13F-HR filed by GLG Partners LP
GLG Partners LP filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 422 holding rows worth $4,366,073,000.
- Accession
- 0001085146-14-002331
- Filer
- CIK 1289643
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A combination report, 422 entries on the cover page, a total value of $4,366,073,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,366,073,000 with VALUE read as thousands by filing date, 13F file number 028-10979. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerGLG LLC028-11672
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 2,620,000 | $108,887,000 | thousands by filing date | put |
| MCKESSON CORP COM | 58155Q103 | Stock | 537,000 | $104,538,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 1,188,848 | $102,848,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 405,313 | $97,794,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 1,018,140 | $71,799,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 490,747 | $70,417,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 650,066 | $65,494,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,912,900 | $62,456,000 | thousands by filing date | call |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 779,594 | $62,416,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 1,091,188 | $56,600,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 56,000,000 | $55,787,000 | thousands by filing date | principal |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 514,158 | $52,156,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 745,794 | $48,535,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 4,873,526 | $47,371,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 667,375 | $46,323,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 686,326 | $45,870,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 687,390 | $43,931,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 547,483 | $43,273,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 739,235 | $39,733,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 887,358 | $38,689,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 366,566 | $38,636,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 5,899,071 | $38,580,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 314,035 | $38,225,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 394,900 | $37,997,000 | thousands by filing date | put |
| DISCOVER FINL SVCS | 254709108 | COM | 565,629 | $36,421,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 5,480,115 | $35,840,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 30,000,000 | $34,692,000 | thousands by filing date | principal |
| ALLERGAN INC | 018490102 | COM | 185,999 | $33,142,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 16,500,000 | $31,773,000 | thousands by filing date | principal |
| LIBERTY INTERACTIVE LLC | 530610AC8 | DEB 0.750 3/3 | 22,895,000 | $30,316,000 | thousands by filing date | principal |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 496,599 | $29,493,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 380,800 | $28,979,000 | thousands by filing date | call |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 29,090,000 | $28,835,000 | thousands by filing date | principal |
| DRESSER-RAND GROUP INC | 261608103 | COM | 348,841 | $28,696,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 51,000,000 | $28,083,000 | thousands by filing date | principal |
| SOLARFUN POWER HOLDINGS CO L | 83415UAB4 | NOTE 3.500% 1/1 | 28,794,000 | $27,786,000 | thousands by filing date | principal |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 550,000 | $27,286,000 | thousands by filing date | call |
| LORILLARD INC | 544147101 | COM | 445,859 | $26,711,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 428,786 | $26,675,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,128,000 | $26,136,000 | thousands by filing date | put |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 734,517 | $25,804,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 500,000 | $25,730,000 | thousands by filing date | call |
| MasterCard, Inc | 57636Q104 | COM | 345,476 | $25,538,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 795,000 | $25,416,000 | thousands by filing date | put |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 346,114 | $25,145,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 43,489 | $25,109,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 308,000 | $24,649,000 | thousands by filing date | call |
| INGERSOLL-RAND PLC | G47791101 | SHS | 428,897 | $24,173,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 300,000 | $23,987,000 | thousands by filing date | call |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 28,105,000 | $23,345,000 | thousands by filing date | principal |
| Salesforce.com, Inc | 79466L302 | COM | 404,867 | $23,292,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 297,857 | $23,233,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 720,904 | $22,795,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 950,329 | $22,257,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 661,767 | $22,216,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 989,500 | $21,868,000 | thousands by filing date | call |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 291,841 | $21,824,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 364,250 | $21,411,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 201,900 | $20,481,000 | thousands by filing date | call |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 21,285,000 | $20,268,000 | thousands by filing date | principal |
| WESCO INTL INC COM | 95082P105 | Stock | 256,010 | $20,035,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 235,921 | $20,016,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 286,095 | $19,557,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 437,932 | $19,519,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 491,400 | $19,283,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 16,080,000 | $19,046,000 | thousands by filing date | principal |
| NIMBLE STORAGE INC | 65440R101 | COM | 727,496 | $18,893,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 774,687 | $18,639,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119TAE4 | DEBT 5.000% 6/0 | 26,750,000 | $18,491,000 | thousands by filing date | principal |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 182,403 | $18,469,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 498,506 | $18,420,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 10,850,000 | $18,187,000 | thousands by filing date | principal |
| AbbVie,Inc. | 00287Y109 | COM | 306,788 | $17,720,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 245,100 | $17,618,000 | thousands by filing date | put |
| TESORO CORP | 881609101 | COM | 288,263 | $17,578,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 272,323 | $17,568,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 3,740,000 | $17,478,000 | thousands by filing date | principal |
| TIM HORTONS INC | 88706M103 | COM | 219,806 | $17,345,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 80,662 | $17,211,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 125,000 | $17,001,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 267,542 | $16,954,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 18,500,000 | $16,622,000 | thousands by filing date | principal |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 504,047 | $16,457,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 745,914 | $16,418,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 17,115,000 | $16,333,000 | thousands by filing date | principal |
| MONTAGE TECHNOLOGY GROUP LTD | G6209T105 | SHS | 777,996 | $16,252,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 2,585,014 | $15,898,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 300,000 | $15,561,000 | thousands by filing date | call |
| LULULEMON ATHLETICA INC | 550021109 | COM | 368,000 | $15,460,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 301,700 | $14,961,000 | thousands by filing date | put |
| TIMKEN CO | 887389104 | COM | 348,661 | $14,780,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 282,631 | $14,564,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 160,701 | $14,307,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 623,943 | $14,201,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 185,881 | $14,146,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 107,508 | $13,995,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 70,733 | $13,916,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 1,069,567 | $13,551,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 222,627 | $13,409,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 306,180 | $13,377,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 889,001 | $13,175,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 439,719 | $13,126,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 212,126 | $13,086,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 9,700,000 | $13,071,000 | thousands by filing date | principal |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 226,065 | $12,757,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 169,522 | $12,670,000 | thousands by filing date | |
| COMPUCREDIT HLDGS CORP | 20478NAD2 | NOTE 5.875%11/3 | 30,576,000 | $12,536,000 | thousands by filing date | principal |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 48,002 | $12,435,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 360,702 | $12,296,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 896,831 | $12,170,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 10,000,000 | $11,796,000 | thousands by filing date | principal |
| CARDINAL HEALTH INC | 14149Y108 | COM | 157,343 | $11,788,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 440,467 | $11,716,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 523,200 | $11,704,000 | thousands by filing date | put |
| CONSOL ENERGY INC | 20854P109 | COM | 308,100 | $11,665,000 | thousands by filing date | call |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 8,500,000 | $11,656,000 | thousands by filing date | principal |
| Schlumberger Limited | 806857108 | COM | 114,064 | $11,599,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,131,700 | $11,362,000 | thousands by filing date | call |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 10,025,000 | $11,151,000 | thousands by filing date | principal |
| UNITED STATES STL CORP NEW | 912909108 | COM | 281,100 | $11,011,000 | thousands by filing date | call |
| CROWN HLDGS INC COM | 228368106 | Stock | 242,368 | $10,790,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D203 | UNIT 06/11/2019 | 1,000,000 | $10,700,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 7,500,000 | $10,453,000 | thousands by filing date | principal |
| DAVITA INC COM | 23918K108 | Stock | 138,875 | $10,157,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 263,474 | $10,102,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 5,000,000 | $10,100,000 | thousands by filing date | principal |
| TECHNIPFMC PLC | 30249U101 | COM | 185,217 | $10,059,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 180,100 | $9,970,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 214,198 | $9,911,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 100,000 | $9,903,000 | thousands by filing date | call |
| DOLLAR TREE INC COM | 256746108 | Stock | 175,417 | $9,836,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 362,985 | $9,815,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 105,877 | $9,692,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 231,297 | $9,671,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 128,700 | $9,614,000 | thousands by filing date | call |
| CONCUR TECHNOLOGIES INC | 206708AC3 | NOTE | 7,360,000 | $9,608,000 | thousands by filing date | principal |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 75,658 | $9,573,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 123,780 | $9,561,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 273,299 | $9,552,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 90,840 | $9,493,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 9,550,000 | $9,443,000 | thousands by filing date | principal |
| CARRIZO OIL & GAS INC | 144577103 | COM | 175,125 | $9,425,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 155,095 | $9,343,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 7,500,000 | $9,247,000 | thousands by filing date | principal |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 9,070,000 | $9,183,000 | thousands by filing date | principal |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 68,155 | $8,942,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 111,100 | $8,781,000 | thousands by filing date | put |
| B2GOLD CORP COM | 11777Q209 | Stock | 4,291,188 | $8,754,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 3,220,054 | $8,726,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 206,284 | $8,666,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 408,076 | $8,598,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 244,573 | $8,379,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 7,700,000 | $8,359,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 8,500,000 | $8,288,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 8,000,000 | $8,270,000 | thousands by filing date | principal |
| PDC ENERGY INC | 69327R101 | COM | 164,215 | $8,258,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 187,840 | $8,053,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 278,519 | $8,041,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 5,000,000 | $8,000,000 | thousands by filing date | principal |
| 38259p508 | COM | 13,295 | $7,823,000 | thousands by filing date | ||
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 50,000 | $7,812,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 101,296 | $7,751,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 271,701 | $7,741,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 7,100,000 | $7,635,000 | thousands by filing date | principal |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 1,369,064 | $7,583,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678AH0 | NOTE 1.875% 9/0 | 6,760,000 | $7,524,000 | thousands by filing date | principal |
| SILVER EAGLE ACQUISITION | 827694100 | COM | 750,000 | $7,455,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 105,234 | $7,421,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 225,000 | $7,400,000 | thousands by filing date | call |
| OMNICARE INC | 681904108 | COM | 117,978 | $7,345,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 213,589 | $7,324,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 1,201,925 | $7,324,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 141,759 | $7,295,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 6,000,000 | $7,222,000 | thousands by filing date | principal |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 26,332 | $7,205,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 578,300 | $7,159,000 | thousands by filing date | call |
| CELGENE CORP | 151020104 | COM | 73,347 | $6,952,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 84,794 | $6,872,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 54,183 | $6,871,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 163,646 | $6,801,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 410,530 | $6,605,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 97,663 | $6,501,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 45,763 | $6,428,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 100,000 | $6,328,000 | thousands by filing date | call |
| VALE S A | 91912E105 | SPONSORED ADS | 569,641 | $6,272,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 52,744 | $6,216,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 6,000,000 | $6,210,000 | thousands by filing date | principal |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 55,272 | $6,006,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 108,071 | $5,982,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 5,000,000 | $5,965,000 | thousands by filing date | principal |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 391,049 | $5,897,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 6,000,000 | $5,895,000 | thousands by filing date | principal |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 15,902 | $5,733,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 5,000,000 | $5,706,000 | thousands by filing date | principal |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 147,200 | $5,644,000 | thousands by filing date | call |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 5,000,000 | $5,613,000 | thousands by filing date | principal |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 16,650,000 | $5,578,000 | thousands by filing date | principal |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 60,600 | $5,384,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 286,737 | $5,328,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 63,909 | $5,322,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 144,905 | $5,255,000 | thousands by filing date | |
| HF2 FINL MGMT INC | 40421A104 | CL A | 500,000 | $5,200,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 640,092 | $5,127,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 4,800,000 | $5,084,000 | thousands by filing date | principal |
| TERRAPIN 3 ACQUISITION CORP | 88104P203 | UNIT 06/27/2019 | 500,000 | $5,025,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 3,000,000 | $4,984,000 | thousands by filing date | principal |
| BPZ RESOURCES INC | 055639AC2 | CONV BND | 5,000,000 | $4,950,000 | thousands by filing date | principal |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 333,334 | $4,913,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP II | 14056V105 | COM | 500,000 | $4,905,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 97,498 | $4,835,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 116,971 | $4,789,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 5,000,000 | $4,769,000 | thousands by filing date | principal |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 235,270 | $4,748,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AH2 | BOND | 13,000,000 | $4,745,000 | thousands by filing date | principal |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 214,951 | $4,738,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 180,690 | $4,734,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 200,000 | $4,634,000 | thousands by filing date | call |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 6,600,000 | $4,612,000 | thousands by filing date | principal |
| NEWMONT CORP | 651639106 | COM | 200,000 | $4,610,000 | thousands by filing date | call |
| UAL CORP | 902549AJ3 | NOTE 6.000%10/1 | 853,000 | $4,594,000 | thousands by filing date | principal |
| Danaher Corporation | 235851102 | COM | 60,419 | $4,591,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 93,358 | $4,579,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 194,376 | $4,426,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 98,032 | $4,407,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 100,000 | $4,400,000 | thousands by filing date | put |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 47,918 | $4,342,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 79,025 | $4,330,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 83,517 | $4,308,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 423,447 | $4,251,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 200,000 | $4,238,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 136,239 | $4,133,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 134,170 | $4,128,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 26,983 | $4,053,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 337,915 | $4,018,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 40,079 | $4,002,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 464,182 | $3,975,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 115,079 | $3,960,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191UAA4 | NOTE 3.000%10/0 | 2,500,000 | $3,956,000 | thousands by filing date | principal |
| ROI ACQUISITION CORP II | 74966G101 | COM | 400,000 | $3,940,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 200,000 | $3,892,000 | thousands by filing date | put |
| WADDELL & REED FINL INC | 930059100 | CL A | 75,000 | $3,877,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 18,574 | $3,859,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 233,505 | $3,848,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 39,232 | $3,815,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 37,281 | $3,788,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 67,767 | $3,747,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 93,000 | $3,621,000 | thousands by filing date | |
| Saexploration Holdings Inc. | 78636X105 | COM | 435,000 | $3,615,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 99,758 | $3,606,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 147,125 | $3,600,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 3,500,000 | $3,596,000 | thousands by filing date | principal |
| CENTRAL EUROPEAN MEDIA | 153443AH9 | NOTE 5.000%11/1 | 3,500,000 | $3,430,000 | thousands by filing date | principal |
| CRITEO S A SPONS ADS | 226718104 | ADR | 100,484 | $3,381,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 15,977 | $3,315,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 41,451 | $3,314,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 47,675 | $3,299,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 148,165 | $3,274,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 27,500 | $3,253,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 34,610 | $3,228,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 3,500,000 | $3,124,000 | thousands by filing date | principal |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 27,809 | $3,123,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 37,640 | $3,105,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 35,384 | $3,101,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 105,590 | $3,090,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 63,707 | $3,038,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 30,905 | $3,032,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 30,000 | $3,023,000 | thousands by filing date | call |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 3,000,000 | $3,004,000 | thousands by filing date | principal |
| SHERWIN WILLIAMS CO | 824348106 | COM | 13,400 | $2,934,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 153,472 | $2,899,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 201,098 | $2,856,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 135,000 | $2,808,000 | thousands by filing date | call |
| AMBIT BIOSCIENCES CORP | 02318X100 | COM | 180,000 | $2,772,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 2,500,000 | $2,656,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 2,000,000 | $2,645,000 | thousands by filing date | principal |
| CITIGROUP INC | 172967226 | WARRANT | 2,783,193 | $2,644,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 724,590 | $2,626,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 90,647 | $2,604,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 74,596 | $2,554,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 63,584 | $2,524,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 77,563 | $2,505,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 49,070 | $2,499,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 66,824 | $2,482,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 19,177 | $2,473,000 | thousands by filing date | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 3,500,000 | $2,415,000 | thousands by filing date | principal |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 42,197 | $2,404,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 100,000 | $2,363,000 | thousands by filing date | |
| MERGEWORTHRX CORP | 58952R106 | COM | 280,000 | $2,304,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 22,500 | $2,288,000 | thousands by filing date | call |
| INTELSAT S A | L5140P119 | MAN CONV JR PFD | 48,728 | $2,280,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 21,529 | $2,279,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 2,250,000 | $2,239,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 2,000,000 | $2,165,000 | thousands by filing date | principal |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 2,500,000 | $2,162,000 | thousands by filing date | principal |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 19,317 | $2,123,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 36,017 | $2,121,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 42,022 | $2,110,000 | thousands by filing date | |
| CIS ACQUISITION LTD | G21490209 | SHS SER A | 200,000 | $2,030,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 955,600 | $2,026,000 | thousands by filing date | call |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 120,000 | $2,024,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 2,000,000 | $2,006,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 10,000 | $1,970,000 | thousands by filing date | put |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 2,000,000 | $1,960,000 | thousands by filing date | principal |
| HENNESSY CAPITAL ACQUIS | 425886108 | COM | 200,000 | $1,960,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 31,222 | $1,861,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 19,803 | $1,858,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 180,451 | $1,842,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 1,447,448 | $1,838,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 67,268 | $1,814,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 31,400 | $1,730,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 50,000 | $1,705,000 | thousands by filing date | call |
| NETSUITE INC | 64118Q107 | COM | 18,887 | $1,691,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 120,700 | $1,640,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 100,000 | $1,635,000 | thousands by filing date | call |
| PROLOGIS INC 3.250 | 74340XAT8 | NOTE 3.250% 3/1 | 1,500,000 | $1,579,000 | thousands by filing date | principal |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 666,760 | $1,560,000 | thousands by filing date | |
| LIPOSCIENCE INC | 53630M108 | COM | 300,000 | $1,554,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 32,000 | $1,553,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 49,409 | $1,517,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 45,165 | $1,517,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 36,941 | $1,505,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 122,823 | $1,474,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 4,439 | $1,469,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 31,873 | $1,450,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 16,750 | $1,415,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 9,434 | $1,374,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 64,300 | $1,349,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 29,640 | $1,344,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 32,293 | $1,312,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 1,000,000 | $1,279,000 | thousands by filing date | principal |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 1,000,000 | $1,238,000 | thousands by filing date | principal |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 29,026 | $1,235,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 69,241 | $1,223,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 133,200 | $1,223,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 20,000 | $1,192,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 15,100 | $1,155,000 | thousands by filing date | call |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 51,508 | $1,153,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 27,500 | $1,144,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 38,692 | $1,090,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 200,000 | $1,082,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 20,000 | $1,070,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 8,700 | $1,049,000 | thousands by filing date | call |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 40,000 | $1,012,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 198,360 | $993,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 268,146 | $984,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 30,274 | $967,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 25,811 | $916,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 14,897 | $914,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 179,879 | $871,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 16,454 | $856,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 22,558 | $837,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 97,300 | $820,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 29,700 | $816,000 | thousands by filing date | call |
| YAHOO INC | 984332106 | COM | 19,900 | $811,000 | thousands by filing date | call |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 30,000 | $789,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 19,033 | $789,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 39,552 | $780,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 16,000 | $772,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 10,000 | $769,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 51,508 | $745,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 27,414 | $735,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 11,801 | $721,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 15,000 | $656,000 | thousands by filing date | put |
| Boeing Company | 097023105 | COM | 5,036 | $641,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 561,674 | $612,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 10,000 | $578,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 5,000 | $574,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 25,000 | $565,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 8,791 | $564,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 10,000 | $549,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 30,000 | $497,000 | thousands by filing date | |
| CBS OUTDOOR AMERICAS INC | 14987J106 | COMMON STOCK | 16,200 | $485,000 | thousands by filing date | |
| LOMBARD MED INC | G55598109 | COM | 60,892 | $468,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 13,000 | $461,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,313 | $456,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 21,058 | $455,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 150,117 | $450,000 | thousands by filing date | |
| SILVER EAGLE ACQUISITION | 827694118 | W | 750,000 | $450,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 10,000 | $438,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 10,000 | $417,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 50,073 | $416,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 22,909 | $408,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 48,919 | $395,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 8,829 | $373,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 5,508 | $341,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 7,400 | $322,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 12,445 | $309,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 25,000 | $289,000 | thousands by filing date | call |
| HERON THERAPEUTICS INC | 427746102 | COM | 30,643 | $255,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 23,000 | $249,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 11,379 | $239,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 12,500 | $213,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 34,640 | $202,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 29,532 | $197,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 17,900 | $186,000 | thousands by filing date | put |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 30,783 | $185,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 11,300 | $179,000 | thousands by filing date | |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 5,000,000 | $175,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,656 | $156,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 4,431 | $154,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 2,174 | $154,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 100,000 | $144,000 | thousands by filing date | put |
| MOLYCORP INC DEL | 608753109 | COM | 119,600 | $142,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 3,546 | $139,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 27,500 | $134,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP | 14056V113 | W | 250,000 | $131,000 | thousands by filing date | |
| HENNESSY CAPITAL ACQUIS-CW19 | 425886116 | W | 200,000 | $130,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 1,772 | $122,000 | thousands by filing date | |
| ROI ACQUISITION CORP II | 74966G119 | *W EXP 09/17/201 | 400,000 | $116,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 63,611 | $114,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 121,445 | $111,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,714 | $102,000 | thousands by filing date | |
| CIS ACQUISITION LTD | G21490118 | *W EXP 99/99/999 | 200,000 | $56,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 13,900 | $50,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 497 | $17,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 279 | $14,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 165 | $9,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 205 | $7,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Microsoft Corp | 594918104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UnitedHealth Group Inc | 91324P102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-002331 | this filing | 2014-11-14 | acceptance time not in the bulk data set |