13F-HR filed by Cetera Advisors LLC
Cetera Advisors LLC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-15, with 607 holding rows worth $903,408,000.
- Accession
- 0001085146-14-001800
- Filer
- CIK 1534400
- Filed
- 2014-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 607 entries on the cover page, a total value of $903,408,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $903,408,000 with VALUE read as thousands by filing date, 13F file number 028-14617. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PRECISION CASTPARTS CORP | 740189105 | COM | 942 | $238,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 24,155 | $237,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 3,868 | $236,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 4,770 | $235,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 4,281 | $234,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 5,041 | $234,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F119 | ETN DJUBS NCKL37 | 9,098 | $234,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 2,171 | $231,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 4,336 | $230,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 11,767 | $230,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 3,571 | $229,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 3,785 | $229,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 1,800 | $228,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 9,292 | $227,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 8,588 | $225,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 6,143 | $224,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 2,067 | $223,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 2,834 | $221,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 3,831 | $220,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 3,728 | $220,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 8,910 | $220,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 3,238 | $218,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 14,855 | $217,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 2,109 | $217,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 3,010 | $215,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 11,930 | $215,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 16,119 | $215,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 16,669 | $215,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 2,770 | $214,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 3,544 | $213,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 4,566 | $213,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 8,845 | $213,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 27,086 | $213,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 6,276 | $213,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 11,394 | $213,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 22,005 | $213,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 10,340 | $212,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 47,800 | $211,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 4,355 | $210,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 5,324 | $206,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 1,665 | $206,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 3,508 | $205,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 6,499 | $205,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 7,428 | $204,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 15,400 | $204,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 9,225 | $204,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 11,751 | $203,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 7,471 | $203,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 3,405 | $202,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 9,962 | $201,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 19,224 | $201,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 4,650 | $200,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 2,715 | $200,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 16,771 | $200,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 10,934 | $198,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 13,728 | $197,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 13,010 | $195,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 10,000 | $194,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 127,250 | $191,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 14,420 | $186,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 18,346 | $179,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 11,272 | $177,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 19,139 | $172,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 11,448 | $168,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 155,000 | $167,000 | thousands by filing date | principal |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 10,794 | $159,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 12,965 | $159,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 10,158 | $152,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 34,819 | $149,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 14,333 | $147,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 10,100 | $147,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 10,344 | $141,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 10,000 | $138,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 18,368 | $138,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 13,700 | $138,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 10,000 | $134,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 11,194 | $130,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 13,117 | $130,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 10,293 | $127,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 10,629 | $126,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 24,800 | $124,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 16,710 | $124,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 13,041 | $118,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 16,050 | $117,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 16,300 | $115,000 | thousands by filing date | |
| CORNERSTONE PROGRESSIVE RTN | 21925C101 | COM | 23,402 | $108,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC VALUE | 21924B203 | COM NEW | 16,464 | $100,000 | thousands by filing date | |
| CORNERSTONE TOTAL RTRN FD IN | 21924U201 | COM NEW | 17,703 | $100,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 14,500 | $99,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 30,699 | $99,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 29,184 | $97,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 18,700 | $94,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 11,275 | $91,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 13,257 | $85,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 12,100 | $79,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 10,257 | $72,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 15,800 | $51,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 11,635 | $47,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 19,400 | $41,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 18,468 | $39,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 11,000 | $37,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 10,000 | $30,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 12,400 | $23,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 10,180 | $9,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 11,075 | $8,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 11,250 | $6,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 10,250 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-001800 | this filing | 2014-08-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-14-001823 | base | 2014-09-26 | acceptance time not in the bulk data set |