13F-HR filed by Jefferies Group LLC
Jefferies Group LLC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 2,025 holding rows worth $11,835,061,000.
- Accession
- 0001085146-14-001746
- Filer
- CIK 1084580
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 2,025 entries on the cover page, a total value of $11,835,061,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,835,061,000 with VALUE read as thousands by filing date, 13F file number 028-10917. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerJefferies Investment Advisers, LLC028-13965
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,855 | $318,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 10,190 | $316,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 14,965 | $316,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 4,702 | $316,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 6,463 | $315,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 22,000 | $315,000 | thousands by filing date | call |
| DRESSER-RAND GROUP INC | 261608103 | COM | 4,939 | $315,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 62,730 | $314,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 9,997 | $314,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 8,230 | $314,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 21,101 | $313,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,400 | $311,000 | thousands by filing date | call |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 4,344 | $311,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 9,475 | $311,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 6,246 | $309,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 7,194 | $309,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 12,118 | $308,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 3,128 | $308,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 6,704 | $307,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 17,159 | $307,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 9,133 | $307,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 18,000 | $307,000 | thousands by filing date | put |
| MASCO CORP | 574599106 | COM | 13,800 | $306,000 | thousands by filing date | call |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 13,000 | $306,000 | thousands by filing date | call |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 11,768 | $306,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 4,781 | $305,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 34,852 | $305,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 24,531 | $304,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 3,664 | $303,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 15,176 | $302,000 | thousands by filing date | |
| BARNES GROUP INC | 067806AD1 | BOND | 224,000 | $302,000 | thousands by filing date | principal |
| LEGGETT & PLATT INC | 524660107 | COM | 8,768 | $301,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 6,383 | $301,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 4,900 | $299,000 | thousands by filing date | put |
| AGCO CORP | 001084102 | COM | 5,291 | $297,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 14,400 | $297,000 | thousands by filing date | call |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 4,700 | $295,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 32,320 | $295,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 5,018 | $294,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 4,474 | $294,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 3,506 | $293,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 3,521 | $293,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 85,800 | $291,000 | thousands by filing date | call |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 14,200 | $291,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 5,502 | $291,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 7,611 | $291,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 218,000 | $291,000 | thousands by filing date | principal |
| APTARGROUP INC COM | 038336103 | Stock | 4,332 | $290,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 7,500 | $290,000 | thousands by filing date | call |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 26,000 | $289,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 6,128 | $289,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 10,587 | $289,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 16,284 | $289,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 15,525 | $289,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 10,000 | $289,000 | thousands by filing date | call |
| AVERY DENNISON CORP COM | 053611109 | Stock | 5,592 | $287,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 15,663 | $286,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 2,000 | $286,000 | thousands by filing date | put |
| HENRY JACK & ASSOC INC | 426281101 | COM | 4,790 | $285,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 3,853 | $285,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 5,607 | $285,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 11,328 | $284,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 6,491 | $284,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 4,655 | $284,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,531 | $283,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1,793 | $283,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 30,117 | $282,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 109,873 | $282,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 3,633 | $281,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 5,013 | $281,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 28,677 | $281,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 6,191 | $280,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 4,047 | $279,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 28,360 | $278,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 4,481 | $278,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 19,700 | $277,000 | thousands by filing date | call |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 11,491 | $276,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 10,000 | $276,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 15,000 | $275,000 | thousands by filing date | put |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 7,190 | $275,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 11,468 | $274,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 6,408 | $273,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 6,262 | $272,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 17,595 | $272,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 7,148 | $272,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 6,398 | $272,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 34,312 | $272,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 15,457 | $271,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 8,908 | $271,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 9,069 | $271,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 24,100 | $270,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 6,929 | $269,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 10,600 | $268,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 6,892 | $268,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 77,442 | $268,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 20,443 | $267,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 5,837 | $267,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 4,171 | $267,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 2,223 | $266,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 2,455 | $266,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 46,779 | $266,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 4,512 | $264,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 5,140 | $264,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 4,197 | $263,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 4,923 | $263,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 23,661 | $263,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 6,820 | $261,000 | thousands by filing date | |
| MTR GAMING GROUP INC | 553769100 | COM | 48,750 | $261,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 3,553 | $260,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 11,794 | $260,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 8,020 | $260,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 39,115 | $260,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 5,608 | $259,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 4,998 | $259,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 13,536 | $257,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 4,817 | $257,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 10,889 | $257,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 3,281 | $256,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 3,847 | $256,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 10,867 | $256,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 3,819 | $255,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 1,843 | $255,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 6,895 | $254,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 5,484 | $254,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 3,112 | $254,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 6,876 | $254,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 5,921 | $254,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 7,178 | $253,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 4,739 | $253,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,130 | $252,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 4,885 | $252,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 4,718 | $251,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 3,564 | $250,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 4,572 | $249,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 17,373 | $248,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 3,382 | $247,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 6,931 | $247,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 2,079 | $247,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 7,625 | $247,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 2,734 | $247,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 28,803 | $246,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 13,857 | $245,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 9,386 | $245,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 7,849 | $245,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 6,731 | $245,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 10,588 | $244,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 2,843 | $244,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 5,225 | $243,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 3,145 | $243,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 10,399 | $242,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 8,718 | $242,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 5,606 | $242,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 5,205 | $242,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 4,987 | $242,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 2,600 | $242,000 | thousands by filing date | put |
| VECTREN CORP | 92240G101 | COM | 5,669 | $241,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 8,598 | $241,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 4,060 | $241,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 2,913 | $240,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 14,181 | $240,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 10,826 | $239,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 10,431 | $238,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 10,727 | $238,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 4,443 | $237,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 7,271 | $237,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 7,413 | $237,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 8,780 | $236,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 7,500 | $236,000 | thousands by filing date | call |
| VINCE HLDG CORP | 92719W108 | COM | 6,428 | $236,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 2,796 | $235,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 22,000 | $234,000 | thousands by filing date | call |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 11,020 | $234,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 11,148 | $234,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 3,613 | $233,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 15,542 | $233,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 2,272 | $233,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 4,818 | $233,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 12,910 | $233,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 8,165 | $233,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 8,076 | $231,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 9,814 | $231,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 17,129 | $231,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 3,032 | $230,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 2,839 | $230,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 12,043 | $230,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 10,726 | $229,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 9,993 | $229,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 7,100 | $229,000 | thousands by filing date | put |
| VIACOM INC | 92553P201 | CL B | 2,626 | $228,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 23,015 | $228,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,800 | $227,000 | thousands by filing date | call |
| ROLLINS INC COM | 775711104 | Stock | 7,558 | $227,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 3,587 | $226,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 6,268 | $225,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 128,100 | $225,000 | thousands by filing date | call |
| PARKERVISION INC | 701354102 | COM | 152,100 | $225,000 | thousands by filing date | call |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 3,143 | $224,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 6,614 | $223,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 3,220 | $223,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 7,476 | $222,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 8,800 | $221,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 8,496 | $221,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 8,500 | $221,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 4,589 | $221,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 19,682 | $221,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 15,175 | $220,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 9,825 | $220,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS | 45857P400 | COMMON STOCK-FO | 5,300 | $220,000 | thousands by filing date | call |
| MARKET VECTORS TREASURY-HEDG | 57061R775 | HI YLD TREA BD | 8,252 | $220,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 15,000 | $219,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 1,200 | $218,000 | thousands by filing date | call |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 6,200 | $218,000 | thousands by filing date | put |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,312 | $218,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 4,400 | $218,000 | thousands by filing date | put |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 4,599 | $217,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 12,435 | $217,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 2,920 | $217,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 10,254 | $216,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 20,000 | $216,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 2,441 | $216,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,161 | $215,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 6,453 | $215,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 7,349 | $214,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 4,323 | $214,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 4,308 | $214,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 77,200 | $213,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 4,500 | $213,000 | thousands by filing date | call |
| UNUM GROUP COM | 91529Y106 | Stock | 6,108 | $212,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 4,586 | $212,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,484 | $210,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 3,129 | $210,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 6,095 | $210,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 8,316 | $210,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 6,308 | $210,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 8,612 | $209,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 4,936 | $209,000 | thousands by filing date | |
| TAYLOR CAPITAL GROUP INC | 876851106 | COM | 9,797 | $209,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,704 | $208,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 9,087 | $207,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 12,208 | $207,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 6,602 | $206,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 1,298 | $205,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 2,880 | $205,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 2,636 | $205,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 9,046 | $205,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 7,311 | $204,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 16,402 | $204,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 10,256 | $204,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 2,448 | $203,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 4,173 | $203,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 8,256 | $203,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 6,272 | $202,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 13,820 | $202,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 11,581 | $202,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 11,546 | $202,000 | thousands by filing date | |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 1,900 | $202,000 | thousands by filing date | call |
| LENNAR CORP CL A | 526057104 | Stock | 4,790 | $201,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 5,624 | $201,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 5,742 | $200,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 5,500 | $200,000 | thousands by filing date | put |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 1,817 | $200,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 10,552 | $200,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 1,453 | $200,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 8,448 | $199,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 25,188 | $197,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 5,886 | $197,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 12,858 | $197,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 1,332 | $194,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 107,500 | $194,000 | thousands by filing date | call |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 7,400 | $193,000 | thousands by filing date | call |
| LIFELOCK INC COM | 53224V100 | COM | 13,800 | $193,000 | thousands by filing date | call |
| L BRANDS INC | 501797104 | COM | 3,265 | $192,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 50,851 | $191,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 13,554 | $191,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 12,363 | $191,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 25,000 | $188,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,487 | $186,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 103,600 | $186,000 | thousands by filing date | put |
| CALLAWAY GOLF CO | 131193104 | COM | 22,213 | $185,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 10,000 | $185,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 10,656 | $184,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 11,858 | $184,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 14,198 | $184,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 47,405 | $183,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 1,660,934 | $183,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 3,800 | $182,000 | thousands by filing date | call |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 12,364 | $182,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 10,328 | $182,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 16,800 | $182,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 14,173 | $181,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 6,355 | $178,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,100 | $177,000 | thousands by filing date | call |
| TRIPADVISOR INC | 896945201 | COM | 1,631 | $177,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 6,630 | $177,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 11,137 | $175,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 10,966 | $175,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 19,052 | $175,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 14,903 | $174,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 164,000 | $174,000 | thousands by filing date | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,550 | $172,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 22,867 | $172,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 520,646 | $172,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 11,497 | $172,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 53,200 | $171,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 6,482 | $170,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 50,000 | $170,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,517 | $169,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 24,576 | $168,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 1,602 | $167,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 11,361 | $166,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 14,900 | $165,000 | thousands by filing date | put |
| COMPUWARE CORP | 205638109 | COM | 16,500 | $165,000 | thousands by filing date | put |
| DOVER CORP COM | 260003108 | Stock | 1,772 | $161,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 5,000 | $160,000 | thousands by filing date | call |
| AVX CORP NEW | 002444107 | COM | 12,076 | $160,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 107,991 | $160,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 90,500 | $159,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 5,369 | $159,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 20,051 | $158,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 1,978 | $157,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 10,222 | $156,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,403 | $154,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 2,677 | $154,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 32,500 | $153,000 | thousands by filing date | call |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 84,663 | $152,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 3,600 | $147,000 | thousands by filing date | put |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 100,000 | $147,000 | thousands by filing date | principal |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 145,000 | $147,000 | thousands by filing date | principal |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 3,300 | $143,000 | thousands by filing date | put |
| VALLEY NATL BANCORP | 919794107 | COM | 14,310 | $142,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 14,265 | $142,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 15,526 | $142,000 | thousands by filing date | |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 72,000 | $141,000 | thousands by filing date | principal |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 47,192 | $140,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 2,105 | $139,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 34,010 | $137,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 10,878 | $135,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 4,809 | $135,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 91,200 | $135,000 | thousands by filing date | put |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 4,670 | $134,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 11,931 | $132,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 2,177 | $132,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 17,345 | $132,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 1,677 | $129,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 25,447 | $129,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 32,848 | $129,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 22,637 | $127,000 | thousands by filing date | |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 4,700 | $125,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 100,000 | $123,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 100,000 | $123,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 11,177 | $122,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 8,777 | $122,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 31,227 | $122,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 1,670 | $121,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 20,000 | $120,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 16,500 | $120,000 | thousands by filing date | put |
| DDR CORP | 251591AX1 | NOTE | 100,000 | $120,000 | thousands by filing date | principal |
| WARREN RESOURCES INC | 93564A100 | COM | 19,038 | $118,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 12,717 | $117,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 2,384 | $116,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 14,102 | $116,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 13,119 | $111,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 25,200 | $111,000 | thousands by filing date | call |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 48,726 | $111,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 13,318 | $110,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 2,300 | $110,000 | thousands by filing date | call |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 20,000 | $110,000 | thousands by filing date | put |
| Berkshire Hathaway Inc | 084670702 | COM | 862 | $109,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 15,500 | $109,000 | thousands by filing date | call |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 11,342 | $108,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 10,722 | $108,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 1,300 | $107,000 | thousands by filing date | put |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 1,300 | $107,000 | thousands by filing date | call |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 2,500 | $106,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 100,000 | $106,000 | thousands by filing date | principal |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 77,000 | $105,000 | thousands by filing date | principal |
| BAKER HUGHES INC | 057224107 | COM | 1,350 | $101,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 13,477 | $100,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 11,790 | $100,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 816 | $100,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 2,195 | $99,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 13,412 | $99,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 16,200 | $99,000 | thousands by filing date | put |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 4,000 | $98,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 1,900 | $96,000 | thousands by filing date | call |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 22,176 | $95,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAE4 | CNV | 52,000 | $95,000 | thousands by filing date | principal |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 978 | $92,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 432 | $91,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 13,700 | $91,000 | thousands by filing date | put |
| KCAP FINANCIAL INC | 48668E101 | COM | 10,531 | $90,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 12,281 | $90,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 1,430 | $90,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,000 | $89,000 | thousands by filing date | call |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 21,024 | $89,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 16,000 | $88,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227AA2 | NOTE 7.000% 4/0 | 65,000 | $86,000 | thousands by filing date | principal |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 29,909 | $84,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 800 | $78,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 4,258 | $78,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,186 | $76,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 10,266 | $74,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 12,177 | $72,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 5,900 | $71,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 15,607 | $71,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 5,258 | $69,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 20,000 | $68,000 | thousands by filing date | put |
| ENERGY RECOVERY INC | 29270J100 | COM | 13,819 | $68,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 667 | $68,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 11,387 | $67,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 1,800 | $67,000 | thousands by filing date | call |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 10,788 | $67,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 40,480 | $66,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 600 | $64,000 | thousands by filing date | call |
| VIVUS INC | 928551100 | COM | 11,980 | $63,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 1,400 | $61,000 | thousands by filing date | call |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 15,000 | $60,000 | thousands by filing date | put |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 13,962 | $60,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 55,000 | $60,000 | thousands by filing date | principal |
| MICROS SYS INC | 594901100 | COM | 865 | $59,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 3,841 | $58,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 1,228 | $58,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 960 | $57,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 16,376 | $56,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 565 | $55,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 1,551 | $55,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 8,930 | $55,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 2,400 | $54,000 | thousands by filing date | call |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 1,400 | $50,000 | thousands by filing date | put |
| EQUINIX INC | 29444UAG1 | CNV | 26,000 | $49,000 | thousands by filing date | principal |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 879 | $48,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 675 | $48,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 12,619 | $47,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 1,310 | $47,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 2,300 | $45,000 | thousands by filing date | call |
| ZAZA ENERGY CORP | 98919T100 | COM | 51,106 | $45,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 2,200 | $44,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 43,524 | $43,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 11,357 | $43,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 16,000 | $43,000 | thousands by filing date | principal |
| TECH DATA CORP | 878237106 | COM | 674 | $42,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 341 | $42,000 | thousands by filing date | |
| PROMOTORA DE INFORMACIONES S | 74343G303 | ADR CL B CONV | 16,100 | $41,000 | thousands by filing date | |
| ILLUMINA INC | 452327AD1 | NOTE 0.250% 3/1 | 19,000 | $41,000 | thousands by filing date | principal |
| URBAN OUTFITTERS INC | 917047102 | COM | 1,162 | $40,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAC8 | CNV | 25,000 | $40,000 | thousands by filing date | principal |
| SPLUNK INC | 848637104 | COM | 705 | $39,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAA8 | NOTE | 27,000 | $39,000 | thousands by filing date | principal |
| MYRIAD GENETICS INC | 62855J104 | COM | 903 | $35,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 10,000 | $35,000 | thousands by filing date | call |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 1,728 | $35,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 2,208 | $34,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 58,829 | $33,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 34,700 | $33,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 672 | $32,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 18,746 | $32,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 887 | $31,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 7,084 | $31,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 583 | $31,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 412 | $30,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 600 | $30,000 | thousands by filing date | put |
| GOLAR LNG LTD | G9456A100 | SHS | 500 | $30,000 | thousands by filing date | call |
| SYNAPTICS INC COM | 87157D109 | Stock | 322 | $29,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 1,076 | $29,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 14,373 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 100 | $26,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 27,381 | $25,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 710 | $24,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,987 | $24,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 400 | $23,000 | thousands by filing date | call |
| AUTODESK INC COM | 052769106 | Stock | 400 | $23,000 | thousands by filing date | put |
| FINISAR CORP | 31787A507 | COM NEW | 1,176 | $23,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 19,100 | $23,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 3,070 | $23,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 821 | $22,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 400 | $21,000 | thousands by filing date | call |
| FASTENAL CO COM | 311900104 | Stock | 400 | $20,000 | thousands by filing date | put |
| BEST BUY INC COM | 086516101 | Stock | 661 | $20,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 300 | $19,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 550 | $18,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 1,473 | $18,000 | thousands by filing date | |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 30,556 | $18,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 1,104 | $17,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 18,800 | $17,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 800 | $16,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 350 | $15,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 1,300 | $14,000 | thousands by filing date | put |
| B/E AEROSPACE INC | 073302101 | COM | 150 | $14,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 500 | $13,000 | thousands by filing date | call |
| Anglogold Ashanti Plc | 035128206 | Common | 678 | $12,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 257 | $12,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 121 | $11,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 293 | $11,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 2,347 | $10,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 60 | $10,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 233 | $10,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 184 | $10,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 198 | $10,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 220 | $9,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 83 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-001746 | this filing | 2014-08-14 | acceptance time not in the bulk data set |