13F-HR filed by Jefferies Group LLC
Jefferies Group LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-17, with 2,108 holding rows worth $14,628,322,000.
- Accession
- 0001085146-14-002364
- Filer
- CIK 1084580
- Filed
- 2014-11-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 2,108 entries on the cover page, a total value of $14,628,322,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $14,628,322,000 with VALUE read as thousands by filing date, 13F file number 028-10917. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerJefferies Investment Advisers, LLC028-13965
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Concho Resources Inc. | 20605P101 | COM | 31,251 | $3,919,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 76,600 | $3,914,000 | thousands by filing date | call |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 2,650,000 | $3,900,000 | thousands by filing date | principal |
| SAFEWAY INC | 786514208 | COM NEW | 113,619 | $3,897,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 61,404 | $3,891,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 183,806 | $3,878,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 92,000 | $3,872,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 50,473 | $3,841,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 69,945 | $3,815,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 100,000 | $3,786,000 | thousands by filing date | put |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 362,500 | $3,763,000 | thousands by filing date | put |
| NUCOR CORP COM | 670346105 | Stock | 68,923 | $3,741,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 42,031 | $3,732,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 40,806 | $3,731,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 404,109 | $3,710,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 77,531 | $3,701,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 288,941 | $3,696,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 75,196 | $3,677,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 42,686 | $3,661,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 65,300 | $3,661,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 075896100 | COM | 55,530 | $3,656,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 63,300 | $3,642,000 | thousands by filing date | call |
| CEMEX SAB DE CV | 151290AV5 | NOTE | 3,030,000 | $3,628,000 | thousands by filing date | principal |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 3,968,000 | $3,626,000 | thousands by filing date | principal |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 926,883 | $3,615,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 95,000 | $3,597,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 25,500 | $3,595,000 | thousands by filing date | call |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 2,423,000 | $3,587,000 | thousands by filing date | principal |
| ISHARES TR | 464287192 | US TRSPRTION | 23,716 | $3,579,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 32,000 | $3,555,000 | thousands by filing date | call |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 60,977 | $3,549,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 70,200 | $3,542,000 | thousands by filing date | call |
| LULULEMON ATHLETICA INC | 550021109 | COM | 83,367 | $3,502,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 102,287 | $3,502,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 51,337 | $3,501,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 52,300 | $3,473,000 | thousands by filing date | call |
| Dow Chemical Company | 260543103 | COM | 66,043 | $3,464,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 65,605 | $3,451,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 81,805 | $3,410,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 210,826 | $3,392,000 | thousands by filing date | |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 2,653,000 | $3,383,000 | thousands by filing date | principal |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 93,173 | $3,377,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 3,100,000 | $3,361,000 | thousands by filing date | principal |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 31,805 | $3,324,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 127,800 | $3,319,000 | thousands by filing date | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 103,801 | $3,307,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 277,400 | $3,307,000 | thousands by filing date | call |
| CONAGRA FOODS INC | 205887102 | COM | 100,000 | $3,304,000 | thousands by filing date | call |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 204,432 | $3,304,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 58,900 | $3,303,000 | thousands by filing date | put |
| FMC CORP COM NEW | 302491303 | Stock | 57,643 | $3,296,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 72,300 | $3,289,000 | thousands by filing date | put |
| AMPHENOL CORP NEW | 032095101 | COM | 32,752 | $3,271,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 160,521 | $3,261,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 264,329 | $3,247,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 382,950 | $3,240,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 112,500 | $3,229,000 | thousands by filing date | call |
| VALE S A | 91912E105 | SPONSORED ADS | 292,900 | $3,225,000 | thousands by filing date | call |
| ZILLOW INC | 98954A107 | COMMON STOCK | 27,700 | $3,213,000 | thousands by filing date | call |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 20,000 | $3,211,000 | thousands by filing date | call |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 65,254 | $3,207,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 150,000 | $3,203,000 | thousands by filing date | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 100,000 | $3,186,000 | thousands by filing date | put |
| T-Mobile US,Inc. | 872590104 | COM | 110,000 | $3,176,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 74,228 | $3,167,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 87,943 | $3,150,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 56,800 | $3,144,000 | thousands by filing date | call |
| AOL INC | 00184X105 | COM | 69,900 | $3,142,000 | thousands by filing date | put |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 44,469 | $3,141,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 493,100 | $3,126,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 37,167 | $3,112,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 30,400 | $3,111,000 | thousands by filing date | call |
| Intel Corp | 458140100 | COM | 89,293 | $3,109,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 16,819 | $3,088,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 15,537 | $3,080,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 470,863 | $3,079,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 92,000 | $3,074,000 | thousands by filing date | call |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 47,700 | $3,074,000 | thousands by filing date | call |
| MENS WEARHOUSE INC | 587118100 | COM | 65,000 | $3,069,000 | thousands by filing date | put |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 3,058,000 | $3,058,000 | thousands by filing date | principal |
| CORNING INC | 219350105 | COM | 157,712 | $3,050,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 325,000 | $3,045,000 | thousands by filing date | call |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 131,700 | $3,028,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 33,000 | $3,027,000 | thousands by filing date | put |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 65,634 | $3,001,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 4,500 | $3,000,000 | thousands by filing date | put |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 4,500 | $3,000,000 | thousands by filing date | call |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 67,705 | $2,999,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 72,591 | $2,999,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 239,000 | $2,997,000 | thousands by filing date | call |
| SUNTRUST BANKS INC | 867914103 | COM | 78,600 | $2,989,000 | thousands by filing date | put |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 45,031 | $2,989,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 86,225 | $2,978,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 17,500 | $2,976,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 42,566 | $2,975,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 175,800 | $2,969,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 43,140 | $2,969,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 15,631 | $2,967,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 268,000 | $2,951,000 | thousands by filing date | put |
| CSX Corporation | 126408103 | COM | 92,000 | $2,950,000 | thousands by filing date | put |
| American Express Company | 025816109 | COM | 33,663 | $2,947,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 800,000 | $2,928,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 138,300 | $2,918,000 | thousands by filing date | put |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 27,011 | $2,906,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 85,000 | $2,898,000 | thousands by filing date | put |
| CLOROX CO DEL | 189054109 | COM | 30,133 | $2,894,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 55,382 | $2,880,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 129,800 | $2,876,000 | thousands by filing date | call |
| VALE S A | 91912E105 | SPONSORED ADS | 260,262 | $2,865,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 268,400 | $2,850,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 42,887 | $2,846,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 481,793 | $2,804,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 697,100 | $2,795,000 | thousands by filing date | put |
| RADIAN GROUP INC COM | 750236101 | Stock | 195,802 | $2,792,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 149,291 | $2,792,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 13,049 | $2,773,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 150,000 | $2,768,000 | thousands by filing date | call |
| ROVI CORP | 779376AB8 | CORPORATE OBLIG | 2,740,000 | $2,761,000 | thousands by filing date | principal |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 3,964,000 | $2,755,000 | thousands by filing date | principal |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 41,400 | $2,748,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 52,500 | $2,747,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 31,688 | $2,733,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 35,200 | $2,730,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 900,000 | $2,709,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 125,515 | $2,709,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 200,000 | $2,700,000 | thousands by filing date | call |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 128,300 | $2,667,000 | thousands by filing date | call |
| LORILLARD INC | 544147101 | COM | 44,336 | $2,656,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 99,800 | $2,641,000 | thousands by filing date | put |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 202,042 | $2,634,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 24,400 | $2,622,000 | thousands by filing date | put |
| Abbott Laboratories | 002824100 | COM | 62,900 | $2,616,000 | thousands by filing date | call |
| SILVER WHEATON CORP | 828336107 | COM | 129,657 | $2,612,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 200,000 | $2,610,000 | thousands by filing date | call |
| TYSON FOODS INC CL A | 902494103 | Stock | 66,300 | $2,610,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 77,668 | $2,609,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 21,100 | $2,601,000 | thousands by filing date | call |
| WESTERN DIGITAL CORP | 958102105 | COM | 26,426 | $2,572,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 19,575 | $2,547,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 119,000 | $2,526,000 | thousands by filing date | put |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 17,844 | $2,515,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 19,047 | $2,514,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 33,300 | $2,504,000 | thousands by filing date | call |
| OI S.A. | 670851104 | SPONSORED ADR | 3,377,274 | $2,499,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 15,185 | $2,489,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 80,177 | $2,486,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R700 | 7-15 YR US TRS | 29,573 | $2,467,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 110,427 | $2,454,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 2,359,000 | $2,447,000 | thousands by filing date | principal |
| TIVO INC | 888706108 | COM | 191,200 | $2,445,000 | thousands by filing date | put |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 41,500 | $2,444,000 | thousands by filing date | put |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 310,000 | $2,440,000 | thousands by filing date | put |
| American Tower Corporation | 03027X100 | COM | 25,946 | $2,429,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 233,900 | $2,428,000 | thousands by filing date | put |
| NEWELL BRANDS INC COM | 651229106 | Stock | 70,500 | $2,426,000 | thousands by filing date | call |
| MYRIAD GENETICS INC | 62855J104 | COM | 62,850 | $2,424,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 57,800 | $2,418,000 | thousands by filing date | call |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 68,962 | $2,410,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 24,239 | $2,400,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 162,500 | $2,382,000 | thousands by filing date | call |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 41,679 | $2,351,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 47,700 | $2,350,000 | thousands by filing date | call |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 225,634 | $2,342,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 561,531 | $2,325,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 39,500 | $2,322,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 43,159 | $2,320,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 39,400 | $2,319,000 | thousands by filing date | call |
| AIR LEASE CORP | 00912X302 | CL A | 71,140 | $2,312,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 630,000 | $2,306,000 | thousands by filing date | call |
| URS CORP NEW | 903236107 | COM | 40,029 | $2,306,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 32,000 | $2,296,000 | thousands by filing date | put |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 169,176 | $2,296,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 8,213 | $2,294,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 48,600 | $2,293,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 7,100 | $2,289,000 | thousands by filing date | call |
| AIR LEASE CORP | 00912X302 | CL A | 70,100 | $2,278,000 | thousands by filing date | put |
| ARUBA NETWORKS INC | 043176106 | COM | 105,500 | $2,277,000 | thousands by filing date | call |
| MYLAN INC | 628530107 | COM | 50,000 | $2,275,000 | thousands by filing date | call |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 40,300 | $2,274,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 80,000 | $2,270,000 | thousands by filing date | put |
| APACHE CORP | 037411105 | COM | 24,141 | $2,266,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 65,800 | $2,255,000 | thousands by filing date | call |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 17,800 | $2,252,000 | thousands by filing date | call |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 23,900 | $2,250,000 | thousands by filing date | call |
| AETNA INC NEW | 00817Y108 | COM | 27,735 | $2,247,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 75,000 | $2,239,000 | thousands by filing date | call |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 68,000 | $2,238,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 28,671 | $2,203,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 33,929 | $2,199,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 16,782 | $2,187,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 43,700 | $2,184,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 32,060 | $2,174,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 20,000 | $2,173,000 | thousands by filing date | call |
| JOHNSON CONTROLS INT F | 478366107 | COM | 49,214 | $2,165,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 24,700 | $2,164,000 | thousands by filing date | call |
| Concho Resources Inc. | 20605P101 | COM | 17,200 | $2,157,000 | thousands by filing date | call |
| Eli Lilly and Company | 532457108 | COM | 33,241 | $2,156,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 32,227 | $2,150,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 50,000 | $2,144,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 253,300 | $2,143,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 47,200 | $2,141,000 | thousands by filing date | call |
| CONVERSANT INC | 21249J105 | COM | 62,500 | $2,141,000 | thousands by filing date | call |
| CRITEO S A SPONS ADS | 226718104 | ADR | 63,600 | $2,140,000 | thousands by filing date | put |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 194,000 | $2,138,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 31,700 | $2,123,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 1,931,000 | $2,114,000 | thousands by filing date | principal |
| ATHLON ENERGY INC | 047477104 | COM | 36,300 | $2,114,000 | thousands by filing date | call |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 105,000 | $2,102,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 433,845 | $2,100,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 129,900 | $2,090,000 | thousands by filing date | put |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 49,500 | $2,083,000 | thousands by filing date | call |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 2,035,000 | $2,082,000 | thousands by filing date | principal |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 27,217 | $2,072,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 51,800 | $2,055,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 30,000 | $2,053,000 | thousands by filing date | call |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 23,537 | $2,051,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 23,545 | $2,048,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 509,683 | $2,044,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 24,094 | $2,040,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 20,799 | $2,039,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 442,207 | $2,025,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 72,100 | $2,023,000 | thousands by filing date | put |
| MENS WEARHOUSE INC | 587118100 | COM | 42,800 | $2,021,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 15,500 | $2,018,000 | thousands by filing date | call |
| WHOLE FOODS MKT INC | 966837106 | COM | 52,878 | $2,015,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 2,000,000 | $2,007,000 | thousands by filing date | principal |
| DOLLAR GEN CORP COM | 256677105 | Stock | 32,749 | $2,001,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 67,258 | $1,996,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 87,647 | $1,995,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 39,301 | $1,993,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205AA3 | NOTE 7.875% 9/0 | 2,050,000 | $1,989,000 | thousands by filing date | principal |
| Citigroup Inc. | 172967424 | COM | 38,284 | $1,984,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 59,940 | $1,981,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 22,188 | $1,975,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 30,664 | $1,975,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 66,500 | $1,968,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 9,000 | $1,964,000 | thousands by filing date | put |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 34,297 | $1,964,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 60,000 | $1,959,000 | thousands by filing date | call |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 1,052,959 | $1,959,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 870,003 | $1,958,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 54,700 | $1,957,000 | thousands by filing date | call |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 24,182 | $1,951,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 20,726 | $1,945,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 193,000 | $1,938,000 | thousands by filing date | put |
| United Parcel Service,Inc. Class B | 911312106 | COM | 19,595 | $1,926,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 44,000 | $1,922,000 | thousands by filing date | call |
| CARMAX INC COM | 143130102 | Stock | 41,306 | $1,919,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 80,000 | $1,914,000 | thousands by filing date | call |
| Concur Technologies, Inc. | 206708109 | COM | 15,000 | $1,902,000 | thousands by filing date | call |
| BIO REFERENCE LABS INC | 09057G602 | COM | 67,700 | $1,900,000 | thousands by filing date | call |
| CONSOL ENERGY INC | 20854P109 | COM | 50,000 | $1,893,000 | thousands by filing date | call |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 7,960 | $1,884,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 20,000 | $1,881,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 20,000 | $1,874,000 | thousands by filing date | call |
| TIM HORTONS INC | 88706M103 | COM | 23,682 | $1,864,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 137,326 | $1,859,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 48,932 | $1,857,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 110,083 | $1,857,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 27,778 | $1,855,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 145,000 | $1,855,000 | thousands by filing date | call |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 47,786 | $1,851,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 40,000 | $1,851,000 | thousands by filing date | call |
| PVH CORPORATION COM | 693656100 | Stock | 15,190 | $1,840,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 70,000 | $1,840,000 | thousands by filing date | put |
| Philip Morris International Inc. | 718172109 | COM | 21,898 | $1,827,000 | thousands by filing date | |
| CBS OUTDOOR AMERICAS INC | 14987J106 | COMMON STOCK | 61,000 | $1,826,000 | thousands by filing date | put |
| CBS OUTDOOR AMERICAS INC | 14987J106 | COMMON STOCK | 61,000 | $1,826,000 | thousands by filing date | call |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 2,026,000 | $1,811,000 | thousands by filing date | principal |
| PEPCO HOLDINGS INC | 713291102 | COM | 67,610 | $1,809,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 25,300 | $1,806,000 | thousands by filing date | call |
| PANDORA MEDIA INC | 698354107 | COM | 74,400 | $1,798,000 | thousands by filing date | call |
| RF MICRODEVICES INC | 749941100 | COM | 155,400 | $1,793,000 | thousands by filing date | call |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 39,919 | $1,787,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 1,645,000 | $1,781,000 | thousands by filing date | principal |
| EXTERRAN HLDGS INC | 30225X103 | COM | 39,899 | $1,768,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 151,000 | $1,767,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 28,786 | $1,766,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 22,269 | $1,760,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 30,808 | $1,752,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 28,000 | $1,750,000 | thousands by filing date | call |
| PEABODY ENERGY CORP | 704549104 | COM | 141,327 | $1,750,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 136,599 | $1,736,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 44,087 | $1,731,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 33,500 | $1,724,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 88,055 | $1,722,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 12,549 | $1,707,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 14,400 | $1,706,000 | thousands by filing date | call |
| TARGA RES CORP COM | 87612G101 | Stock | 12,400 | $1,689,000 | thousands by filing date | call |
| CONNS INC | 208242107 | COM | 55,709 | $1,686,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 7,893 | $1,684,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 25,680 | $1,683,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 142,368 | $1,681,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 17,800 | $1,668,000 | thousands by filing date | put |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 63,970 | $1,664,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 30,100 | $1,662,000 | thousands by filing date | |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 687,000 | $1,662,000 | thousands by filing date | principal |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 1,666,000 | $1,661,000 | thousands by filing date | principal |
| METHANEX CORP COM | 59151K108 | Stock | 24,665 | $1,647,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 1,472,000 | $1,647,000 | thousands by filing date | principal |
| ZOETIS INC CL A | 98978V103 | Stock | 44,500 | $1,644,000 | thousands by filing date | call |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 116,120 | $1,644,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 111,239 | $1,643,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 43,279 | $1,642,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 97,399 | $1,634,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 20,381 | $1,630,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 225,082 | $1,626,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 22,900 | $1,625,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 25,000 | $1,615,000 | thousands by filing date | call |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 29,786 | $1,609,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 14,353 | $1,602,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 1,550,000 | $1,599,000 | thousands by filing date | principal |
| VISTEON CORP | 92839U206 | COM NEW | 16,431 | $1,598,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 30,536 | $1,588,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 24,100 | $1,586,000 | thousands by filing date | call |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 14,720 | $1,573,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 110,000 | $1,568,000 | thousands by filing date | call |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 34,700 | $1,557,000 | thousands by filing date | call |
| CARDINAL HEALTH INC | 14149Y108 | COM | 20,700 | $1,551,000 | thousands by filing date | call |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 56,466 | $1,540,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 23,100 | $1,534,000 | thousands by filing date | put |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 195,279 | $1,525,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 71,825 | $1,525,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 141,100 | $1,520,000 | thousands by filing date | call |
| COMERICAINC | 200340107 | COM | 30,344 | $1,513,000 | thousands by filing date | |
| AMER RLTY CAP HEALTHCAR TR INC COM | 02917R108 | COM | 144,096 | $1,510,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 17,045 | $1,499,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 13,484 | $1,498,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 32,000 | $1,497,000 | thousands by filing date | put |
| SPANSION INC | 84649R200 | COM CL A NEW | 65,627 | $1,496,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 30,800 | $1,495,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 27,290 | $1,493,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 50,021 | $1,493,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 38,277 | $1,486,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 22,358 | $1,483,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 4,518 | $1,483,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 6,244 | $1,479,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 1,197,000 | $1,476,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327109 | COM | 9,000 | $1,475,000 | thousands by filing date | call |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 12,914 | $1,474,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 18,100 | $1,471,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 56,100 | $1,464,000 | thousands by filing date | call |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 60,809 | $1,460,000 | thousands by filing date | |
| 38259p508 | COM | 2,481 | $1,460,000 | thousands by filing date | ||
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 1,535,000 | $1,458,000 | thousands by filing date | principal |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 1,082,000 | $1,457,000 | thousands by filing date | principal |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 14,473 | $1,455,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 40,000 | $1,454,000 | thousands by filing date | put |
| Costco Wholesale Corporation | 22160K105 | COM | 11,562 | $1,449,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 149,118 | $1,449,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 8,072 | $1,443,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 42,100 | $1,443,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 85,404 | $1,440,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 28,100 | $1,438,000 | thousands by filing date | call |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 63,595 | $1,436,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 30,820 | $1,429,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 219,541 | $1,429,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 40,000 | $1,424,000 | thousands by filing date | put |
| AOL INC | 00184X105 | COM | 31,658 | $1,424,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 32,486 | $1,419,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 1,343,000 | $1,414,000 | thousands by filing date | principal |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 27,500 | $1,405,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 14,200 | $1,404,000 | thousands by filing date | call |
| CYTEC INDS INC | 232820100 | COM | 29,663 | $1,403,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 13,900 | $1,400,000 | thousands by filing date | put |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 28,192 | $1,400,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 50,400 | $1,398,000 | thousands by filing date | call |
| RINGCENTRAL INC | 76680R206 | CL A | 109,603 | $1,393,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 15,300 | $1,391,000 | thousands by filing date | put |
| URBAN OUTFITTERS INC | 917047102 | COM | 37,800 | $1,387,000 | thousands by filing date | put |
| NVIDIA Corp | 67066G104 | COM | 74,863 | $1,381,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 12,126 | $1,381,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 114,000 | $1,379,000 | thousands by filing date | call |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 10,820 | $1,369,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 120,000 | $1,362,000 | thousands by filing date | put |
| MONTAGE TECHNOLOGY GROUP LTD | G6209T105 | SHS | 65,000 | $1,358,000 | thousands by filing date | call |
| METLIFE INC | 59156R116 | PREFERRED STOCK | 44,000 | $1,355,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 80,000 | $1,350,000 | thousands by filing date | put |
| MANNKIND CORP | 56400P201 | COM | 228,100 | $1,348,000 | thousands by filing date | call |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 37,114 | $1,348,000 | thousands by filing date | |
| ISHARES TR | 46429B705 | MSCI RUSS INDX | 78,000 | $1,347,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 13,594 | $1,346,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 29,537 | $1,344,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 15,659 | $1,340,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 27,500 | $1,340,000 | thousands by filing date | call |
| RAYTHEON CO | 755111507 | COM NEW | 13,162 | $1,338,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 1,500,000 | $1,328,000 | thousands by filing date | principal |
| TRANSCANADA CORP | 89353D107 | COM | 25,309 | $1,327,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 16,307 | $1,326,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 9,600 | $1,326,000 | thousands by filing date | put |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 40,860 | $1,324,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 33,791 | $1,319,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 56,700 | $1,314,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 20,745 | $1,313,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 17,721 | $1,310,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 13,422 | $1,305,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 12,238 | $1,304,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 50,000 | $1,300,000 | thousands by filing date | put |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 50,000 | $1,300,000 | thousands by filing date | call |
| FIVE BELOW INC COM | 33829M101 | Stock | 32,800 | $1,299,000 | thousands by filing date | call |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 14,378 | $1,297,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 36,394 | $1,296,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 24,700 | $1,292,000 | thousands by filing date | call |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 9,800 | $1,291,000 | thousands by filing date | call |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 12,900 | $1,289,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 44,585 | $1,287,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 1,315,000 | $1,287,000 | thousands by filing date | principal |
| LINDE PLC F | 532771102 | COM | 57,828 | $1,284,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 14,847 | $1,283,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 17,145 | $1,282,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 24,960 | $1,281,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 57,000 | $1,275,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 41,505 | $1,272,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 2,200 | $1,270,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 39,345 | $1,268,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 12,901 | $1,266,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 19,277 | $1,257,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 53,400 | $1,255,000 | thousands by filing date | call |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 26,200 | $1,252,000 | thousands by filing date | call |
| FOOT LOCKER INC | 344849104 | COM | 22,488 | $1,251,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 536,800 | $1,251,000 | thousands by filing date | call |
| GLBR 2.25 06/18 | 302693AB2 | Bond 30/360P2 U | 1,200,000 | $1,247,000 | thousands by filing date | principal |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 11,464 | $1,244,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 33,000 | $1,238,000 | thousands by filing date | put |
| HESS CORP | 42809H107 | COM | 13,106 | $1,236,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 13,131 | $1,235,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 33,199 | $1,235,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 113,600 | $1,233,000 | thousands by filing date | call |
| NISOURCE INC COM | 65473P105 | Stock | 30,000 | $1,229,000 | thousands by filing date | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 28,100 | $1,229,000 | thousands by filing date | put |
| STILLWATER MINING CO | 86074Q102 | COM | 81,800 | $1,229,000 | thousands by filing date | call |
| DYCOM INDS INC COM | 267475101 | Stock | 40,000 | $1,228,000 | thousands by filing date | put |
| SNAP ON INC COM | 833034101 | Stock | 10,137 | $1,227,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 17,400 | $1,227,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 17,000 | $1,227,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 58,236 | $1,224,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 1,175,000 | $1,223,000 | thousands by filing date | principal |
| BRUNSWICK CORP | 117043109 | COM | 29,000 | $1,222,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 47,128 | $1,207,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 19,735 | $1,204,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 31,200 | $1,203,000 | thousands by filing date | call |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 61,962 | $1,203,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 25,660 | $1,201,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 37,500 | $1,199,000 | thousands by filing date | call |
| MYLAN INC | 628530107 | COM | 26,179 | $1,191,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 40,000 | $1,190,000 | thousands by filing date | call |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 35,100 | $1,189,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 9,129 | $1,188,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 55,969 | $1,188,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 12,308 | $1,183,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 10,055 | $1,181,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 13,506 | $1,169,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 35,584 | $1,162,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 64,168 | $1,158,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 29,460 | $1,150,000 | thousands by filing date | |
| MONTAGE TECHNOLOGY GROUP LTD | G6209T105 | SHS | 55,000 | $1,149,000 | thousands by filing date | put |
| Altria Group Inc | 02209S103 | COM | 24,979 | $1,147,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 4,562 | $1,137,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 11,361 | $1,136,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 3,489 | $1,132,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 20,096 | $1,128,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 7,500 | $1,126,000 | thousands by filing date | call |
| PepsiCo,Inc. | 713448108 | COM | 12,030 | $1,120,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 25,060 | $1,115,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 9,135 | $1,112,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 78,400 | $1,112,000 | thousands by filing date | call |
| JUNIPER NETWORKS INC | 48203R104 | COM | 50,200 | $1,112,000 | thousands by filing date | put |
| EMERSON ELEC CO COM | 291011104 | Stock | 17,700 | $1,108,000 | thousands by filing date | call |
| SUNTRUST BANKS INC | 867914103 | COM | 29,000 | $1,103,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 294,100 | $1,103,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 4,304 | $1,102,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 11,254 | $1,101,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 15,600 | $1,093,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 12,919 | $1,091,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 26,628 | $1,089,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 9,970 | $1,087,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 19,514 | $1,081,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 27,595 | $1,081,000 | thousands by filing date | |
| CAS 7 12/15/17 | 148411AF8 | Bond 30/360P2 U | 1,000,000 | $1,081,000 | thousands by filing date | principal |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 39,905 | $1,079,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 21,791 | $1,078,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 19,000 | $1,076,000 | thousands by filing date | call |
| MOVE INC | 62458M207 | COM NEW | 51,300 | $1,075,000 | thousands by filing date | call |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 103,100 | $1,070,000 | thousands by filing date | call |
| MOHAWK INDS INC | 608190104 | COM | 7,915 | $1,067,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 42,333 | $1,067,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 650,000 | $1,066,000 | thousands by filing date | principal |
| HEARTWARE INTERNATIONAL | 422368AA8 | NOTE | 974,000 | $1,057,000 | thousands by filing date | principal |
| PPL CORP COM | 69351T106 | Stock | 32,045 | $1,052,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 76,475 | $1,052,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 51,165 | $1,050,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 6,370 | $1,049,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 9,540 | $1,048,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 23,650 | $1,045,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 10,000 | $1,045,000 | thousands by filing date | call |
| IHS INC | 451734107 | CL A | 8,345 | $1,045,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 70,671 | $1,039,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 8,799 | $1,037,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 25,332 | $1,037,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 27,790 | $1,035,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-002364 | this filing | 2014-11-17 | acceptance time not in the bulk data set |