13F-HR filed by OPPENHEIMER & CO INC
OPPENHEIMER & CO INC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-10, with 1,396 holding rows worth $3,483,128,000.
- Accession
- 0001085146-15-000316
- Filer
- CIK 822581
- Filed
- 2015-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 1,396 entries on the cover page, a total value of $3,483,128,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,483,128,000 with VALUE read as thousands by filing date, 13F file number 028-04046. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RADWARE LTD | M81873107 | COMMON STOCK | 14,805 | $326,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 8,250 | $325,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 22,562 | $322,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 9,349 | $320,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 2,008 | $320,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 5,688 | $319,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 42,757 | $319,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 6,637 | $318,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 2,416 | $318,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 23,940 | $318,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 13,262 | $318,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 9,100 | $317,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 6,100 | $316,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 3,030 | $315,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 8,800 | $315,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 5,400 | $312,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 4,763 | $312,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 4,830 | $310,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 7,430 | $310,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 9,005 | $310,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 9,915 | $309,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 8,783 | $308,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 12,003 | $308,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 21,500 | $304,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 27,060 | $304,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 5,969 | $303,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 9,033 | $303,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 8,902 | $303,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 5,542 | $301,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 3,852 | $300,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 4,845 | $299,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 4,219 | $299,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 13,095 | $299,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 15,633 | $298,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 7,500 | $298,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 5,903 | $297,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 4,851 | $296,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 2,357 | $295,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 8,150 | $295,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 4,047 | $295,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 5,002 | $294,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 11,050 | $293,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,872 | $293,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 45,361 | $293,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 10,300 | $293,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 13,220 | $293,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 22,521 | $292,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 5,250 | $291,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 6,251 | $290,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 2,651 | $288,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 17,181 | $288,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 6,550 | $288,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 4,894 | $285,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 10,596 | $284,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 3,569 | $284,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 4,893 | $284,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 4,438 | $283,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 40,000 | $283,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 17,013 | $282,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 5,088 | $280,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 21,006 | $280,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 21,500 | $280,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 22,304 | $279,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 23,086 | $278,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 52,700 | $277,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 19,227 | $276,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 7,048 | $275,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 8,000 | $274,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 33,400 | $274,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 14,055 | $274,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 23,595 | $273,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 3,740 | $272,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,472 | $271,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 3,531 | $271,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 46,000 | $271,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 23,766 | $271,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 11,660 | $270,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 20,088 | $269,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 34,678 | $269,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 10,600 | $268,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 4,500 | $268,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 8,562 | $266,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 13,981 | $264,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 2,912 | $263,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 7,500 | $263,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 4,406 | $262,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 12,710 | $262,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 12,919 | $261,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 5,145 | $260,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 3,459 | $260,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,700 | $260,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 35,500 | $259,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 72,997 | $259,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 4,648 | $258,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 9,366 | $257,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 10,500 | $257,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 8,144 | $256,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 2,373 | $256,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 7,000 | $255,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 10,102 | $255,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 5,379 | $255,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 9,408 | $253,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 4,170 | $252,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 54,195 | $252,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 15,335 | $252,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 9,678 | $250,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 2,605 | $250,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 7,050 | $249,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 33,333 | $248,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 85,090 | $248,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 8,503 | $247,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 2,329 | $247,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 6,632 | $247,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 10,015 | $246,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 5,659 | $245,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 6,440 | $245,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 14,872 | $245,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 4,835 | $244,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 161,800 | $244,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,631 | $242,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 4,102 | $242,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 10,385 | $242,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 5,247 | $241,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 16,950 | $241,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 4,572 | $241,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 11,828 | $241,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 8,192 | $239,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 32,794 | $239,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 5,000 | $238,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 4,600 | $238,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,350 | $237,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 7,978 | $236,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 17,877 | $236,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 15,404 | $236,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,845 | $235,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 7,869 | $235,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,268 | $234,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 10,792 | $234,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 8,000 | $234,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 12,400 | $234,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 18,454 | $233,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 8,212 | $232,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 30,874 | $232,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 18,141 | $232,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 13,787 | $231,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 32,848 | $230,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 16,322 | $230,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 4,660 | $230,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 18,800 | $229,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 8,542 | $229,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 5,500 | $229,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 3,976 | $228,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 8,244 | $228,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 10,999 | $228,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 12,796 | $228,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 6,762 | $228,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 3,394 | $227,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 2,161 | $227,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 10,311 | $227,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 90,750 | $227,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 43,030 | $226,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 4,717 | $226,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 3,708 | $225,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 6,616 | $225,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 9,661 | $225,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 123,700 | $225,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 4,037 | $223,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 4,427 | $223,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 11,085 | $223,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 6,406 | $223,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 4,526 | $222,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 15,593 | $222,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 3,919 | $222,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 13,691 | $222,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 15,845 | $222,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 16,252 | $221,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 3,752 | $221,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 3,128 | $220,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 15,147 | $219,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 10,700 | $218,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 469 | $217,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 4,398 | $216,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 12,621 | $216,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 4,557 | $215,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 11,800 | $215,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 7,906 | $214,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 10,832 | $214,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 6,289 | $213,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 5,045 | $212,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 6,062 | $212,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 3,721 | $212,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 2,681 | $211,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 3,342 | $210,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 6,277 | $210,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 14,157 | $210,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 12,522 | $210,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 4,937 | $210,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 5,051 | $210,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 8,500 | $210,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 23,829 | $209,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 18,570 | $209,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 4,450 | $209,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 10,556 | $209,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 4,322 | $209,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 4,525 | $208,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 8,050 | $208,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 27,780 | $208,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 3,998 | $207,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 6,098 | $206,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 23,867 | $206,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 4,218 | $205,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 12,700 | $205,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 4,543 | $204,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 4,305 | $204,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 79,500 | $204,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 10,000 | $204,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 4,000 | $203,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 14,500 | $203,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 15,221 | $203,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 6,617 | $203,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 13,970 | $203,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 11,850 | $202,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 14,364 | $202,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 5,203 | $201,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 16,140 | $201,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 7,776 | $201,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 25,243 | $201,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 6,620 | $200,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 14,486 | $200,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 317 | $200,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 8,408 | $200,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 5,400 | $200,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 31,170 | $199,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 12,943 | $199,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 16,926 | $199,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 17,363 | $198,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 30,000 | $198,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 14,073 | $197,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 15,275 | $196,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 11,208 | $195,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 15,661 | $193,000 | thousands by filing date | |
| NEW SOURCE ENERGY PARTNERS L | 64881E109 | CMN | 26,718 | $192,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 19,500 | $191,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 14,894 | $191,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 10,550 | $189,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 35,557 | $188,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 20,670 | $187,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 13,566 | $187,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 14,352 | $185,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 30,350 | $184,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 13,437 | $182,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 11,532 | $181,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 10,202 | $181,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 10,750 | $180,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 21,101 | $179,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 23,278 | $179,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 16,200 | $178,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 47,800 | $178,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 10,611 | $176,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 17,033 | $176,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 12,507 | $174,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 61,948 | $173,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 40,000 | $172,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 15,350 | $172,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 10,639 | $171,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 12,600 | $169,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 194,500 | $169,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 11,600 | $168,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 11,046 | $164,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 16,000 | $163,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 10,334 | $163,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 10,281 | $163,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 30,000 | $161,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 159,575 | $160,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 10,550 | $157,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 10,993 | $156,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 10,300 | $155,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 15,000 | $155,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 28,198 | $155,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 16,145 | $154,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 15,709 | $153,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 144,000 | $152,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 11,611 | $152,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 104,995 | $151,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 17,093 | $151,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 11,345 | $150,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 11,225 | $150,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 10,547 | $149,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 13,154 | $147,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 12,711 | $147,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 80,000 | $147,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 12,600 | $147,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 33,328 | $145,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 21,769 | $145,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 80,100 | $143,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 32,416 | $141,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 16,200 | $141,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 102,900 | $141,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 16,000 | $141,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 22,510 | $140,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 14,234 | $139,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 10,643 | $138,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 10,637 | $137,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 11,465 | $136,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 10,528 | $134,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 17,810 | $134,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 15,000 | $129,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 21,551 | $128,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 13,766 | $127,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 17,312 | $126,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 11,489 | $126,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 10,600 | $120,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 12,840 | $118,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 66,178 | $118,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 10,858 | $115,000 | thousands by filing date | |
| REMARK MEDIA INC | 75954W107 | COM | 25,000 | $114,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 11,565 | $113,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 20,000 | $108,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 22,115 | $108,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 33,000 | $108,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 19,950 | $108,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 24,194 | $107,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 25,289 | $105,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 12,800 | $104,000 | thousands by filing date | |
| BIOBLAST PHARMA LTD | M20156101 | SHS | 16,299 | $104,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 20,559 | $103,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 27,821 | $103,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 11,058 | $102,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 14,000 | $102,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 10,000 | $102,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 31,886 | $99,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 12,084 | $99,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 10,000 | $99,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 35,810 | $96,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 15,250 | $95,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 11,022 | $92,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 12,606 | $92,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 11,405 | $91,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 13,917 | $88,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 12,788 | $87,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 11,628 | $84,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 52,182 | $84,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 67,000 | $82,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 26,250 | $81,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 15,825 | $80,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 29,760 | $79,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 12,307 | $75,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 18,600 | $74,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 11,321 | $71,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 98,960 | $70,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 15,000 | $69,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 20,000 | $69,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 15,000 | $68,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 22,151 | $67,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 10,100 | $65,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 38,364 | $64,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 10,000 | $62,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 37,000 | $60,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 36,816 | $59,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 37,864 | $58,000 | thousands by filing date | |
| * GIGAMEDIA LTD | Y2711Y104 | ORD | 61,370 | $58,000 | thousands by filing date | |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 38,000 | $52,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 17,000 | $51,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 84,942 | $50,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 11,741 | $50,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 56,550 | $49,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 15,500 | $47,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 104,198 | $46,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 13,700 | $45,000 | thousands by filing date | |
| INTERNET PATENTS CORP | 46063G101 | COM | 16,000 | $44,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 25,000 | $44,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 15,500 | $43,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 12,891 | $41,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 28,504 | $39,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 17,382 | $36,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 10,300 | $35,000 | thousands by filing date | |
| ZBB ENERGY CORP | 98876R303 | COM NEW | 62,326 | $32,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 12,250 | $27,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 12,394 | $26,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 14,500 | $26,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 19,066 | $25,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 50,810 | $25,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 29,369 | $23,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 10,000 | $22,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 40,000 | $20,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 58,000 | $20,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 10,134 | $18,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 20,000 | $15,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 10,000 | $15,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 18,800 | $14,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 18,978 | $7,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 10,500 | $7,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 10,000 | $5,000 | thousands by filing date | |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 11,000 | $2,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 32,817 | $1,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 12,650 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-15-000316 | this filing | 2015-02-10 | acceptance time not in the bulk data set |