13F-HR filed by SHUFRO ROSE & CO LLC
SHUFRO ROSE & CO LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-10-14, with 264 holding rows worth $964,130,000.
- Accession
- 0001085146-14-001893
- Filer
- CIK 908195
- Filed
- 2014-10-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 264 entries on the cover page, a total value of $964,130,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $964,130,000 with VALUE read as thousands by filing date, 13F file number 028-04541. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GENERAL ELEC CO | 369604103 | COM | 1,436,641 | $36,806,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,012,146 | $35,242,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,733,019 | $33,516,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 327,546 | $30,805,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 585,483 | $23,003,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 675,157 | $22,205,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 846,035 | $21,294,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 338,306 | $20,958,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 459,721 | $20,227,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 133,793 | $18,792,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 420,054 | $18,755,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 521,860 | $18,672,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 389,940 | $18,596,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 251,680 | $18,060,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 286,485 | $17,484,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 240,163 | $14,467,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 159,470 | $13,754,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 54,330 | $13,420,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 249,280 | $13,391,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 542,470 | $13,046,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 263,917 | $12,884,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 157,995 | $12,402,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 257,051 | $11,916,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 244,062 | $11,785,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 257,250 | $11,676,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 138,255 | $11,671,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 787,975 | $11,441,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 77,972 | $11,047,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 254,015 | $10,493,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 178,825 | $10,132,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 660,700 | $9,870,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 196,585 | $9,827,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 299,910 | $9,804,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 66,556 | $9,740,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 325,655 | $9,629,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 154,475 | $9,373,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 345,760 | $9,162,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 63,990 | $8,634,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 256,905 | $8,554,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 475,325 | $8,422,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 451,435 | $8,270,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 990,400 | $8,180,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 66,460 | $8,088,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 88,914 | $7,899,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 91,625 | $7,398,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 219,466 | $7,367,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 182,350 | $7,279,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 72,212 | $7,275,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 552,900 | $7,154,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 157,575 | $6,997,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 50,412 | $6,963,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 209,138 | $6,849,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 489,265 | $6,502,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 403,919 | $6,499,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 136,815 | $6,428,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 142,927 | $6,281,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 172,622 | $6,122,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 355,825 | $5,575,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 171,615 | $5,486,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 518,877 | $5,354,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 89,100 | $5,146,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 137,235 | $4,742,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 43,824 | $4,671,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 366,420 | $4,569,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 382,310 | $4,499,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 279,125 | $4,122,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 79,580 | $4,014,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 71,855 | $3,862,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 31,183 | $3,720,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 132,000 | $3,701,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 94,275 | $3,699,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 76,265 | $3,346,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 17,499 | $3,321,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 160,825 | $3,272,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 121,690 | $3,257,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 68,720 | $3,242,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 4,600 | $3,218,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 15 | $3,103,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 157,200 | $3,048,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 36,139 | $2,702,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 123,292 | $2,639,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 202,200 | $2,626,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 29,000 | $2,542,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 143,380 | $2,513,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 131,673 | $2,335,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 37,065 | $2,319,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 197,100 | $1,951,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 232,370 | $1,845,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 61,150 | $1,841,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 41,000 | $1,765,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 147,400 | $1,729,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 31,380 | $1,711,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 50,665 | $1,654,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 16,725 | $1,574,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 41,200 | $1,559,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 16,950 | $1,554,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 19,955 | $1,500,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 34,400 | $1,419,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 23,878 | $1,415,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 82,528 | $1,407,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 15,005 | $1,403,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 63,100 | $1,382,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 20,690 | $1,362,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 11,425 | $1,358,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 101,700 | $1,350,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 102,900 | $1,286,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 213,600 | $1,228,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 62,300 | $1,214,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 29,875 | $1,200,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 9,684 | $1,193,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 14,900 | $1,185,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 116,700 | $1,181,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 82,250 | $1,156,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 18,700 | $1,140,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 14,860 | $1,137,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 9,550 | $1,112,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 38,200 | $1,092,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 17,264 | $1,082,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 20,256 | $1,049,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 27,763 | $985,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 43,600 | $977,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 18,700 | $956,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 55,300 | $943,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 25,000 | $931,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 10,451 | $930,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 120,500 | $898,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 61,800 | $883,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 50,912 | $865,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 18,000 | $840,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 28,787 | $832,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 1,503,500 | $789,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 3,164 | $788,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 134,200 | $785,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 90,000 | $765,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 149,090 | $746,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 38,500 | $730,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 66,400 | $726,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 270 | $722,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 5,016 | $719,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 9,329 | $710,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 24,350 | $696,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 13,800 | $694,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 21,200 | $689,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 19,494 | $686,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 7,335 | $682,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 123,000 | $674,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 14,843 | $667,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 15,600 | $665,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 75,100 | $665,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 14,200 | $657,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 5,450 | $651,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 12,650 | $647,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 28,600 | $646,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 12,650 | $638,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 79,900 | $635,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 43,150 | $629,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,900 | $608,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 6,300 | $606,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 14,400 | $603,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 36,400 | $567,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 167,300 | $560,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 5,100 | $542,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 18,355 | $535,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 30,260 | $531,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 42,900 | $512,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 7,890 | $499,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 8,020 | $475,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 7,270 | $472,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 32,975 | $470,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 13,400 | $463,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 88,375 | $438,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 8,401 | $438,000 | thousands by filing date | |
| RAND CAP CORP | 752185108 | COM | 141,300 | $436,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 32,500 | $435,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 5,228 | $434,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 32,900 | $431,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 44,000 | $429,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 9,270 | $421,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 39,400 | $414,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 11,650 | $397,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 28,886 | $390,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 6,900 | $389,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,950 | $388,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 4,900 | $379,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,500 | $376,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 3,670 | $373,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 10,462 | $371,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 14,525 | $365,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 15,000 | $362,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 9,100 | $352,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 8,350 | $347,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,200 | $346,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 21,000 | $341,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 26,605 | $334,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 14,201 | $328,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,659 | $326,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 25,500 | $326,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 10,249 | $324,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 33,046 | $323,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 45,450 | $323,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 37,100 | $316,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 25,400 | $311,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 12,830 | $305,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 64,000 | $305,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 5,000 | $296,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 2,963 | $292,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 35,385 | $290,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 10,500 | $281,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 18,944 | $280,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 10,275 | $276,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 3,910 | $273,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 91,000 | $271,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 5,500 | $265,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,500 | $264,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 52,968 | $263,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 12,735 | $261,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 4,500 | $260,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 10,000 | $257,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 5,748 | $254,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 408,303 | $252,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 10,800 | $248,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 65,000 | $245,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 4,874 | $244,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 3,500 | $238,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 17,000 | $231,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 4,950 | $227,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 38,200 | $225,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 15,000 | $218,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 54,649 | $217,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 20,200 | $210,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,500 | $203,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 13,709 | $203,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 12,930 | $198,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 17,600 | $194,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 26,600 | $189,000 | thousands by filing date | |
| SUTRON CORP | 869380105 | COM | 37,000 | $188,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 13,300 | $177,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 17,800 | $163,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 11,300 | $162,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 11,700 | $158,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 15,000 | $141,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 16,000 | $141,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 32,300 | $137,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 16,450 | $137,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 15,300 | $136,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 10,004 | $131,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 14,450 | $127,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 44,975 | $126,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 91,273 | $125,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 10,000 | $120,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 55,000 | $118,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 14,300 | $116,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 10,050 | $106,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 10,000 | $92,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 10,800 | $91,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 25,000 | $76,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 37,704 | $72,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 16,775 | $62,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 11,100 | $55,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 24,500 | $52,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 15,000 | $48,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 20,000 | $43,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 17,735 | $39,000 | thousands by filing date | |
| CHINA SHENGDA PACKAGING GROU | 16950V107 | COM | 29,500 | $26,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-001893 | this filing | 2014-10-14 | acceptance time not in the bulk data set |