13F-HR filed by MUFG Americas Holdings Corp
MUFG Americas Holdings Corp filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-10, with 1,300 holding rows worth $2,977,824,000.
- Accession
- 0001085146-14-002149
- Filer
- CIK 1011659
- Filed
- 2014-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 1,770 entries on the cover page, a total value of $2,977,824,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,977,870,000 with VALUE read as thousands by filing date, 13F file number 028-04665. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMUFG Union Bank, N.A.028-04661
- included managerHIGHMARK CAPITAL MANAGEMENT INC/CA028-04663
- included managerBANK OF TOKYO - MITSUBISHI UFJ, LTD028-05836
- included managerMITSUBISHI UFJ FINANCIAL GROUP INC028-13582
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 250 | $8,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 552 | $8,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 3,765 | $8,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 200 | $7,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 63 | $7,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 101 | $7,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 300 | $7,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 100 | $7,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 422 | $7,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 739 | $7,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 749 | $7,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 156 | $7,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 28 | $7,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 504 | $7,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 269 | $7,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 287 | $7,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 231 | $7,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 96 | $7,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 486 | $7,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 950 | $7,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 361 | $7,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 142 | $7,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 1,277 | $7,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 242 | $7,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 1,770 | $7,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 1,450 | $7,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 780 | $7,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 880 | $7,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 84 | $7,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 500 | $7,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 121 | $7,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 258 | $7,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 950 | $7,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 460 | $7,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 360 | $7,000 | thousands by filing date | |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 490 | $7,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 670 | $7,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 110 | $6,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 118 | $6,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 1,690 | $6,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 459 | $6,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 100 | $6,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 188 | $6,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 250 | $6,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 125 | $6,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 108 | $6,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 78 | $6,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 54 | $6,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 64 | $6,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 225 | $6,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 71 | $6,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 1,090 | $6,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 445 | $6,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 320 | $6,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 78 | $6,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 247 | $6,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 100 | $6,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 170 | $6,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 810 | $6,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 280 | $6,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 840 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 214 | $6,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 240 | $6,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 946 | $6,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 112 | $6,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 710 | $6,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 2,930 | $6,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 250 | $6,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 300 | $6,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 530 | $6,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 810 | $6,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 411 | $6,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 465 | $6,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 1,660 | $6,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 990 | $6,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 1,980 | $6,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 10 | $5,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 70 | $5,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 22 | $5,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 150 | $5,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 250 | $5,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 1,130 | $5,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 80 | $5,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 250 | $5,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 552 | $5,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 90 | $5,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 752 | $5,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 163 | $5,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 369 | $5,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 372 | $5,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 2,230 | $5,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 41 | $5,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 85 | $5,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 2,020 | $5,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 320 | $5,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 280 | $5,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 200 | $5,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 119 | $5,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 222 | $5,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 200 | $5,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 61 | $5,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 500 | $5,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 70 | $5,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 131 | $5,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 670 | $5,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 530 | $5,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 107 | $5,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 2,220 | $5,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 1,340 | $5,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 840 | $5,000 | thousands by filing date | |
| PEOPLES FED BANCSHARES INC | 711037101 | COM | 230 | $5,000 | thousands by filing date | |
| United Community Bancorp | 90984R101 | Common Stock | 460 | $5,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 1,100 | $5,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 65 | $4,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 703 | $4,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 342 | $4,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 310 | $4,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 188 | $4,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 154 | $4,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 60 | $4,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 169 | $4,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 150 | $4,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 167 | $4,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 172 | $4,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 430 | $4,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 162 | $4,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 75 | $4,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 80 | $4,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 1,230 | $4,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 110 | $4,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 180 | $4,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 570 | $4,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 62 | $4,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 100 | $4,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 141 | $4,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 250 | $4,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 530 | $4,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 21 | $4,000 | thousands by filing date | |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 170 | $4,000 | thousands by filing date | |
| NEW HAMPSHIRE THRIFT BANCSHS | 644722100 | COM | 280 | $4,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 140 | $4,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 287 | $4,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 221 | $4,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 570 | $4,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 960 | $4,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 460 | $4,000 | thousands by filing date | |
| GEEKNET INC | 36846Q203 | COM | 420 | $4,000 | thousands by filing date | |
| LPATH INC-CLASS A | 548910306 | CMN | 1,130 | $4,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 201 | $4,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 201 | $4,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 36 | $3,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 100 | $3,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 90 | $3,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 50 | $3,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 97 | $3,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 140 | $3,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 417 | $3,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 1,200 | $3,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 52 | $3,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 180 | $3,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 366 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 206 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 243 | $3,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 95 | $3,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 65 | $3,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 210 | $3,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 570 | $3,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 110 | $3,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 541 | $3,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 140 | $3,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 100 | $3,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 65 | $3,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 181 | $3,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 23 | $3,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 320 | $3,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 62 | $3,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 350 | $3,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 110 | $3,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 2,000 | $3,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 250 | $3,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 83 | $3,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 115 | $3,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 35 | $3,000 | thousands by filing date | |
| SPAN AMER MED SYS INC | 846396109 | COM | 170 | $3,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 640 | $3,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 320 | $3,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 403 | $3,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 181 | $3,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 240 | $3,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 1,700 | $3,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 320 | $3,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 420 | $3,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 200 | $3,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 700 | $3,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 530 | $3,000 | thousands by filing date | |
| ONEIDA FINL CORP MD | 682479100 | COM | 210 | $3,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 850 | $3,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 280 | $3,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 210 | $3,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 420 | $3,000 | thousands by filing date | |
| CELATOR PHARMACEUTICALS INC | 15089R102 | Cmn | 990 | $3,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 140 | $2,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 22 | $2,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 25 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 70 | $2,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 41 | $2,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 80 | $2,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 44 | $2,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 24 | $2,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 27 | $2,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 154 | $2,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 113 | $2,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 107 | $2,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 109 | $2,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 172 | $2,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 148 | $2,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 320 | $2,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 430 | $2,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 50 | $2,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 169 | $2,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 160 | $2,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 125 | $2,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 71 | $2,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 237 | $2,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 310 | $2,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 41 | $2,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 110 | $2,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 56 | $2,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 740 | $2,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 1,230 | $2,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 27 | $2,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 43 | $2,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 250 | $2,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 240 | $2,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 19 | $2,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 94 | $2,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 570 | $2,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 210 | $2,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 670 | $2,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 300 | $2,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 630 | $2,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 27 | $2,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 960 | $2,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 100 | $2,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 1,090 | $2,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 177 | $2,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 1,090 | $2,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 1,100 | $2,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 950 | $2,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 180 | $2,000 | thousands by filing date | |
| PDI INC | 69329V100 | COM | 710 | $2,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 430 | $2,000 | thousands by filing date | |
| BIOFUEL ENERGY CORP | 09064Y307 | COM | 310 | $2,000 | thousands by filing date | |
| ELECSYS CORP | 28473M100 | COM | 210 | $2,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 1,160 | $2,000 | thousands by filing date | |
| XG TECHNOLOGY INC | 98372A309 | COM PAR$.00001 | 1,200 | $2,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 19 | $1,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 46 | $1,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 22 | $1,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 95 | $1,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 80 | $1,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 77 | $1,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 56 | $1,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 83 | $1,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 119 | $1,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 54 | $1,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 143 | $1,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 54 | $1,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 45 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 56 | $1,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 36 | $1,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 25 | $1,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 51 | $1,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 95 | $1,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 25 | $1,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 31 | $1,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 33 | $1,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 47 | $1,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 139 | $1,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 39 | $1,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 17 | $1,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 52 | $1,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 23 | $1,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 125 | $1,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 369 | $1,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 148 | $1,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 72 | $1,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 77 | $1,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 38 | $1,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 32 | $1,000 | thousands by filing date | |
| BIOFUEL ENERGY CORP | 09064Y117 | RIGHT 10/17/2014 | 310 | $1,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAREFUSION CORP | 14170T101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMATION CORP | 45245A107 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRESH MKT INC | 35804H106 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-002149 | this filing | 2014-11-10 | acceptance time not in the bulk data set |