALS CORP | 780911103 | COM | 20,420 | $20,000 | thousands by filing date | |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 15,000 | $20,000 | thousands by filing date | principal |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 19,000 | $20,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 16,000 | $19,000 | thousands by filing date | principal |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 14,000 | $19,000 | thousands by filing date | principal |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 17,000 | $19,000 | thousands by filing date | principal |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 15,000 | $18,000 | thousands by filing date | principal |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 17,000 | $18,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 6,700 | $17,000 | thousands by filing date | put |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 19,000 | $17,000 | thousands by filing date | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,500 | $16,000 | thousands by filing date | call |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 14,000 | $16,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 15,000 | $16,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 15,000 | $15,000 | thousands by filing date | principal |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 23,345 | $15,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,300 | $13,000 | thousands by filing date | call |
| V F CORP COM | 918204108 | Stock | 1,200 | $13,000 | thousands by filing date | call |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 11,000 | $12,000 | thousands by filing date | principal |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 10,000 | $12,000 | thousands by filing date | principal |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 14,075 | $11,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 10,000 | $11,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 10,000 | $10,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 10,000 | $10,000 | thousands by filing date | principal |
| Costco Wholesale Corporation | 22160K105 | COM | 600 | $9,000 | thousands by filing date | call |
| CENTENE CORP DEL COM | 15135B101 | Stock | 1,000 | $9,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 1,000 | $6,000 | thousands by filing date | call |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 14,000 | $6,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 400 | $3,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 15,500 | $3,000 | thousands by filing date | call |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 3,500 | $3,000 | thousands by filing date | call |
| SILVER WHEATON CORP | 828336107 | COM | 1,000 | $3,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 1,000 | $2,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,200 | $2,000 | thousands by filing date | call |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 6,500 | $2,000 | thousands by filing date | call |
| AKORN INC | 009728106 | COM | 1,000 | $1,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-15-000611 | this filing | 2015-02-17 | acceptance time not in the bulk data set |