13F-HR filed by Cetera Advisor Networks LLC
Cetera Advisor Networks LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-21, with 822 holding rows worth $1,468,979,000.
- Accession
- 0001085146-14-002376
- Filer
- CIK 1534468
- Filed
- 2014-11-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 822 entries on the cover page, a total value of $1,468,979,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,468,979,000 with VALUE read as thousands by filing date, 13F file number 028-14619. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 15,907 | $419,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 25,100 | $419,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 3,781 | $415,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 8,111 | $413,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 8,288 | $412,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 24,262 | $412,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 5,131 | $411,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 8,860 | $411,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 4,670 | $410,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 41,600 | $409,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 8,823 | $409,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 4,139 | $406,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 13,956 | $406,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 8,472 | $406,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 14,620 | $404,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 18,962 | $403,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 15,514 | $403,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 7,221 | $402,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 13,535 | $401,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 8,468 | $396,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,211 | $395,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 17,464 | $393,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 11,378 | $388,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 4,920 | $386,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 5,763 | $386,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 2,915 | $383,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 3,977 | $383,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 4,770 | $382,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 12,155 | $382,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 15,646 | $382,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 3,236 | $381,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 124,123 | $381,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 16,666 | $381,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 11,983 | $377,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 8,016 | $370,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 14,248 | $369,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 10,357 | $369,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 7,045 | $367,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 5,241 | $367,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 4,066 | $366,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 8,246 | $365,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 10,277 | $364,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 4,137 | $364,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 3,500 | $364,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 6,484 | $363,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 4,677 | $363,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,967 | $361,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 9,675 | $360,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 6,398 | $359,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 3,138 | $358,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 9,589 | $355,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 18,567 | $355,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 5,907 | $352,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,666 | $348,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 4,373 | $348,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 7,478 | $347,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 14,141 | $345,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 11,149 | $342,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 7,336 | $341,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 28,488 | $340,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 6,057 | $340,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 16,017 | $337,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 2,875 | $336,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 15,049 | $336,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 4,870 | $335,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 6,252 | $334,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 16,304 | $334,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 7,800 | $334,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 7,215 | $333,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 2,776 | $332,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 7,269 | $332,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 8,950 | $331,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 1,998 | $330,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 7,450 | $329,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 7,524 | $327,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 854 | $326,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 8,448 | $326,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 16,983 | $326,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 7,395 | $321,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 8,985 | $321,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,627 | $319,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 28,025 | $319,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 3,150 | $317,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 3,592 | $316,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 23,157 | $314,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 10,483 | $314,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 13,347 | $314,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 3,792 | $312,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 23,350 | $311,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 17,671 | $311,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 6,085 | $309,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 8,422 | $308,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 2,366 | $307,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 3,364 | $307,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 23,047 | $307,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 5,007 | $306,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 54,030 | $306,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 14,468 | $306,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 29,475 | $305,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 6,028 | $303,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,001 | $303,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 3,888 | $301,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 3,954 | $301,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 1,985 | $301,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 3,431 | $301,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 30,754 | $301,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 4,225 | $300,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 44,675 | $299,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 10,329 | $299,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 35,637 | $298,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 2,781 | $296,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 8,650 | $296,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 5,735 | $295,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 10,614 | $295,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 9,569 | $294,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 14,042 | $293,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 12,845 | $293,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 4,223 | $293,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 2,003 | $293,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,922 | $292,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 4,353 | $292,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 3,443 | $290,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 12,425 | $290,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 5,400 | $289,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 19,682 | $289,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 1,222 | $288,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 10,975 | $287,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 7,499 | $284,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 11,029 | $284,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 7,227 | $284,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 8,452 | $282,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 9,392 | $282,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 7,419 | $281,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 4,091 | $279,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 13,994 | $279,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,336 | $278,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 9,575 | $278,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 5,550 | $276,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 3,837 | $275,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 52,683 | $274,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 34,301 | $274,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 1,529 | $273,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 5,372 | $271,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 18,678 | $271,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 6,123 | $271,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 2,850 | $270,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 11,353 | $270,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 3,097 | $268,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 12,052 | $268,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 5,425 | $267,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 4,651 | $265,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 3,403 | $264,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 6,577 | $263,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 2,659 | $263,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 10,886 | $263,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 3,666 | $262,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 721 | $261,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 4,283 | $261,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 4,317 | $260,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,231 | $259,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 28,576 | $256,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 3,446 | $256,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 2,066 | $255,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 6,704 | $255,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 14,200 | $253,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 25,787 | $253,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 7,389 | $252,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 20,200 | $252,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 3,148 | $252,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 4,695 | $251,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 4,605 | $251,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 2,719 | $249,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 2,623 | $248,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 21,142 | $248,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 2,747 | $247,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 2,744 | $246,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 7,419 | $246,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 2,000 | $246,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,735 | $245,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 4,854 | $245,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 2,883 | $244,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,461 | $244,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 12,648 | $243,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 27,378 | $243,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 9,123 | $242,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 5,009 | $241,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 5,856 | $240,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 3,899 | $240,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 9,755 | $239,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 3,483 | $238,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 9,493 | $238,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 6,935 | $237,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,458 | $237,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 37,959 | $235,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 3,088 | $234,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 3,221 | $233,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 5,912 | $233,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 4,057 | $232,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 1,773 | $232,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 17,617 | $231,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 3,376 | $230,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 11,091 | $230,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 11,054 | $229,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 2,544 | $228,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,814 | $228,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 7,000 | $228,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 4,744 | $227,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 4,285 | $226,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 15,257 | $226,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 2,108 | $226,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 5,659 | $226,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 3,020 | $225,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 1,556 | $225,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 9,350 | $225,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 1,932 | $224,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 10,711 | $224,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 2,000 | $223,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 7,710 | $222,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 1,990 | $221,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 23,200 | $221,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 2,023 | $220,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 6,898 | $219,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 5,063 | $219,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 2,512 | $218,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 2,417 | $218,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 9,535 | $218,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 4,802 | $218,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 8,797 | $217,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 8,815 | $217,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 3,665 | $216,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 13,418 | $216,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 7,880 | $214,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 2,334 | $213,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 1,916 | $213,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 30,125 | $213,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 2,320 | $212,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 9,750 | $212,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 4,130 | $212,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 1,739 | $211,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 6,612 | $210,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 6,600 | $209,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 4,865 | $209,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 7,545 | $208,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 4,674 | $207,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 16,119 | $207,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 4,345 | $205,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 5,870 | $205,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 3,340 | $205,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 3,437 | $204,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 8,500 | $204,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,019 | $202,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 3,772 | $202,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 10,558 | $202,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 21,291 | $201,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 4,435 | $200,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 16,299 | $200,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 12,347 | $196,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 13,361 | $189,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 11,500 | $184,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 15,944 | $184,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 14,750 | $179,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 16,989 | $179,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 10,400 | $174,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 10,476 | $173,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 15,400 | $172,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 12,294 | $171,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 23,440 | $169,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 20,760 | $164,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 12,138 | $164,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 13,663 | $159,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 11,740 | $158,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 17,670 | $157,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 12,684 | $156,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 18,607 | $153,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 17,660 | $151,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 14,646 | $146,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 13,643 | $143,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 17,265 | $141,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 12,014 | $140,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 36,196 | $138,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 12,317 | $137,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 13,544 | $135,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 34,124 | $135,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 17,077 | $133,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 14,728 | $132,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 11,050 | $130,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 26,000 | $125,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 19,462 | $125,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 12,464 | $124,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 10,001 | $124,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 10,200 | $122,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 16,129 | $121,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 21,700 | $121,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 20,816 | $115,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 11,700 | $107,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 10,105 | $105,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 21,700 | $105,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 12,856 | $105,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 28,166 | $104,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 10,050 | $104,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 16,805 | $100,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 10,735 | $92,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 10,483 | $89,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 10,679 | $88,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 24,949 | $84,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 14,101 | $78,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 19,965 | $78,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 10,995 | $73,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 10,424 | $70,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 11,000 | $53,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 10,200 | $51,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 14,660 | $51,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 23,870 | $45,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 41,010 | $44,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 35,000 | $41,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 10,837 | $36,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 12,679 | $32,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 10,826 | $23,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 20,000 | $15,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 10,000 | $9,000 | thousands by filing date | |
| MOLYCORP INC | 608753AA7 | CORPORATE OBLIG | 10,000 | $7,000 | thousands by filing date | principal |
| MAST THERAPEUTICS INC | 576314108 | COM | 10,000 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-002376 | this filing | 2014-11-21 | acceptance time not in the bulk data set |