13F-HR filed by Cetera Advisors LLC
Cetera Advisors LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-21, with 620 holding rows worth $1,312,949,000.
- Accession
- 0001085146-14-002375
- Filer
- CIK 1534400
- Filed
- 2014-11-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 620 entries on the cover page, a total value of $1,312,949,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,312,949,000 with VALUE read as thousands by filing date, 13F file number 028-14617. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 11,679 | $248,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 2,715 | $243,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L308 | US LC TRENDP ETN | 6,197 | $242,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 9,402 | $241,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 18,910 | $241,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 3,416 | $239,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 2,203 | $237,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 15,516 | $235,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 4,373 | $233,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 836 | $232,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 49,800 | $232,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 5,695 | $231,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 8,841 | $229,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 1,810 | $228,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 4,162 | $228,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 3,744 | $227,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 7,969 | $227,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 4,118 | $226,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 4,866 | $226,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 11,114 | $226,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 8,910 | $224,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 6,569 | $223,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 18,880 | $222,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 3,468 | $221,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 30,336 | $219,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 3,833 | $218,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 1,819 | $218,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,884 | $217,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 2,552 | $217,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 2,834 | $216,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 12,330 | $216,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 15,967 | $216,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 2,787 | $215,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 5,077 | $215,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 7,998 | $214,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 16,419 | $214,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 3,511 | $213,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 15,105 | $212,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,462 | $211,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 7,058 | $211,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 22,321 | $211,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 3,955 | $210,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 4,225 | $209,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 8,588 | $209,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 32,322 | $207,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 6,800 | $206,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 6,448 | $206,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,079 | $206,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 854 | $206,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,527 | $203,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 5,704 | $203,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F119 | ETN DJUBS NCKL37 | 9,408 | $203,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 16,202 | $203,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,505 | $202,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 7,080 | $202,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 3,956 | $201,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 4,833 | $201,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 7,471 | $201,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 2,388 | $200,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 4,566 | $200,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 10,948 | $197,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 13,728 | $194,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 11,768 | $189,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 20,330 | $188,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 11,477 | $186,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 15,467 | $183,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 10,000 | $178,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 11,272 | $174,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 127,250 | $165,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 16,339 | $162,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 16,500 | $159,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 19,708 | $153,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 12,088 | $149,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 13,954 | $149,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 11,100 | $147,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 11,791 | $146,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 14,231 | $142,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 12,209 | $141,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 12,921 | $140,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 11,293 | $135,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 34,846 | $135,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 13,700 | $134,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 10,158 | $126,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 10,350 | $126,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 11,000 | $125,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 17,641 | $124,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 12,750 | $115,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 37,727 | $115,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 24,025 | $114,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 10,271 | $112,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 16,300 | $109,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 11,791 | $105,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 14,725 | $100,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 11,230 | $99,000 | thousands by filing date | |
| CORNERSTONE PROGRESSIVE RTN | 21925C101 | COM | 23,402 | $97,000 | thousands by filing date | |
| CORNERSTONE TOTAL RTRN FD IN | 21924U201 | COM NEW | 17,703 | $97,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC VALUE | 21924B203 | COM NEW | 16,464 | $96,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 14,500 | $94,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 16,914 | $85,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 17,000 | $82,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 18,151 | $75,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 12,350 | $74,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 17,875 | $73,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 10,761 | $67,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 19,125 | $64,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 15,000 | $59,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 13,315 | $57,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 10,892 | $56,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 15,800 | $54,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 10,000 | $48,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 18,468 | $37,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 10,100 | $36,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 380 | $32,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 13,200 | $15,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 11,000 | $10,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 10,180 | $7,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 10,500 | $6,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 142 | $2,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| OI S.A. | 670851104 | SPONSORED ADR | 12,009 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-002375 | this filing | 2014-11-21 | acceptance time not in the bulk data set |