13F-HR filed by Evanson Asset Management, LLC
Evanson Asset Management, LLC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-09, with 191 holding rows worth $270,862,000.
- Accession
- 0001085146-15-000295
- Filer
- CIK 1626379
- Filed
- 2015-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 191 entries on the cover page, a total value of $270,862,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $270,862,000 with VALUE read as thousands by filing date, 13F file number 028-16439. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 140,511 | $15,510,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 191,339 | $14,928,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 211,699 | $13,036,000 | thousands by filing date | |
| VTI | 922908769 | COM | 110,431 | $11,706,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 273,552 | $11,573,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 877,580 | $10,162,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,396,002 | $10,037,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,392,231 | $7,727,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 139,337 | $5,895,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 67,174 | $5,441,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 84,721 | $4,704,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 62,002 | $4,397,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 36,951 | $4,358,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 115,271 | $4,164,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 20,918 | $4,094,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 88,751 | $3,742,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 6,913 | $3,639,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 36,697 | $3,393,000 | thousands by filing date | |
| 38259p508 | COM | 6,266 | $3,325,000 | thousands by filing date | ||
| Johnson & Johnson | 478160104 | COM | 31,238 | $3,267,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 117,202 | $3,260,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 77,625 | $3,076,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 36,508 | $2,919,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 46,180 | $2,650,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 32,904 | $2,613,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 53,571 | $2,503,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 29,420 | $2,486,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 210,620 | $2,409,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 28,777 | $2,352,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 57,122 | $2,286,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 37,071 | $2,255,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 45,142 | $1,948,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 23,976 | $1,909,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 16,090 | $1,903,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 15,816 | $1,892,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 16,044 | $1,872,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 35,452 | $1,858,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 13,500 | $1,512,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 13,181 | $1,492,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 12,403 | $1,422,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 14,861 | $1,421,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 20,833 | $1,363,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 15,879 | $1,358,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 27,477 | $1,354,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 76,711 | $1,344,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 15,553 | $1,313,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 15,363 | $1,298,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 15,489 | $1,280,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 18,608 | $1,279,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 12,230 | $1,277,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 26,895 | $1,249,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 12,501 | $1,227,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 15,591 | $1,200,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 22,913 | $1,169,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 14,341 | $1,168,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 44,264 | $1,119,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 9,964 | $1,118,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 5,199 | $1,076,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 21,213 | $1,061,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 18,605 | $1,058,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 6,508 | $1,044,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 12,619 | $1,039,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 9,908 | $1,026,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 23,842 | $1,020,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 10,424 | $984,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 20,996 | $965,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 17,875 | $959,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 21,203 | $955,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 24,305 | $955,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 8,888 | $940,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 8,213 | $881,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 11,842 | $819,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 37,836 | $817,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 21,526 | $815,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 9,490 | $811,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 615,732 | $800,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 7,552 | $788,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 16,697 | $780,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 11,856 | $771,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 16,086 | $760,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 8,133 | $741,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 7,395 | $716,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 17,621 | $716,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 15,261 | $715,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 18,220 | $661,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 18,880 | $634,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,962 | $609,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 10,694 | $586,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 5,542 | $583,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 6,871 | $582,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 18,525 | $578,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 8,748 | $576,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 4,632 | $552,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,653 | $551,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 10,000 | $544,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 7,063 | $542,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 55,900 | $539,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 6,718 | $532,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 33,632 | $528,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 9,739 | $521,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,216 | $512,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 21,307 | $508,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 16,718 | $500,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 32,964 | $496,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 14,478 | $488,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 6,000 | $471,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,529 | $464,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 14,798 | $461,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 12,446 | $459,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 45,109 | $441,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 17,321 | $431,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 11,039 | $430,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 18,255 | $425,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 5,968 | $419,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,613 | $417,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,571 | $415,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 8,764 | $410,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,493 | $410,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 9,624 | $406,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 4,278 | $401,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 11,991 | $401,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 7,149 | $393,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 3,529 | $389,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 9,707 | $382,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 15,408 | $382,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 7,663 | $377,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 13,616 | $372,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 10,064 | $367,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,861 | $366,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,886 | $362,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 7,360 | $351,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 2,852 | $349,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 8,209 | $345,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 5,718 | $344,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 4,904 | $338,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 5,236 | $323,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 18,300 | $306,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 16,498 | $303,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 7,328 | $294,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 5,648 | $292,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2,045 | $291,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,850 | $290,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 6,414 | $288,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 12,550 | $288,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 842 | $286,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,832 | $283,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,268 | $281,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,018 | $278,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 10,875 | $278,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,226 | $273,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 13,580 | $273,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 2,534 | $272,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 6,000 | $268,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 2,426 | $265,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 5,007 | $257,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,753 | $254,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,109 | $252,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 6,040 | $251,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,784 | $249,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 200 | $243,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 5,447 | $239,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,475 | $234,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,939 | $232,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 6,393 | $232,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 12,508 | $228,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 8,787 | $228,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 5,693 | $225,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,394 | $225,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 2,922 | $225,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 2,890 | $219,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 5,065 | $214,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 4,065 | $214,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 3,523 | $208,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 1,988 | $206,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,611 | $203,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 2,263 | $201,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 2,706 | $200,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 10,015 | $196,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 12,243 | $182,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 12,321 | $169,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 14,799 | $130,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 16,545 | $123,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 10,000 | $101,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 13,000 | $90,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 10,246 | $76,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 63,000 | $66,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 16,492 | $57,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 18,266 | $52,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 10,000 | $41,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 10,779 | $38,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 10,000 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-15-000295 | this filing | 2015-02-09 | acceptance time not in the bulk data set |