13F-HR filed by Financial Architects, Inc
Financial Architects, Inc filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-03, with 954 holding rows worth $228,927,000 by the sum of the rows.
- Accession
- 0001085146-15-000215
- Filer
- CIK 1416692
- Filed
- 2015-02-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A combination report, 909 entries on the cover page, a total value of $204,109,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $228,927,000 with VALUE read as thousands by filing date, 13F file number 028-12762. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $204,109,000, 11% less than the sum of the rows, $228,927,000. This page uses the sum of the rows.
Other managers
- reports for this filerACR LCG
- reports for this filerAthenaInvest Global
- reports for this filerDelaware Capital Large Cap Val
- reports for this filerDT Investments
- reports for this filerFederated Strategic Value
- reports for this filerFinancial Architects
- reports for this filerF-Squared All Weather Premium
- reports for this filerGood Harbor Tactical Core
- reports for this filerGracor Global
- reports for this filerHillman Capital Diversified Eq
- reports for this filerJP Morgan Mid Cap Value
- reports for this filerKayne Anderson SMID
- reports for this filerNavellier Large Cap Growth
- reports for this filerNeuberger Berman All-Cap Core
- reports for this filerSanta Barbara Dividend Growth
- reports for this filerUS Trust NY Value Equity
- reports for this filerWindhaven Investment
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SUNEDISON INC | 86732Y109 | COM | 1,200 | $23,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 300 | $22,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 252 | $22,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 640 | $22,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 200 | $22,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 235 | $22,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 300 | $22,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 168 | $22,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 315 | $22,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 500 | $22,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 310 | $22,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 1,000 | $22,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 300 | $22,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 500 | $22,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,897 | $22,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 1,000 | $22,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 150 | $22,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 448 | $22,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 396 | $22,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 90 | $22,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 200 | $22,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 196 | $21,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 448 | $21,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 130 | $21,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 750 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 275 | $21,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 1,000 | $21,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 500 | $21,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 283 | $21,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 624 | $21,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 1,590 | $21,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 215 | $20,000 | thousands by filing date | principal |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 148 | $20,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 490 | $20,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 300 | $20,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 100 | $20,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 3,000 | $20,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,500 | $20,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 720 | $20,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 1,010 | $20,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 201 | $20,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 377 | $20,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 265 | $19,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 104 | $19,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 498 | $19,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 450 | $19,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 600 | $19,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 814 | $19,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 234 | $19,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 364 | $19,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 158 | $19,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 1,750 | $19,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,087 | $18,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 290 | $18,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 200 | $18,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 450 | $18,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 200 | $18,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 900 | $18,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 337 | $18,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 500 | $18,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 522 | $17,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 311 | $17,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 1,000 | $17,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 650 | $17,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 558 | $17,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 500 | $17,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 400 | $17,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 410 | $17,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 169 | $17,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 343 | $17,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 195 | $16,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 800 | $16,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 241 | $16,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 366 | $16,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 313 | $16,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 600 | $16,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 125 | $16,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 1,130 | $16,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 1,185 | $16,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 500 | $16,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 330 | $16,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 29 | $15,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5 | $15,000 | thousands by filing date | call |
| NVIDIA Corp | 67066G104 | COM | 750 | $15,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 129 | $15,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 118 | $15,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 13 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 300 | $15,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 239 | $15,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 151 | $15,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 1,000 | $15,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 225 | $15,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 221 | $15,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 335 | $14,000 | thousands by filing date | principal |
| AVISTA CORP COM | 05379B107 | Stock | 404 | $14,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 5 | $14,000 | thousands by filing date | call |
| PG&E CORP COM | 69331C108 | Stock | 264 | $14,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 180 | $14,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 400 | $14,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 300 | $14,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 152 | $14,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 142 | $14,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 157 | $14,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 350 | $14,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 314 | $14,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 211 | $13,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 248 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 110 | $13,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 185 | $13,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 117 | $13,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 1,001 | $13,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 300 | $13,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 700 | $13,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 1,750 | $13,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 400 | $13,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 335 | $13,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 500 | $13,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 470 | $12,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 229 | $12,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 347 | $12,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 5,503 | $12,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 116 | $12,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 500 | $12,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 250 | $12,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 344 | $12,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 675 | $12,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 300 | $12,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 836 | $12,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 200 | $12,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 510 | $12,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 509 | $12,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 426 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 775 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 50 | $12,000 | thousands by filing date | call |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 348 | $12,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 300 | $12,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 1,477 | $12,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 550 | $12,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 91 | $11,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 180 | $11,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 280 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 283 | $11,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 115 | $11,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,081 | $11,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 877 | $11,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 56 | $11,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 205 | $11,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 150 | $11,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 213 | $11,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 790 | $11,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 173 | $11,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 400 | $11,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 180 | $11,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 96 | $11,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 100 | $11,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 200 | $11,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 57 | $11,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 300 | $11,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 210 | $11,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 650 | $11,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 54 | $11,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 30 | $11,000 | thousands by filing date | call |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 26 | $11,000 | thousands by filing date | call |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 47 | $10,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 81 | $10,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 10 | $10,000 | thousands by filing date | call |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 209 | $10,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 149 | $10,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 44 | $10,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 225 | $10,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 126 | $10,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 699 | $10,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 364 | $10,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 500 | $10,000 | thousands by filing date | principal |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 250 | $10,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 226 | $10,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 350 | $10,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 221 | $10,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 1,000 | $10,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 219 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 323 | $10,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 26 | $10,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 1,379 | $10,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 10,166 | $10,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 80 | $9,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 184 | $9,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 300 | $9,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 255 | $9,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 450 | $9,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 140 | $9,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 88 | $9,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 103 | $9,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 124 | $9,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 4 | $9,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,000 | $9,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 206 | $9,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 183 | $9,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 650 | $9,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 106 | $9,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 50 | $9,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 140 | $9,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 116 | $9,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 100 | $9,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 500 | $9,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 2,000 | $9,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 700 | $9,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 4 | $8,000 | thousands by filing date | call |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 154 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 69 | $8,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 245 | $8,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 200 | $8,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 8 | $8,000 | thousands by filing date | call |
| MOSAIC CO COM | 61945C103 | Stock | 166 | $8,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 197 | $8,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 8 | $8,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 106 | $8,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 100 | $8,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 111 | $8,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 200 | $8,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 223 | $8,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 423 | $8,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 150 | $8,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 43 | $8,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 228 | $8,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 52 | $8,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 77 | $8,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 105 | $8,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 316 | $8,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 3,000 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 200 | $8,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 530 | $8,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 143 | $8,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 217 | $8,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 71 | $8,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 500 | $8,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 300 | $8,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 2,000 | $8,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 44 | $7,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 136 | $7,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 925 | $7,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 100 | $7,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 140 | $7,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 175 | $7,000 | thousands by filing date | principal |
| GENUINE PARTS CO COM | 372460105 | Stock | 70 | $7,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 106 | $7,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 200 | $7,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 100 | $7,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 268 | $7,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 339 | $7,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 8 | $7,000 | thousands by filing date | call |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 650 | $7,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 52 | $7,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 200 | $7,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 200 | $7,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 100 | $7,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 272 | $7,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 197 | $7,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 171 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 150 | $7,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 200 | $7,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 425 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 90 | $7,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 100 | $7,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 192 | $7,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 169 | $7,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 128 | $7,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 80 | $7,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 250 | $7,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 357 | $7,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 100 | $7,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 34 | $7,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 97 | $7,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 250 | $7,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 975 | $7,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 122 | $7,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 200 | $7,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 137 | $7,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 1,200 | $7,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 150 | $7,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 453 | $6,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 100 | $6,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 52 | $6,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 667 | $6,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 46 | $6,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 400 | $6,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 23 | $6,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 113 | $6,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 174 | $6,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 125 | $6,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 162 | $6,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 171 | $6,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 147 | $6,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 114 | $6,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 88 | $6,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 106 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 40 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 125 | $6,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,000 | $6,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 25 | $6,000 | thousands by filing date | call |
| BALL CORP | 058498106 | COM | 88 | $6,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 200 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 400 | $6,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 250 | $6,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 91 | $6,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 109 | $6,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 134 | $6,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 475 | $6,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 240 | $6,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 50 | $6,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 230 | $6,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 560 | $6,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 120 | $6,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 250 | $6,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,000 | $6,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 500 | $6,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 150 | $6,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 363 | $6,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 200 | $6,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 400 | $6,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 50 | $6,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,000 | $5,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3 | $5,000 | thousands by filing date | call |
| Eaton Corp. Plc | G29183103 | COM | 76 | $5,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 19 | $5,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 50 | $5,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 102 | $5,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 277 | $5,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 67 | $5,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 146 | $5,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 100 | $5,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 100 | $5,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 104 | $5,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 118 | $5,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 155 | $5,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 95 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 238 | $5,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 387 | $5,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 75 | $5,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 2,000 | $5,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 117 | $5,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 290 | $5,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 3 | $5,000 | thousands by filing date | call |
| MBIA INC | 55262C100 | COMMON STOCK | 20 | $5,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 231 | $5,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 270 | $5,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 50 | $5,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 200 | $5,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 7,000 | $5,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 1,290 | $5,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 250 | $5,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 2,000 | $5,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 200 | $5,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 66 | $4,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 100 | $4,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 51 | $4,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 34 | $4,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 144 | $4,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 57 | $4,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 152 | $4,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 100 | $4,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 100 | $4,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 49 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 39 | $4,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 155 | $4,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 75 | $4,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 111 | $4,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 50 | $4,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 400 | $4,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 136 | $4,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 118 | $4,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 205 | $4,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 200 | $4,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 121 | $4,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 100 | $4,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 56 | $4,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 3 | $4,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 200 | $4,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 400 | $4,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 500 | $4,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 200 | $4,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 90 | $4,000 | thousands by filing date | call |
| CAREFUSION CORP | 14170T101 | COM | 70 | $4,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 82 | $4,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 242 | $4,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 25 | $4,000 | thousands by filing date | call |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 123 | $4,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 2,740 | $4,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 2,000 | $4,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 300 | $4,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 800 | $4,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 5,000 | $4,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 500 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 167 | $4,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 500 | $4,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 12 | $3,000 | thousands by filing date | put |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 49 | $3,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 136 | $3,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 80 | $3,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 4 | $3,000 | thousands by filing date | call |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 46 | $3,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 36 | $3,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 275 | $3,000 | thousands by filing date | principal |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 39 | $3,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 100 | $3,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 292 | $3,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 192 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 2 | $3,000 | thousands by filing date | put |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 52 | $3,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 113 | $3,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 490 | $3,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 12 | $3,000 | thousands by filing date | put |
| WPX ENERGY INC | 98212B103 | COM | 266 | $3,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 67 | $3,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 93 | $3,000 | thousands by filing date | principal |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 200 | $3,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 81 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 4 | $3,000 | thousands by filing date | call |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 58 | $3,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 100 | $3,000 | thousands by filing date | principal |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 24 | $3,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 200 | $3,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 6 | $3,000 | thousands by filing date | put |
| SILVER WHEATON CORP | 828336107 | COM | 4 | $3,000 | thousands by filing date | call |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 4 | $3,000 | thousands by filing date | call |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 175 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 71 | $3,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 750 | $3,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 7 | $2,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 300 | $2,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 81 | $2,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 176 | $2,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 26 | $2,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 200 | $2,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 130 | $2,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 300 | $2,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 42 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 78 | $2,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 39 | $2,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 100 | $2,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 25 | $2,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 100 | $2,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 50 | $2,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 98 | $2,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 3 | $2,000 | thousands by filing date | call |
| SPIRIT AIRLS INC | 848577102 | COM | 4 | $2,000 | thousands by filing date | call |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 21 | $2,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 83 | $2,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 50 | $2,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 50 | $2,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 50 | $2,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 1,250 | $2,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 119 | $2,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 88 | $2,000 | thousands by filing date | |
| VIGGLE INC | 92672V204 | COM NEW | 915 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-15-000215 | this filing | 2015-02-03 | acceptance time not in the bulk data set |