13F-HR filed by SII INVESTMENTS INC/WI
SII INVESTMENTS INC/WI filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-06, with 509 holding rows worth $758,757,000.
- Accession
- 0001085146-15-000266
- Filer
- CIK 1351903
- Filed
- 2015-02-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 509 entries on the cover page, a total value of $758,757,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $758,757,000 with VALUE read as thousands by filing date, 13F file number 028-13970. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerPRUDENTIAL PLC028-03582
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ANTARES PHARMA INC | 036642106 | COM | 12,800 | $36,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 38,425 | $33,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 30,000 | $30,000 | thousands by filing date | principal |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 25,850 | $26,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 10,970 | $22,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 21,400 | $21,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 11,258 | $9,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 14,900 | $9,000 | thousands by filing date | |
| WPCS INTERNATIONAL INC | 92931L302 | COM | 20,000 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-15-000266 | this filing | 2015-02-06 | acceptance time not in the bulk data set |