13F-HR filed by Private Advisor Group, LLC
Private Advisor Group, LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-12, with 1,306 holding rows worth $1,445,993,000.
- Accession
- 0001085146-14-002181
- Filer
- CIK 1567755
- Filed
- 2014-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 1,306 entries on the cover page, a total value of $1,445,993,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,445,993,000 with VALUE read as thousands by filing date, 13F file number 028-15851. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288257 | MSCI ACWI ETF | 1,299 | $77,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 1,965 | $76,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 2,457 | $74,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 3,104 | $73,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 3,000 | $72,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 820 | $71,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 1,909 | $71,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 11,220 | $71,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 686 | $70,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 2,535 | $70,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 35,957 | $70,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 469 | $69,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 1,877 | $69,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 1,825 | $69,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 22,536 | $68,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 684 | $67,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 604 | $66,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 1,444 | $65,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 743 | $65,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 10,296 | $65,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 14,700 | $65,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 3,265 | $65,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 700 | $64,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 704 | $64,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 448 | $62,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 692 | $62,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 1,335 | $61,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 386 | $60,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 611 | $60,000 | thousands by filing date | principal |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 5,425 | $59,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 52 | $59,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 600 | $59,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 2,060 | $59,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 2,405 | $59,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 2,302 | $59,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 11,467 | $58,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 580 | $58,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 1,140 | $57,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 2,045 | $56,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 2,136 | $56,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 776 | $55,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 16,627 | $55,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 3,151 | $54,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 510 | $54,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 2,304 | $53,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 13,406 | $53,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 2,183 | $53,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 2,106 | $53,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 1,390 | $51,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 1,090 | $50,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 1,550 | $50,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 23,527 | $50,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 631 | $49,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 500 | $49,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 526 | $49,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 1,607 | $48,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 567 | $48,000 | thousands by filing date | |
| CORNERSTONE PROGRESSIVE RTN | 21925C101 | COM | 11,377 | $47,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 2,399 | $46,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 1,753 | $46,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 14,749 | $45,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 890 | $44,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 791 | $44,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 459 | $43,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 1,200 | $43,000 | thousands by filing date | |
| ISHARES TR | 464288547 | RETAIL CAP IDX | 1,115 | $43,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 500 | $42,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 675 | $42,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 916 | $42,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 1,310 | $41,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 1,378 | $41,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 1,706 | $40,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 413 | $40,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 1,581 | $39,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 726 | $38,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 400 | $38,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 531 | $38,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 370 | $37,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 405 | $36,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 25,250 | $36,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 1,150 | $36,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 1,336 | $36,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 947 | $35,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 800 | $35,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 800 | $34,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 1,808 | $34,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 1,009 | $34,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 350 | $33,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 307 | $33,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 700 | $33,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 373 | $32,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 2,173 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 980 | $32,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 630 | $32,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 275 | $31,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,535 | $31,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 1,997 | $31,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 1,353 | $31,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 24,405 | $31,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 13,550 | $31,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 1,300 | $31,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 25 | $30,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 831 | $29,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 960 | $29,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 858 | $29,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 300 | $29,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 600 | $28,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 435 | $28,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 288 | $27,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 301 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 306 | $26,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 244 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 1,005 | $26,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 375 | $26,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 561 | $26,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 320 | $26,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 865 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 918 | $25,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 604 | $25,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 750 | $25,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 1,150 | $25,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 964 | $24,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 810 | $24,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 876 | $24,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 358 | $24,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 1,338 | $24,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 985 | $23,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 16,720 | $23,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 16,050 | $23,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 501 | $23,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 479 | $23,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 956 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 1,000 | $22,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 21,575 | $22,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 13,000 | $22,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 280 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 1,081 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 400 | $20,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 352 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 557 | $20,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 283 | $20,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 400 | $19,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 578 | $19,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 313 | $19,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 593 | $19,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 774 | $19,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 1,110 | $19,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 990 | $19,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 750 | $19,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 570 | $18,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 500 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 600 | $17,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 15,950 | $17,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 510 | $17,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 518 | $17,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 698 | $17,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U779 | GULF STS ETF | 500 | $17,000 | thousands by filing date | |
| MGC | 921910873 | COM | 243 | $16,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 227 | $16,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 205 | $16,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 486 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 300 | $15,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 500 | $15,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 233 | $14,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 554 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 220 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 700 | $13,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 500 | $13,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 300 | $13,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 315 | $13,000 | thousands by filing date | |
| ISHARES TR | 464289800 | S&P TARGET 40 | 300 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E655 | ANDEAN 40 ETF | 1,200 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 72 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 404 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 208 | $12,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 235 | $12,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 952 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 300 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 592 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 650 | $12,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 138 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 214 | $11,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 1,791 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 252 | $11,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M431 | GUGG BULL 2014 | 435 | $11,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 615 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 300 | $11,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 100 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 89 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 290 | $10,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 306 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 180 | $10,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 393 | $10,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D878 | EXCH NT LKD 20 | 418 | $10,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 158 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 200 | $9,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 370 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 210 | $9,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 85 | $9,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 100 | $9,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 300 | $9,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 300 | $9,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 412 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 365 | $9,000 | thousands by filing date | |
| ISHARES TR | 46429B630 | TRGT DT 2050 ETF | 266 | $9,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,443 | $8,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 70 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 246 | $8,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 390 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347B409 | ULTSH NASD BIOT | 650 | $8,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 650 | $8,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 200 | $8,000 | thousands by filing date | |
| ISHARES TR | 46429B457 | MSCI HK SML CP | 300 | $8,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 75 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 176 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 106 | $7,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 491 | $7,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,983 | $7,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 150 | $7,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 106 | $7,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 136 | $7,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 70 | $6,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 200 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 200 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 200 | $6,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 166 | $6,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 170 | $6,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 200 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 239 | $6,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 50 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 60 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 87 | $5,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 122 | $5,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 101 | $5,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 193 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287135 | NYSE 100INX FD | 60 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 97 | $5,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 157 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 123 | $4,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 100 | $4,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 271 | $4,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U571 | VECTRS POL ETF | 170 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 39 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 98 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 131 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 200 | $3,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 100 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 100 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E861 | COPPER MNR ETF | 367 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 122 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 13 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 50 | $2,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 16 | $2,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 100 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 100 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 52 | $2,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 52 | $2,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 30 | $2,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 10 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 22 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 29 | $1,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1,270 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 54 | $1,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 8 | $1,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Apple Inc | 037833100 | COM | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Bank of America Corp | 060505104 | COM | 32,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Bristol-Myers Squibb Company | 110122108 | COM | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Coca-Cola Company | 191216100 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Costco Wholesale Corporation | 22160K105 | COM | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| International Business Machines Corporation | 459200101 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MasterCard, Inc | 57636Q104 | COM | 3,400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Microsoft Corp | 594918104 | COM | 5,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Netflix, Inc | 64110L106 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Pfizer Inc. | 717081103 | COM | 1,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SPY | 78462F103 | SHS | 6,700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Walt Disney Co | 254687106 | COM | 3,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GENERAL ELEC CO | 369604103 | COM | 15,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WALGREEN CO | 931422109 | COM | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WALGREEN CO | 931422109 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TRINITY INDS INC | 896522109 | COM | 2,400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RITEAID CORP | 767754104 | COM | 13,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LEAR CORP COM NEW | 521865204 | Stock | 2,600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 6,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| V F CORP COM | 918204108 | Stock | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 2,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 3,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 3,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| APACHE CORP | 037411105 | COM | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WHOLE FOODS MKT INC | 966837106 | COM | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WHOLE FOODS MKT INC | 966837106 | COM | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BB & T CORP | 054937107 | COM | 10,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MANNKIND CORP | 56400P201 | COM | 5,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 5,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 2,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| YAHOO INC | 984332106 | COM | 2,700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| YAHOO INC | 984332106 | COM | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Vale Sa | 91912E204 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNEY J C INC | 708160106 | COM | 3,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RF MICRODEVICES INC | 749941100 | COM | 4,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-002181 | this filing | 2014-11-12 | acceptance time not in the bulk data set |