13F-HR filed by COWEN INC.
COWEN INC. filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-17, with 297 holding rows worth $970,003,000.
- Accession
- 0001085146-14-002360
- Filer
- CIK 1466538
- Filed
- 2014-11-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 314 entries on the cover page, a total value of $970,003,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $970,003,000 with VALUE read as thousands by filing date, 13F file number 028-14571. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRAMIUS ADVISORS LLC028-10674
- included managerRamius Alternative Solutions LLC028-14361
- included managerCOWEN & COMPANY, LLC028-04125
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TIME WARNER CABLE INC | 88732J207 | COM | 574,756 | $82,472,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 333,900 | $65,786,000 | thousands by filing date | put |
| DIRECTV | 25490A309 | COM | 599,933 | $51,906,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 1,536,504 | $48,584,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 439,534 | $41,000,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 418,271 | $32,964,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 170,667 | $21,644,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 176,400 | $19,290,000 | thousands by filing date | put |
| FAMILY DLR STORES INC | 307000109 | COM | 232,111 | $17,928,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 226,825 | $17,341,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 151,936 | $15,384,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 3,789,624 | $14,211,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 85,874 | $13,417,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 225,400 | $12,122,000 | thousands by filing date | call |
| ALLERGAN INC | 018490102 | COM | 64,505 | $11,494,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 514,000 | $11,108,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 300,000 | $10,572,000 | thousands by filing date | put |
| ALLERGAN INC | 018490102 | COM | 50,000 | $8,910,000 | thousands by filing date | put |
| AVALANCHE BIOT | 05337G107 | Common Stock | 248,674 | $8,502,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 148,932 | $8,430,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 281,102 | $8,115,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 192,636 | $7,736,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 170,500 | $6,537,000 | thousands by filing date | call |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 23,295 | $6,035,000 | thousands by filing date | |
| TW TELECOM INC | 87311L104 | COM | 144,532 | $6,014,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 216,898 | $6,006,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 159,954 | $5,486,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 512,204 | $5,445,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 98,352 | $5,444,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 40,361 | $5,295,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 112,479 | $5,215,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 24,669 | $5,118,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 78,467 | $4,965,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 95,255 | $4,873,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 36,365 | $4,734,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 79,058 | $4,728,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 41,382 | $4,714,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 49,923 | $4,647,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 119,723 | $4,637,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 138,436 | $4,625,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 130,393 | $4,625,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 166,506 | $4,619,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 188,861 | $4,595,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 66,246 | $4,584,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 140,084 | $4,559,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 68,275 | $4,554,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 40,242 | $4,528,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 180,983 | $4,528,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 53,900 | $4,524,000 | thousands by filing date | call |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 442,032 | $4,478,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 121,196 | $4,472,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 237,929 | $4,464,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 130,225 | $4,462,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 149,965 | $4,460,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 68,361 | $4,447,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 512,400 | $4,386,000 | thousands by filing date | call |
| INGERSOLL-RAND PLC | G47791101 | SHS | 77,391 | $4,362,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 353,666 | $4,343,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 145,665 | $4,320,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 40,340 | $4,294,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 206,846 | $4,286,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 65,488 | $4,261,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 45,294 | $4,254,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 63,917 | $4,243,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 17,500 | $4,222,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 32,946 | $4,205,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 348,315 | $4,201,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 41,000 | $4,151,000 | thousands by filing date | put |
| SPRINT CORP | 85207U105 | COM SER 1 | 647,000 | $4,102,000 | thousands by filing date | put |
| SOTHEBYS | 835898107 | COM | 114,733 | $4,098,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 159,979 | $4,049,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 50,000 | $3,978,000 | thousands by filing date | put |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 175,823 | $3,971,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 151,785 | $3,954,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 104,100 | $3,950,000 | thousands by filing date | put |
| HARMAN INTL INDS INC | 413086109 | COM | 40,170 | $3,938,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 145,857 | $3,830,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 69,212 | $3,672,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 123,300 | $3,560,000 | thousands by filing date | call |
| AECOM COM | 00766T100 | Stock | 100,400 | $3,389,000 | thousands by filing date | call |
| BLUEBIRD BIO INC | 09609G100 | COM | 92,408 | $3,316,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 25,000 | $3,280,000 | thousands by filing date | put |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 53,150 | $3,279,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 37,700 | $3,165,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 285,550 | $3,075,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 102,500 | $3,040,000 | thousands by filing date | call |
| GNC HLDGS INC | 36191G107 | COM CL A | 77,456 | $3,001,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 49,675 | $2,944,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 236,300 | $2,816,000 | thousands by filing date | call |
| LINDE PLC F | 532771102 | COM | 123,943 | $2,752,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 181,400 | $2,679,000 | thousands by filing date | call |
| SIGMA ALDRICH CORP | 826552101 | COM | 19,406 | $2,639,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 30,326 | $2,553,000 | thousands by filing date | |
| CBS OUTDOOR AMERICAS INC | 14987J106 | COMMON STOCK | 78,825 | $2,360,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 25,806 | $2,233,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 114,440 | $2,222,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 21,787 | $2,195,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 141,355 | $2,179,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 25,900 | $2,174,000 | thousands by filing date | put |
| LORAL SPACE & COM INC | 543881106 | COM | 30,100 | $2,161,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 19,700 | $2,154,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 40,000 | $2,153,000 | thousands by filing date | call |
| MANITOWOC COMPANY INC | 563571108 | COM | 90,043 | $2,112,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 30,926 | $2,038,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 42,686 | $2,021,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 156,900 | $2,008,000 | thousands by filing date | call |
| SUNEDISON INC | 86732Y109 | COM | 103,900 | $1,962,000 | thousands by filing date | put |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 7,100 | $1,943,000 | thousands by filing date | put |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 38,635 | $1,903,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 36,728 | $1,772,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 103,277 | $1,743,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 158,309 | $1,743,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 42,750 | $1,723,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 91,000 | $1,718,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 55,070 | $1,695,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 133,040 | $1,691,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 33,442 | $1,687,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 30,000 | $1,676,000 | thousands by filing date | put |
| COMPUWARE CORP | 205638109 | COM | 144,127 | $1,530,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 64,598 | $1,461,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 25,000 | $1,444,000 | thousands by filing date | put |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 42,800 | $1,396,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 60,000 | $1,394,000 | thousands by filing date | |
| 38259p508 | COM | 2,350 | $1,383,000 | thousands by filing date | ||
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 59,072 | $1,344,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 23,745 | $1,276,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 42,450 | $1,248,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 20,570 | $1,211,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 54,900 | $1,165,000 | thousands by filing date | put |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 14,250 | $1,135,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,470 | $1,119,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 20,000 | $1,117,000 | thousands by filing date | call |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 25,000 | $1,110,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 19,431 | $1,107,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 62,500 | $1,049,000 | thousands by filing date | put |
| GOOGLE INC | 38259P706 | CL C | 1,800 | $1,039,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 200,609 | $1,037,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 33,500 | $1,027,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 14,200 | $1,003,000 | thousands by filing date | put |
| Mallinckrodt Plc | G5785G107 | SHS | 11,115 | $1,002,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 15,250 | $976,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 150,000 | $951,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 44,500 | $944,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 16,815 | $941,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 72,000 | $921,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 46,100 | $910,000 | thousands by filing date | put |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 13,500 | $901,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 39,624 | $898,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 31,394 | $894,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 15,500 | $874,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 33,905 | $872,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,500 | $854,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 141,888 | $851,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 11,350 | $839,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 27,500 | $838,000 | thousands by filing date | call |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 16,500 | $818,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 12,500 | $811,000 | thousands by filing date | put |
| TESARO INC | 881569107 | COM | 30,100 | $810,000 | thousands by filing date | call |
| CBS CORP NEW | 124857202 | CL B | 15,000 | $803,000 | thousands by filing date | call |
| DRESSER-RAND GROUP INC | 261608103 | COM | 9,533 | $785,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 3,300 | $782,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 65,000 | $775,000 | thousands by filing date | put |
| Amgen Inc. | 031162100 | COM | 5,500 | $773,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 29,514 | $741,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 28,752 | $730,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 9,175 | $725,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 10,000 | $714,000 | thousands by filing date | put |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 20,000 | $700,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 34,000 | $679,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 17,300 | $671,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 51,960 | $665,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 9,000 | $642,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 76,475 | $632,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 17,500 | $613,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 8,000 | $609,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 8,500 | $607,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 9,110 | $597,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 22,000 | $595,000 | thousands by filing date | put |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 12,797 | $570,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 10,000 | $561,000 | thousands by filing date | put |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 22,500 | $555,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 13,448 | $553,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 23,200 | $548,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 5,000 | $532,000 | thousands by filing date | call |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 7,500 | $518,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 9,000 | $505,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 180,000 | $501,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 46,700 | $496,000 | thousands by filing date | call |
| EOG RES INC COM | 26875P101 | Stock | 5,000 | $495,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 3,050 | $490,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 17,500 | $475,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 9,000 | $474,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,700 | $465,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 6,000 | $455,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 29,200 | $439,000 | thousands by filing date | call |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 290,665 | $420,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 25,000 | $418,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,250 | $414,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 5,000 | $408,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 8,000 | $406,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 6,125 | $406,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 7,400 | $405,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 4,400 | $403,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 5,000 | $400,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 10,000 | $392,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 6,700 | $383,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,500 | $379,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 14,000 | $379,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 7,000 | $375,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 6,700 | $367,000 | thousands by filing date | put |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 185,000 | $359,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 5,000 | $357,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 5,500 | $355,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 27,700 | $355,000 | thousands by filing date | put |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 5,000 | $353,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 296,400 | $347,000 | thousands by filing date | put |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 10,000 | $344,000 | thousands by filing date | put |
| GENUINE PARTS CO COM | 372460105 | Stock | 3,900 | $342,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 6,000 | $342,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 3,700 | $337,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 9,820 | $335,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 6,600 | $332,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 30,934 | $327,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 28,026 | $325,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 6,800 | $322,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 3,000 | $322,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 17,100 | $320,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,025 | $308,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 10,000 | $307,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 5,000 | $305,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 2,700 | $303,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 7,000 | $300,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,500 | $296,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,500 | $292,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 5,000 | $290,000 | thousands by filing date | put |
| AbbVie,Inc. | 00287Y109 | COM | 5,000 | $289,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 28,700 | $284,000 | thousands by filing date | call |
| SUNEDISON INC | 86732Y109 | COM | 15,000 | $283,000 | thousands by filing date | call |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 8,000 | $275,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 7,000 | $274,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 17,660 | $273,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 110,000 | $272,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 12,500 | $270,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,871 | $270,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 3,600 | $264,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 4,000 | $259,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 8,500 | $259,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 106,250 | $255,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,500 | $246,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 9,100 | $244,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 6,500 | $242,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 19,228 | $238,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 90,000 | $227,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 10,000 | $210,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $207,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 840 | $204,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 21,020 | $204,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,000 | $203,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 20,000 | $202,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 3,000 | $200,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 10,000 | $199,000 | thousands by filing date | put |
| ONCOTHYREON INC | 682324108 | COM | 101,000 | $194,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 10,000 | $189,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 5,100 | $177,000 | thousands by filing date | call |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 3,000 | $164,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 14,900 | $155,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P401 | Cmn | 75,000 | $149,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 10,000 | $148,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 11,700 | $147,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 10,708 | $142,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 11,400 | $142,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 10,000 | $136,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 1,500 | $130,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 25,000 | $121,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 25,000 | $121,000 | thousands by filing date | put |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 11,200 | $121,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 10,500 | $105,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 10,200 | $98,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 10,700 | $89,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 25,000 | $85,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 10,200 | $80,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 15,000 | $74,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 2,300 | $70,000 | thousands by filing date | put |
| MCEWEN MNG INC | 58039P107 | COM | 32,300 | $63,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 3,000 | $60,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 12,700 | $54,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F104 | COM | 13,503 | $52,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 15,600 | $46,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 14,700 | $44,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 750 | $43,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 30,000 | $43,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 19,400 | $39,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 17,200 | $35,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 30,000 | $34,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 54,500 | $19,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 18,500 | $12,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 38,000 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-002360 | this filing | 2014-11-17 | acceptance time not in the bulk data set |