13F-HR filed by BTG Pactual Global Asset Management Ltd
BTG Pactual Global Asset Management Ltd filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-12, with 214 holding rows worth $842,552,000.
- Accession
- 0001085146-14-002174
- Filer
- CIK 1567992
- Filed
- 2014-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 214 entries on the cover page, a total value of $842,552,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $842,552,000 with VALUE read as thousands by filing date, 13F file number 028-15162. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBTG Pactual Asset Management US LLC028-15216
- included managerBTG Pactual Asia Ltd028-15218
- included managerBTG Pactual Europe LLP028-15217
- included managerBTG Pactual Asset Management S.A. DTVM028-15342
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 4,339,100 | $92,206,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 639,469 | $55,326,000 | thousands by filing date | |
| CONCUR TECHNOLOGIES INC | 206708AC3 | NOTE | 32,515 | $42,432,000 | thousands by filing date | principal |
| TW TELECOM INC | 87311L104 | COM | 934,724 | $38,894,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 637,068 | $24,999,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 278,500 | $22,427,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 412,880 | $20,641,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 202,279 | $20,481,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 158,400 | $20,089,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 7,000 | $18,370,000 | thousands by filing date | principal |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 10,154,350 | $17,853,000 | thousands by filing date | principal |
| FAMILY DLR STORES INC | 307000109 | COM | 205,625 | $15,883,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 900,463 | $13,660,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 128,000 | $10,744,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 10,000 | $10,100,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 10,000 | $9,975,000 | thousands by filing date | principal |
| MAVENIR SYS INC | 577675101 | COM | 769,101 | $9,660,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 300,000 | $9,303,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 361,000 | $9,296,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 226,720 | $9,239,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 642,480 | $9,097,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 132,040 | $9,004,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 2,350,000 | $8,600,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 65,526 | $8,364,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 636,900 | $8,153,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 146,000 | $7,812,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 466,249 | $7,796,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 262,721 | $7,790,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 143,787 | $7,733,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 115,000 | $7,427,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 88,000 | $6,956,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 502,622 | $6,820,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 234,750 | $6,778,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 258,188 | $6,315,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 160,655 | $6,159,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 180,500 | $6,063,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 556,803 | $5,908,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 600,000 | $5,737,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 17,050 | $5,497,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 5,100,000 | $5,457,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 581,500 | $5,297,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 3,500 | $5,184,000 | thousands by filing date | principal |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 4,415,508 | $5,166,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 272,599 | $5,055,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 75,000 | $4,943,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 236,400 | $4,850,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 62,300 | $4,763,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 204,415 | $4,758,000 | thousands by filing date | |
| AMER RLTY CAP HEALTHCAR TR INC COM | 02917R108 | COM | 450,000 | $4,716,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 61,733 | $4,404,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 4,500 | $4,354,000 | thousands by filing date | principal |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 400,000 | $4,348,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 45,000 | $4,244,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 320,000 | $4,032,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 102,450 | $4,013,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 339,100 | $3,804,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 150,000 | $3,764,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 44,840 | $3,740,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 87,100 | $3,715,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 4,000 | $3,560,000 | thousands by filing date | principal |
| NIMBLE STORAGE INC | 65440R101 | COM | 136,000 | $3,532,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 101,000 | $3,516,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 45,000 | $3,396,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 40,950 | $3,329,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 125,000 | $3,249,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 293,900 | $3,136,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 30,000 | $3,096,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 44,700 | $3,030,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 41,240 | $2,959,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 63,600 | $2,943,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 51,600 | $2,857,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 2,500 | $2,797,000 | thousands by filing date | principal |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 122,200 | $2,760,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 134,000 | $2,472,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 2,500 | $2,460,000 | thousands by filing date | principal |
| CIVEO CORP | 178787107 | COM | 205,000 | $2,380,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 160,550 | $2,367,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 40,600 | $2,290,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 1,018,076 | $2,239,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 38,150 | $2,195,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 39,000 | $2,188,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 65,864 | $2,143,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 40,000 | $1,957,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 2,170 | $1,937,000 | thousands by filing date | principal |
| MERITOR INC | 59001K100 | COMMON STOCK | 178,320 | $1,934,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 21,000 | $1,925,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 110,000 | $1,923,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 25,000 | $1,880,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 32,050 | $1,865,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 500,000 | $1,820,000 | thousands by filing date | principal |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 200,000 | $1,770,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 352,200 | $1,767,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 505,400 | $1,764,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 58,000 | $1,715,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 400,000 | $1,544,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 46,600 | $1,522,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 444,000 | $1,514,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 225,000 | $1,474,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 31,000 | $1,376,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 56,500 | $1,302,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 37,100 | $1,271,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 65,000 | $1,244,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 25,000 | $1,180,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 24,000 | $1,146,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 11,644 | $1,133,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 10,000 | $1,109,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 100,000 | $1,063,000 | thousands by filing date | |
| SYMMETRY MEDICAL INC | 871546206 | COM | 100,000 | $1,010,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 72,544 | $995,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 20,000 | $953,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 27,100 | $929,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 7,875 | $779,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 20,000 | $727,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 217,290 | $726,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 42,600 | $640,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 182,000 | $622,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 20,000 | $606,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 30,000 | $561,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 19,620 | $503,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 25,000 | $499,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 21,597 | $480,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 6,877 | $480,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,950 | $477,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 4,600 | $473,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 7,400 | $468,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 6,300 | $445,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 3,400 | $430,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 4,026 | $419,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 11,712 | $417,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,900 | $416,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 4,190 | $415,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 90,000 | $413,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 4,350 | $413,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 11,080 | $410,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 12,300 | $406,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,900 | $394,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 4,450 | $391,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 10,400 | $384,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 12,900 | $384,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 9,700 | $382,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 15,909 | $380,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 4,300 | $378,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 17,900 | $373,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 799,183 | $372,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 25,000 | $369,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 4,250 | $367,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1,400 | $366,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 15,800 | $364,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 4,150 | $362,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,004 | $358,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 38,657 | $354,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 4,000 | $350,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 34,000 | $335,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 5,223 | $334,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 16,300 | $334,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 7,100 | $333,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 37,100 | $333,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,000 | $330,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 15,365 | $327,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 4,700 | $324,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 7,100 | $323,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 10,270 | $321,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 9,600 | $321,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 49,100 | $321,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 8,700 | $316,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 50,000 | $316,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 2,800 | $306,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 9,900 | $302,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 5,600 | $301,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 8,300 | $300,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 4,950 | $297,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 9,800 | $296,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 7,800 | $294,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 14,800 | $293,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 14,000 | $292,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 10,734 | $284,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 15,132 | $283,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 21,403 | $281,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 82,686 | $279,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 5,163 | $279,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 4,502 | $277,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 10,500 | $273,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 11,251 | $267,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 19,800 | $266,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 7,100 | $265,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 10,300 | $259,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 5,408 | $256,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 5,980 | $254,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 2,600 | $252,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 25,700 | $247,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 6,654 | $244,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 6,150 | $244,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 12,100 | $241,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 2,360 | $233,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 5,040 | $230,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,770 | $228,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 6,400 | $226,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 14,400 | $219,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 24,530 | $217,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 2,900 | $212,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 4,400 | $207,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,170 | $204,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 27,799 | $204,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 39,126 | $193,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 100,000 | $191,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 15,223 | $191,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 62,514 | $190,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 23,000 | $184,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 34,500 | $182,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 32,600 | $169,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 11,400 | $127,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 52,600 | $106,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 500,000 | $96,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 15,000 | $80,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-002174 | this filing | 2014-11-12 | acceptance time not in the bulk data set |