13F-HR filed by COWEN INC.
COWEN INC. filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 248 holding rows worth $890,682,000.
- Accession
- 0001085146-14-001700
- Filer
- CIK 1466538
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 267 entries on the cover page, a total value of $890,682,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $890,682,000 with VALUE read as thousands by filing date, 13F file number 028-14571. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRAMIUS ADVISORS LLC028-10674
- included managerRamius Alternative Solutions LLC028-14361
- included managerCOWEN & COMPANY, LLC028-04125
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FOREST LABS INC | 345838106 | COM | 735,130 | $72,778,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 1,653,570 | $56,337,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 336,165 | $49,517,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 181,400 | $35,504,000 | thousands by filing date | put |
| DIRECTV | 25490A309 | COM | 377,824 | $32,119,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 426,800 | $27,213,000 | thousands by filing date | call |
| COVIDIEN PLC | G2554F113 | SHS | 225,160 | $20,305,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 4,491,496 | $18,954,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 99,900 | $16,905,000 | thousands by filing date | put |
| SUSSER HOLDINGS CORP | 869233106 | COMMON STOCK | 208,006 | $16,790,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 178,500 | $16,509,000 | thousands by filing date | call |
| Verizon Communications Inc | 92343V104 | COM | 270,700 | $13,245,000 | thousands by filing date | call |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 493,503 | $13,201,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 188,700 | $11,757,000 | thousands by filing date | call |
| Comcast Corp | 20030N101 | COM | 204,800 | $10,994,000 | thousands by filing date | call |
| SAFEWAY INC | 786514208 | COM NEW | 314,034 | $10,783,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 80,000 | $10,714,000 | thousands by filing date | call |
| B/E AEROSPACE INC | 073302101 | COM | 108,603 | $10,045,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 96,600 | $8,934,000 | thousands by filing date | call |
| WILLIAMS COS INC COM | 969457100 | Stock | 134,626 | $7,837,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 262,800 | $7,800,000 | thousands by filing date | call |
| NOBLE CORP PLC | G65431101 | SHS USD | 203,000 | $6,813,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 103,600 | $6,742,000 | thousands by filing date | call |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 140,337 | $6,300,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 97,189 | $6,055,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 50,000 | $5,941,000 | thousands by filing date | put |
| Mallinckrodt Plc | G5785G107 | SHS | 68,800 | $5,505,000 | thousands by filing date | call |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 220,000 | $5,302,000 | thousands by filing date | put |
| UNS ENERGY CORP | 903119105 | COM | 86,673 | $5,236,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 614,300 | $5,106,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 90,000 | $5,080,000 | thousands by filing date | call |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 54,400 | $5,031,000 | thousands by filing date | put |
| OPENTABLE INC | 68372A104 | COM | 47,800 | $4,952,000 | thousands by filing date | call |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 88,731 | $4,817,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 99,411 | $4,515,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 200,000 | $4,511,000 | thousands by filing date | call |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 48,259 | $4,463,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 71,179 | $4,346,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 59,650 | $4,316,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 101,839 | $4,247,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 23,350 | $4,230,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 32,773 | $4,215,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 119,022 | $4,176,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 403,497 | $4,172,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 57,250 | $4,162,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 152,718 | $4,157,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 66,437 | $4,153,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 55,679 | $4,145,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 98,693 | $4,144,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 37,283 | $4,123,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 162,516 | $4,120,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 147,986 | $4,111,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 60,567 | $4,109,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 146,549 | $4,108,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 117,928 | $4,085,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 79,440 | $4,076,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 104,380 | $4,050,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 194,341 | $4,038,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 44,997 | $4,020,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 64,275 | $4,009,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 36,970 | $4,001,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 71,320 | $3,982,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 33,733 | $3,980,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 465,751 | $3,973,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 117,555 | $3,959,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 56,452 | $3,941,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 50,394 | $3,938,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 313,224 | $3,925,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 104,053 | $3,913,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 36,129 | $3,881,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 58,108 | $3,868,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 119,055 | $3,865,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 149,577 | $3,840,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 54,198 | $3,805,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 50,997 | $3,787,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 30,012 | $3,785,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 162,818 | $3,719,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 92,408 | $3,564,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 63,400 | $3,537,000 | thousands by filing date | call |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 25,703 | $3,442,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 64,841 | $3,437,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 17,500 | $3,425,000 | thousands by filing date | call |
| GNC HLDGS INC | 36191G107 | COM CL A | 100,000 | $3,410,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 103,500 | $3,405,000 | thousands by filing date | call |
| MYLAN INC | 628530107 | COM | 62,600 | $3,228,000 | thousands by filing date | call |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 85,857 | $3,227,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 285,550 | $3,175,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 127,900 | $2,890,000 | thousands by filing date | call |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 1,252,200 | $2,856,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 77,700 | $2,747,000 | thousands by filing date | put |
| T-Mobile US,Inc. | 872590104 | COM | 79,940 | $2,688,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 57,497 | $2,636,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 43,850 | $2,585,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 30,326 | $2,549,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 30,330 | $2,515,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 56,000 | $2,473,000 | thousands by filing date | call |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 93,324 | $2,456,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 36,992 | $2,371,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 32,100 | $2,333,000 | thousands by filing date | call |
| NORDION INC | 65563c105 | COM | 185,399 | $2,329,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 45,828 | $2,294,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 23,887 | $2,220,000 | thousands by filing date | |
| PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT | 71672U101 | COM | 153,530 | $2,205,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 31,619 | $2,189,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 96,000 | $2,189,000 | thousands by filing date | call |
| Mallinckrodt Plc | G5785G107 | SHS | 26,400 | $2,113,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 61,600 | $2,024,000 | thousands by filing date | call |
| SUNEDISON INC | 86732Y109 | COM | 89,000 | $2,011,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 51,700 | $1,936,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 100,387 | $1,884,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 160,038 | $1,880,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 25,247 | $1,872,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 110,274 | $1,870,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 74,243 | $1,858,000 | thousands by filing date | |
| CBS OUTDOOR AMERICAS INC | 14987J106 | COMMON STOCK | 54,025 | $1,766,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 200,000 | $1,706,000 | thousands by filing date | call |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 21,375 | $1,673,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 45,171 | $1,558,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 12,500 | $1,542,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 218,154 | $1,510,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 31,228 | $1,471,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 20,000 | $1,420,000 | thousands by filing date | call |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 11,500 | $1,419,000 | thousands by filing date | put |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 50,185 | $1,407,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 27,950 | $1,399,000 | thousands by filing date | |
| 38259p508 | COM | 2,350 | $1,374,000 | thousands by filing date | ||
| HORIZON PHARMA INC | 44047T109 | COM | 85,800 | $1,358,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 22,500 | $1,335,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 5,565 | $1,311,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 53,800 | $1,276,000 | thousands by filing date | call |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 20,570 | $1,235,000 | thousands by filing date | |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 50,815 | $1,225,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 14,250 | $1,184,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 45,000 | $1,145,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 42,450 | $1,143,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 45,500 | $1,079,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 33,500 | $1,072,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 24,550 | $1,024,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 13,500 | $1,020,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 60,000 | $1,017,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 30,000 | $1,010,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 24,860 | $1,003,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 1,700 | $978,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,900 | $959,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 50,000 | $939,000 | thousands by filing date | call |
| SWS GROUP INC | 78503N107 | COM | 124,970 | $910,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 36,084 | $871,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 57,800 | $870,000 | thousands by filing date | put |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 14,815 | $868,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 39,124 | $863,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 17,656 | $861,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 12,650 | $857,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 48,657 | $857,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 73,400 | $849,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 4,500 | $816,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 10,130 | $802,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 60,000 | $788,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 11,700 | $787,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 17,950 | $785,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 16,200 | $715,000 | thousands by filing date | call |
| IRON MTN INC NEW REIT | 462846106 | COM | 20,000 | $709,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 45,708 | $670,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 8,000 | $659,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 37,000 | $651,000 | thousands by filing date | call |
| CLECO CORP NEW | 12561W105 | COM | 11,042 | $651,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 51,960 | $624,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 4,050 | $595,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 5,000 | $592,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 207,254 | $584,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 12,547 | $577,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 8,125 | $567,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,720 | $559,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 7,500 | $536,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 17,913 | $526,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 17,500 | $519,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 45,001 | $509,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 9,000 | $504,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 8,600 | $495,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 14,000 | $451,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 10,200 | $450,000 | thousands by filing date | |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 4,750 | $449,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 29,934 | $445,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 17,772 | $436,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 238,600 | $430,000 | thousands by filing date | put |
| CITRIX SYSTEMS INC | 177376100 | COM | 6,750 | $422,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 13,000 | $417,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 5,000 | $413,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 7,500 | $393,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 6,000 | $389,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 9,500 | $363,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 5,000 | $359,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 36,156 | $355,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,100 | $347,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 20,000 | $341,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 11,335 | $338,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 10,000 | $322,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 17,100 | $316,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 17,660 | $313,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 85,000 | $309,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,063 | $305,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 1,200 | $303,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 6,000 | $302,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,000 | $299,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,971 | $299,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 43,277 | $282,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,500 | $279,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,500 | $268,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 2,250 | $263,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 5,000 | $250,000 | thousands by filing date | call |
| ACUITY INC COM | 00508Y102 | Stock | 1,800 | $249,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 6,450 | $249,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 18,400 | $248,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 23,100 | $248,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 15,000 | $243,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,000 | $236,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 4,000 | $235,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 5,000 | $215,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 6,000 | $212,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 4,000 | $208,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 6,800 | $203,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P401 | Cmn | 75,000 | $197,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 12,500 | $191,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 82,500 | $180,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 25,000 | $179,000 | thousands by filing date | call |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 15,800 | $156,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 50,000 | $154,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 20,500 | $147,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 15,000 | $144,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 10,000 | $143,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 25,000 | $125,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 11,000 | $117,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 13,300 | $115,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 2,500 | $110,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 11,200 | $110,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 2,000 | $100,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 50,000 | $80,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 10,800 | $67,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 20,200 | $57,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 97,466 | $54,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 13,400 | $54,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F104 | COM | 13,503 | $52,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 30,000 | $44,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 15,000 | $40,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 25,500 | $38,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 1,000 | $35,000 | thousands by filing date | call |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 10,000 | $29,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 38,000 | $17,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 25,000 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-001700 | this filing | 2014-08-14 | acceptance time not in the bulk data set |