13F-HR filed by Financial Architects, Inc
Financial Architects, Inc filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-10-24, with 909 holding rows worth $204,109,000.
- Accession
- 0001085146-14-001977
- Filer
- CIK 1416692
- Filed
- 2014-10-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A combination report, 909 entries on the cover page, a total value of $204,109,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $204,109,000 with VALUE read as thousands by filing date, 13F file number 028-12762. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerDT Investments
- reports for this filerFederated Strategic Value
- reports for this filerGood Harbor Tactical Core
- reports for this filerGracor Global
- reports for this filerHillman Capital Diversified Equity
- reports for this filerJP Morgan Mid Cap Value
- reports for this filerKayne-Anderson SMID
- reports for this filerNavellier Large Cap Growth
- reports for this filerNeuberger Berman All Cap Core
- reports for this filerSanta Barbara Dividend Grwoth
- reports for this filerUS Trust NY Value Equity
- reports for this filerWindhaven Investments
- reports for this filerACR LCG
- reports for this filerDelaware Capital Large Cap Value
- reports for this filerF-Squared All Weather Premium
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DIREXION SHS ETF TR | 25459Y330 | Cmn | 200 | $18,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 25 | $17,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 253 | $17,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 100 | $17,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 410 | $17,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,243 | $16,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 139 | $16,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 120 | $16,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 650 | $16,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 125 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 300 | $16,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 310 | $16,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 350 | $16,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 434 | $15,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 287 | $15,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 500 | $15,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,559 | $15,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 366 | $15,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 242 | $15,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 450 | $15,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 1,220 | $15,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 1,506 | $15,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 555 | $15,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 500 | $15,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,000 | $15,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 377 | $15,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 1,370 | $15,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 300 | $15,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 1,130 | $15,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 225 | $15,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 330 | $15,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 300 | $14,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 129 | $14,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 800 | $14,000 | thousands by filing date | call |
| NVIDIA Corp | 67066G104 | COM | 750 | $14,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 161 | $14,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 230 | $14,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 507 | $14,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 500 | $14,000 | thousands by filing date | |
| NUVEEN NJ PREM INCOME MUN FD | 67101N106 | COM | 1,000 | $14,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 112 | $13,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 500 | $13,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 80 | $13,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 135 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 2,500 | $13,000 | thousands by filing date | call |
| STERIS CORP | 859152100 | COMMON STOCK | 239 | $13,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 275 | $13,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 945 | $13,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 350 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 300 | $13,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 178 | $12,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 235 | $12,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 200 | $12,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 229 | $12,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 291 | $12,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 877 | $12,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 414 | $12,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 344 | $12,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 300 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 110 | $12,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 836 | $12,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 510 | $12,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 305 | $12,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 185 | $12,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 509 | $12,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 159 | $12,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 426 | $12,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 400 | $12,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 348 | $12,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 50 | $12,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 600 | $12,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 1,200 | $12,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 8,166 | $12,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 400 | $12,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 207 | $11,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 100 | $11,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 326 | $11,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 150 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 94 | $11,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,450 | $11,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 255 | $11,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 115 | $11,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 198 | $11,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 250 | $11,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 225 | $11,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 475 | $11,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 100 | $11,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 200 | $11,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 305 | $11,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 117 | $11,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 91 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 775 | $11,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 500 | $11,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 2,018 | $11,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 1,000 | $11,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 100 | $11,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 22 | $10,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 500 | $10,000 | thousands by filing date | call |
| EDISON INTL COM | 281020107 | Stock | 171 | $10,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 300 | $10,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 248 | $10,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 150 | $10,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 211 | $10,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 790 | $10,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 680 | $10,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 323 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 94 | $10,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 300 | $10,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 192 | $10,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 100 | $10,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 250 | $10,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 164 | $10,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 276 | $10,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 226 | $10,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 127 | $10,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 530 | $10,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 300 | $10,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 449 | $10,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 300 | $10,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 100 | $10,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 151 | $10,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 199 | $10,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 184 | $9,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 230 | $9,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 149 | $9,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 208 | $9,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 300 | $9,000 | thousands by filing date | put |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 192 | $9,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 423 | $9,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 167 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 84 | $9,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 133 | $9,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 350 | $9,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 106 | $9,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,000 | $9,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 3,000 | $9,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 100 | $9,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 116 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 200 | $9,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 100 | $9,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 464 | $9,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 2,000 | $9,000 | thousands by filing date | put |
| Biglari Holdings | 08986r101 | COM | 26 | $9,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 5,000 | $9,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 545 | $9,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 550 | $9,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 100 | $8,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 158 | $8,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 154 | $8,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 145 | $8,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 134 | $8,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 300 | $8,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 200 | $8,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 450 | $8,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 111 | $8,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 250 | $8,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 52 | $8,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 103 | $8,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 400 | $8,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 538 | $8,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 250 | $8,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 100 | $8,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 300 | $8,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 250 | $8,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 272 | $8,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 221 | $8,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 421 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 200 | $8,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 192 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 282 | $8,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 175 | $8,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 700 | $8,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 800 | $8,000 | thousands by filing date | call |
| TIM HORTONS INC | 88706M103 | COM | 100 | $8,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 1,468 | $8,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 44 | $7,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 200 | $7,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 150 | $7,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 106 | $7,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 100 | $7,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 84 | $7,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 200 | $7,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 124 | $7,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 100 | $7,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 150 | $7,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 43 | $7,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,000 | $7,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 650 | $7,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 260 | $7,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 206 | $7,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 52 | $7,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 100 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 150 | $7,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 200 | $7,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 425 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 90 | $7,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 325 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 165 | $7,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 340 | $7,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 97 | $7,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 164 | $7,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 156 | $7,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 200 | $7,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 1,000 | $7,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 137 | $7,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 2,000 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 71 | $6,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 50 | $6,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 638 | $6,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,177 | $6,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 84 | $6,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 200 | $6,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 54 | $6,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 112 | $6,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 382 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 99 | $6,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 1,100 | $6,000 | thousands by filing date | call |
| SCHEIN HENRY INC | 806407102 | COM | 50 | $6,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 175 | $6,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 160 | $6,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 70 | $6,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 200 | $6,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 266 | $6,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 105 | $6,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 475 | $6,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 100 | $6,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 250 | $6,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 273 | $6,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 38 | $6,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 400 | $6,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 2,000 | $6,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 200 | $6,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 300 | $5,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 2,900 | $5,000 | thousands by filing date | call |
| VANGUARD STAR FDS | 921909768 | COM | 101 | $5,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 277 | $5,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 100 | $5,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 287 | $5,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 145 | $5,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 129 | $5,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 400 | $5,000 | thousands by filing date | call |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 125 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 40 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 100 | $5,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 94 | $5,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 800 | $5,000 | thousands by filing date | call |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 200 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 400 | $5,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 56 | $5,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 200 | $5,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 91 | $5,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,000 | $5,000 | thousands by filing date | call |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 290 | $5,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 205 | $5,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 400 | $5,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 231 | $5,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 100 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 159 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 131 | $5,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 200 | $5,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 560 | $5,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 270 | $5,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 8,000 | $5,000 | thousands by filing date | call |
| TIME WARNER CABLE INC | 88732J207 | COM | 32 | $5,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 100 | $5,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 2,000 | $5,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 200 | $5,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 2,000 | $5,000 | thousands by filing date | call |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 150 | $5,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 300 | $5,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 2,000 | $5,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 33 | $4,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 65 | $4,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 116 | $4,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 400 | $4,000 | thousands by filing date | call |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 50 | $4,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 46 | $4,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 127 | $4,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 20 | $4,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 100 | $4,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 185 | $4,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 100 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 300 | $4,000 | thousands by filing date | call |
| PDL BIOPHARMA INC | 69329Y104 | COM | 500 | $4,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 143 | $4,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 659 | $4,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 35 | $4,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 200 | $4,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 156 | $4,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 500 | $4,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 250 | $4,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 800 | $4,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 500 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 167 | $4,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 320 | $4,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 300 | $3,000 | thousands by filing date | put |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 23 | $3,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 300 | $3,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 45 | $3,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 63 | $3,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 100 | $3,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 36 | $3,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 52 | $3,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 100 | $3,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 217 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 76 | $3,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 50 | $3,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 100 | $3,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 1,200 | $3,000 | thousands by filing date | call |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 225 | $3,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 300 | $3,000 | thousands by filing date | call |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 98 | $3,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 276 | $3,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 200 | $3,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 57 | $3,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 116 | $3,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 200 | $3,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 189 | $3,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 38 | $3,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 365 | $3,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 600 | $3,000 | thousands by filing date | put |
| WHITING PETE CORP NEW | 966387102 | COM | 41 | $3,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 175 | $3,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 200 | $3,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 53 | $3,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 350 | $3,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 733 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 71 | $3,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 100 | $2,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 200 | $2,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 130 | $2,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 300 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 78 | $2,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 41 | $2,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 22 | $2,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 44 | $2,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 56 | $2,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 100 | $2,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 60 | $2,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 24 | $2,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 500 | $2,000 | thousands by filing date | call |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 34 | $2,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 50 | $2,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 600 | $2,000 | thousands by filing date | call |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 200 | $2,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 200 | $2,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 100 | $2,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 250 | $2,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 750 | $2,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 53 | $2,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 300 | $1,000 | thousands by filing date | call |
| Intel Corp | 458140100 | COM | 2,000 | $1,000 | thousands by filing date | call |
| Schwab US TIPS ETF | 808524870 | SHS | 17 | $1,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 350 | $1,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 2,000 | $1,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 5,500 | $1,000 | thousands by filing date | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 31 | $1,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 200 | $1,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 38 | $1,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 600 | $1,000 | thousands by filing date | call |
| PRICELINE GRP INC | 741503403 | COM NEW | 400 | $1,000 | thousands by filing date | put |
| STARZ | 85571Q102 | COM SER A | 19 | $1,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 31 | $1,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 200 | $1,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 83 | $1,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 150 | $1,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 2,000 | $1,000 | thousands by filing date | call |
| AGRIUM INC | 008916108 | COM | 1,200 | $1,000 | thousands by filing date | call |
| LinnCo, LLC | 535782106 | LTD | 45 | $1,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 400 | $1,000 | thousands by filing date | call |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 100 | $1,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 32 | $1,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 940 | $1,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 60 | $1,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 1,000 | $1,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 24 | $1,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 150 | $1,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Apple Inc | 037833100 | COM | 1,200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MACYS INC COM | 55616P104 | Stock | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BOSTON BEER INC CL A | 100557107 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| V2X INC | 92242T101 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286103 | MSCI AUST ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZYNGA INC. | 98986T108 | CL A | 10,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 3,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BED BATH & BEYOND INC | 075896100 | COM | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GASLOG LTD | G37585109 | SHS | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MBIA INC | 55262C100 | COMMON STOCK | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MEDTRONIC INC | 585055106 | COM | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSTAR INC | 378973408 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCOA INC | 013817101 | COM | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DENDREON CORP | 24823Q107 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROSETTA STONE INC | 777780107 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COSI INC | 22122P200 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONDE RES CORP COM NPV | 835426206 | Stock | 900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELCATH SYS INC | 24661P401 | Cmn | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459Y330 | Cmn | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-001977 | this filing | 2014-10-24 | acceptance time not in the bulk data set |