13F-HR filed by Alpha Cubed Investments, LLC
Alpha Cubed Investments, LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-10-28, with 145 holding rows worth $211,988,000.
- Accession
- 0001085146-14-002037
- Filer
- CIK 1580830
- Filed
- 2014-10-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 145 entries on the cover page, a total value of $211,988,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $211,988,000 with VALUE read as thousands by filing date, 13F file number 028-16098. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Gilead Sciences,Inc. | 375558103 | COM | 89,453 | $9,522,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 72,535 | $7,308,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 361,179 | $6,158,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 91,625 | $5,519,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 146,749 | $5,116,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 158,566 | $4,846,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 181,140 | $4,559,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 59,735 | $4,267,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 9,045 | $4,177,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 80,803 | $4,168,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 64,919 | $3,756,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 129,304 | $3,743,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 66,762 | $3,586,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 91,557 | $3,410,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 64,091 | $3,324,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 64,095 | $3,321,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 61,709 | $3,176,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 88,698 | $3,039,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 87,243 | $2,787,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 72,398 | $2,776,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 19,036 | $2,773,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 58,820 | $2,727,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 272,372 | $2,588,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 32,367 | $2,575,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 29,970 | $2,565,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 78,898 | $2,564,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 173,166 | $2,561,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 55,715 | $2,560,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 178,766 | $2,513,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 46,404 | $2,507,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 217,593 | $2,374,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 178,085 | $2,297,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 266,275 | $2,274,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 15,681 | $2,203,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 28,581 | $2,137,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 186,246 | $2,119,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 36,181 | $2,091,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 53,589 | $2,051,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 20,328 | $1,927,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 138,057 | $1,809,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 77,621 | $1,753,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 176,550 | $1,748,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 37,010 | $1,732,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 16,176 | $1,724,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 115,741 | $1,714,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 30,791 | $1,650,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 27,225 | $1,599,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 36,017 | $1,586,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 230,736 | $1,463,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 5,794 | $1,406,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 14,800 | $1,393,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 55,000 | $1,390,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 25,651 | $1,379,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 15,877 | $1,369,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 22,872 | $1,321,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 16,140 | $1,276,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 34,572 | $1,254,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 24,926 | $1,246,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 5,164 | $1,246,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 26,867 | $1,174,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 12,082 | $1,136,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 38,575 | $1,129,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 31,852 | $1,122,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 45,288 | $1,083,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 39,750 | $1,020,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 16,046 | $1,017,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 8,458 | $1,009,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 38,404 | $984,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 15,625 | $978,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 23,415 | $974,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 81,201 | $969,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 20,650 | $947,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 12,955 | $941,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 15,551 | $930,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 4,963 | $911,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 16,975 | $898,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 15,200 | $885,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 14,700 | $871,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 6,045 | $856,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 10,587 | $855,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 17,911 | $855,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 12,050 | $851,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 14,997 | $827,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 9,100 | $825,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 18,257 | $821,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 35,045 | $792,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 9,150 | $773,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 9,976 | $768,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 20,650 | $768,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 22,039 | $762,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,534 | $692,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 11,782 | $668,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 9,652 | $659,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 7,075 | $597,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 13,891 | $579,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 3,444 | $571,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 5,869 | $564,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 7,703 | $544,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 9,675 | $542,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 6,416 | $524,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 13,200 | $509,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 6,606 | $503,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 16,392 | $455,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 14,594 | $432,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 7,600 | $430,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 14,000 | $425,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 4,282 | $424,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 5,597 | $421,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 6,650 | $406,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,259 | $391,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 1,590 | $376,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 7,212 | $367,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 11,100 | $365,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 10,131 | $359,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,926 | $352,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 4,474 | $342,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 9,698 | $338,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 6,245 | $336,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 2,287 | $328,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,475 | $324,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 7,675 | $297,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 3,019 | $296,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 3,141 | $295,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 5,400 | $267,000 | thousands by filing date | |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 4,737 | $267,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 5,450 | $263,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 17,733 | $261,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 13,863 | $245,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,077 | $244,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 4,000 | $242,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 5,367 | $231,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,120 | $230,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,571 | $226,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 4,300 | $219,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 4,103 | $215,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 4,675 | $213,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $207,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,000 | $205,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 3,843 | $204,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 4,859 | $203,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 10,075 | $162,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 44,476 | $139,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 20,000 | $137,000 | thousands by filing date | |
| CELATOR PHARMACEUTICALS INC | 15089R102 | Cmn | 32,092 | $81,000 | thousands by filing date | |
| WAFERGEN BIO-SYSTEMS INC | 93041P308 | Cmn | 50,000 | $63,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-002037 | this filing | 2014-10-28 | acceptance time not in the bulk data set |