13F-HR filed by Cetera Advisors LLC
Cetera Advisors LLC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-13, with 657 holding rows worth $1,027,314,000.
- Accession
- 0001085146-15-000482
- Filer
- CIK 1534400
- Filed
- 2015-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 657 entries on the cover page, a total value of $1,027,314,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,027,314,000 with VALUE read as thousands by filing date, 13F file number 028-14617. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 2,253 | $275,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 57,577 | $275,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 12,394 | $275,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 4,825 | $274,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 2,396 | $272,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 3,881 | $272,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 1,810 | $271,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 13,034 | $271,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 7,469 | $270,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 11,608 | $268,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,918 | $266,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 6,327 | $266,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 15,000 | $266,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 40,809 | $265,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 2,248 | $264,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 3,051 | $263,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 7,050 | $262,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 5,196 | $262,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 7,335 | $262,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 4,918 | $261,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 23,381 | $261,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 6,570 | $261,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 11,743 | $260,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 3,099 | $259,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 4,760 | $259,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R585 | RUSSIA SMALLCP | 12,988 | $258,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 4,463 | $254,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 5,081 | $254,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 5,104 | $253,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 10,069 | $251,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 12,929 | $250,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 9,292 | $250,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 3,127 | $250,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,539 | $249,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 9,610 | $249,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 2,385 | $248,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 3,312 | $247,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,881 | $246,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 2,842 | $246,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L308 | US LC TRENDP ETN | 6,197 | $246,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 2,176 | $245,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 5,195 | $244,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 676 | $243,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 2,648 | $242,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 18,080 | $241,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,630 | $241,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 941 | $241,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,943 | $238,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 2,522 | $237,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 2,206 | $237,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,895 | $236,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 6,868 | $235,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 32,290 | $235,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 3,842 | $232,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 4,935 | $231,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 4,825 | $231,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 28,686 | $229,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 6,491 | $228,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 8,300 | $228,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 4,981 | $228,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 6,841 | $227,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 8,801 | $227,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 8,910 | $227,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 11,930 | $226,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 13,465 | $226,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,382 | $225,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 824 | $225,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 50,800 | $225,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 4,818 | $224,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 1,631 | $224,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 975 | $223,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 18,415 | $223,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 15,405 | $222,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 3,215 | $222,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 22,759 | $222,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 4,395 | $221,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 836 | $220,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 17,042 | $219,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 3,607 | $217,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 11,839 | $217,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 4,555 | $217,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 6,642 | $216,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,815 | $216,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 7,257 | $215,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 2,041 | $213,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 5,953 | $212,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 7,800 | $212,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 515 | $211,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,090 | $211,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 5,483 | $210,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 4,343 | $210,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 2,210 | $208,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 3,544 | $206,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 16,202 | $206,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 2,210 | $205,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 9,535 | $203,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 13,728 | $202,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 4,986 | $202,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 5,952 | $201,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,398 | $200,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 10,000 | $196,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 20,990 | $196,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 11,236 | $193,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 12,516 | $187,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 16,288 | $185,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 11,386 | $180,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 11,272 | $174,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 23,122 | $165,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 16,500 | $165,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 14,981 | $162,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 20,065 | $159,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 11,294 | $158,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 10,970 | $157,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 13,200 | $155,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 10,158 | $152,000 | thousands by filing date | |
| AMER RLTY CAP HEALTHCAR TR INC COM | 02917R108 | COM | 12,768 | $152,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 27,266 | $142,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 127,250 | $140,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 79,775 | $137,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 15,166 | $136,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 11,293 | $133,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 10,875 | $132,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 17,058 | $130,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 34,846 | $129,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 11,000 | $128,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 13,700 | $124,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 14,651 | $121,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 10,650 | $117,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 12,193 | $115,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 10,033 | $112,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 10,020 | $111,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 24,025 | $110,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 16,300 | $107,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 16,339 | $104,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 10,533 | $101,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 10,350 | $96,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 17,454 | $92,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 14,500 | $90,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 23,309 | $86,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 10,000 | $83,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 13,186 | $73,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 10,228 | $72,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 12,165 | $64,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 19,620 | $63,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 18,875 | $58,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 15,800 | $57,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 10,157 | $56,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 10,000 | $49,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 21,985 | $46,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 18,468 | $34,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 10,100 | $33,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 18,104 | $33,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 16,050 | $29,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 22,000 | $22,000 | thousands by filing date | principal |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 13,950 | $14,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 10,000 | $6,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 11,075 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-15-000482 | this filing | 2015-02-13 | acceptance time not in the bulk data set |