13F-HR filed by Narwhal Capital Management
Narwhal Capital Management filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-12, with 135 holding rows worth $249,041,000.
- Accession
- 0001085146-14-002170
- Filer
- CIK 1461287
- Filed
- 2014-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 135 entries on the cover page, a total value of $249,041,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $249,041,000 with VALUE read as thousands by filing date, 13F file number 028-13509. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VULCAN MATLS CO COM | 929160109 | Stock | 427,946 | $25,775,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 74,205 | $7,476,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 139,870 | $6,484,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 234,061 | $5,997,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 83,674 | $5,041,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 42,521 | $4,532,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 122,253 | $4,257,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 33,071 | $4,203,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 42,911 | $4,036,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 33,095 | $3,846,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 31,320 | $3,737,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 67,584 | $3,651,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 119,972 | $3,548,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 67,850 | $3,516,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 32,480 | $3,301,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 5,535 | $3,196,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 23,850 | $3,142,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 56,450 | $3,036,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 34,737 | $2,909,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 34,515 | $2,879,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 97,650 | $2,857,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 37,300 | $2,777,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 108,500 | $2,731,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 59,595 | $2,619,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 41,750 | $2,586,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 30,550 | $2,572,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 26,975 | $2,532,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 21,150 | $2,530,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 54,935 | $2,524,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 59,325 | $2,486,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 13,475 | $2,474,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 13,300 | $2,431,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 12,130 | $2,405,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 253,000 | $2,381,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 25,500 | $2,374,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 23,875 | $2,247,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 41,270 | $2,218,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 37,000 | $2,193,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 16,950 | $2,159,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 21,625 | $2,142,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 144,000 | $2,130,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 29,075 | $2,050,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 40,202 | $2,010,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 35,288 | $1,998,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 33,250 | $1,957,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 16,450 | $1,949,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 145,100 | $1,905,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 21,260 | $1,834,000 | thousands by filing date | |
| 38259p508 | COM | 3,107 | $1,828,000 | thousands by filing date | ||
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 15,700 | $1,812,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 22,450 | $1,788,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 50,150 | $1,718,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 97,332 | $1,660,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 38,300 | $1,641,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 31,600 | $1,639,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 152,950 | $1,634,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 51,600 | $1,624,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 46,520 | $1,586,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 12,109 | $1,578,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 4,790 | $1,573,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 114,029 | $1,538,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 14,475 | $1,529,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 37,400 | $1,485,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 74,170 | $1,474,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 15,778 | $1,446,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 10,125 | $1,422,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 13,485 | $1,414,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 23,046 | $1,395,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 28,000 | $1,351,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 27,450 | $1,270,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 11,845 | $1,235,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 23,700 | $1,166,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 88,800 | $1,158,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 9,650 | $1,148,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 11,880 | $1,108,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 14,545 | $1,102,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 12,000 | $1,088,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 20,850 | $1,052,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 25,760 | $1,038,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 57,484 | $1,005,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 9,400 | $1,001,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 23,400 | $993,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 24,450 | $982,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 5,750 | $978,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 24,329 | $977,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 10,601 | $973,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 13,740 | $970,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 26,700 | $947,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 6,200 | $878,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 24,750 | $831,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 61,022 | $812,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 18,951 | $808,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 14,606 | $799,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 6,975 | $794,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 18,100 | $791,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 13,000 | $771,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 14,550 | $750,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 22,382 | $736,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 1,135 | $722,000 | thousands by filing date | |
| ISHARES TR | 46429B705 | MSCI RUSS INDX | 41,649 | $719,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 6,500 | $699,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 67,200 | $698,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 6,000 | $697,000 | thousands by filing date | call |
| VANGUARD MALVERN FDS | 922020805 | SHS | 14,085 | $695,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 11,770 | $693,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 9,255 | $684,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 14,606 | $658,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 39,707 | $649,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 17,981 | $644,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 15,451 | $642,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 9,850 | $572,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 8,625 | $568,000 | thousands by filing date | |
| ISHARES INC | 464286384 | MSCI EMRG EMEA | 11,600 | $558,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 5,460 | $539,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 9,333 | $526,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 4,260 | $525,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 7,000 | $523,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 43,850 | $513,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 13,100 | $496,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 7,000 | $482,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 7,043 | $452,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 25,000 | $426,000 | thousands by filing date | call |
| Vanguard Extended Market ETF | 922908652 | SHS | 5,000 | $418,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,280 | $413,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,450 | $307,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 41,000 | $307,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 6,900 | $284,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 3,000 | $282,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 4,000 | $277,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 26,515 | $277,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,600 | $253,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 3,100 | $240,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,217 | $240,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 2,100 | $221,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 5,722 | $213,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-002170 | this filing | 2014-11-12 | acceptance time not in the bulk data set |