13F-HR/A filed by J.P. Morgan Private Wealth Advisors LLC
J.P. Morgan Private Wealth Advisors LLC filed this 13F-HR/A for the quarter ended 2014-09-30, filed 2014-11-21, with 1,077 holding rows worth $7,775,029,000.
- Accession
- 0001085146-14-002374
- Filer
- CIK 1418204
- Filed
- 2014-11-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, amendment of type restatement, 1,513 entries on the cover page, a total value of $7,775,029,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,775,029,000 with VALUE read as thousands by filing date, 13F file number 028-12624. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 11,266 | $166,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 11,000 | $162,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 15,937 | $160,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 11,225 | $159,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 14,211 | $159,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 12,329 | $158,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 12,157 | $157,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 19,124 | $157,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 10,060 | $156,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 13,392 | $155,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 11,600 | $155,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 15,475 | $150,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 29,130 | $150,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 20,000 | $150,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 10,267 | $146,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 12,382 | $146,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 10,840 | $146,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 13,500 | $144,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 11,521 | $143,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 11,215 | $139,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 14,911 | $137,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 14,500 | $136,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 12,636 | $136,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 16,871 | $132,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 23,298 | $131,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 10,300 | $128,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 13,896 | $127,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 11,663 | $125,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 10,099 | $121,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 10,260 | $120,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 16,000 | $118,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 10,635 | $117,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 15,757 | $117,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 13,961 | $116,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 16,497 | $116,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 27,500 | $111,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 14,829 | $108,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 29,773 | $106,000 | thousands by filing date | |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 49,353 | $100,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 25,000 | $93,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 10,119 | $91,000 | thousands by filing date | |
| CIMATRON LTD | M23798107 | ORD | 15,000 | $90,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 17,234 | $86,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 79,525 | $85,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 12,142 | $84,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 10,328 | $82,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 20,730 | $79,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 10,000 | $78,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 12,385 | $78,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 10,935 | $77,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 32,830 | $75,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 20,000 | $71,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 21,064 | $71,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 35,350 | $69,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 13,295 | $67,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 10,270 | $65,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 10,765 | $65,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 13,129 | $64,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 15,000 | $60,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 21,700 | $59,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 36,000 | $56,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 15,596 | $53,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 15,000 | $45,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 10,000 | $44,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 93,750 | $42,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 10,210 | $36,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 15,357 | $35,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 20,000 | $31,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 26,500 | $29,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 12,372 | $22,000 | thousands by filing date | |
| COLLABRX INC | 19422J108 | COM | 19,947 | $22,000 | thousands by filing date | |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 67,300 | $18,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 20,000 | $18,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 10,893 | $16,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 10,000 | $14,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 10,000 | $11,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-002095 | superseded | 2014-11-06 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-14-002374 | this filing | 2014-11-21 | acceptance time not in the bulk data set |