13F-HR filed by Moors & Cabot, Inc.
Moors & Cabot, Inc. filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-12, with 539 holding rows worth $587,898,000.
- Accession
- 0001085146-14-002178
- Filer
- CIK 1607239
- Filed
- 2014-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 539 entries on the cover page, a total value of $587,898,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $587,898,000 with VALUE read as thousands by filing date, 13F file number 028-16128. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES | 464286848 | EXCHANGE TRADED | 11,984 | $140,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 12,915 | $139,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 45,900 | $138,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 22,500 | $138,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 17,206 | $137,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 17,645 | $136,000 | thousands by filing date | |
| GLORI ENERGY INC | 379606106 | Cmn | 15,234 | $120,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 12,696 | $116,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 18,000 | $114,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 15,686 | $114,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 23,074 | $114,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 18,839 | $112,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 21,300 | $107,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 10,166 | $101,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 13,709 | $100,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 12,804 | $93,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 10,158 | $92,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 10,890 | $91,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 26,968 | $88,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 11,600 | $85,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 23,305 | $81,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 51,900 | $77,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 12,200 | $77,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 10,850 | $63,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 10,000 | $62,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 18,600 | $57,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 14,676 | $54,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 16,000 | $51,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 11,927 | $42,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 11,750 | $41,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 12,550 | $38,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC | 68372T202 | CMN | 31,000 | $31,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 10,000 | $27,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 25,000 | $19,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 12,700 | $15,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 14,607 | $10,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 12,500 | $8,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 16,000 | $7,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 10,000 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-002178 | this filing | 2014-11-12 | acceptance time not in the bulk data set |