13F-HR filed by Private Advisor Group, LLC
Private Advisor Group, LLC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-08, with 946 holding rows worth $1,162,571,000.
- Accession
- 0001085146-14-001567
- Filer
- CIK 1567755
- Filed
- 2014-08-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 946 entries on the cover page, a total value of $1,162,571,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,162,571,000 with VALUE read as thousands by filing date, 13F file number 028-15851. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JOHNSON CONTROLS INT F | 478366107 | COM | 9,683 | $483,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 9,496 | $480,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 12,026 | $480,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 14,235 | $476,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 3,830 | $475,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 4,068 | $474,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 4,440 | $472,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 5,272 | $471,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 37,366 | $471,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 36,081 | $471,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 8,088 | $469,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 18,924 | $469,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 6,874 | $469,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 17,205 | $467,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 9,541 | $466,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 52,827 | $464,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 10,171 | $464,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 14,387 | $463,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 6,098 | $462,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 5,330 | $461,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 5,981 | $460,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,954 | $460,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 10,838 | $458,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 4,091 | $457,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 17,295 | $457,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 6,846 | $457,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 9,295 | $456,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 19,260 | $455,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 30,590 | $455,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 8,561 | $449,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 14,282 | $447,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 3,310 | $446,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 6,908 | $445,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 4,299 | $445,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 4,711 | $443,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 32,759 | $442,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 17,365 | $442,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 11,511 | $441,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 22,965 | $438,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 4,085 | $437,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 6,034 | $430,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 6,944 | $429,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 22,804 | $428,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 9,946 | $427,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 9,242 | $427,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 5,915 | $427,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 6,003 | $425,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 13,182 | $423,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 9,653 | $422,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 47,362 | $422,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,319 | $416,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 5,582 | $416,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 50,500 | $415,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 10,770 | $412,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 3,622 | $412,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 32,194 | $411,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 12,730 | $411,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 11,694 | $411,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 994 | $409,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,470 | $409,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 38,681 | $407,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 5,327 | $406,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 17,708 | $405,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 6,187 | $399,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 8,252 | $394,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 7,537 | $392,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 6,679 | $391,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 10,886 | $389,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 27,800 | $389,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 7,238 | $389,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 5,260 | $386,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 16,331 | $385,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 3,177 | $384,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 26,370 | $383,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 8,920 | $382,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 4,315 | $382,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 11,641 | $381,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 15,666 | $381,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 5,227 | $380,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $380,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 3,772 | $380,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 4,566 | $379,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 14,122 | $379,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 8,013 | $379,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 11,924 | $379,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 20,373 | $378,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 12,639 | $377,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 4,025 | $375,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 21,542 | $374,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 10,025 | $373,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 5,014 | $373,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 7,766 | $371,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 34,094 | $370,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 4,297 | $370,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 26,965 | $370,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 3,814 | $369,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 11,433 | $369,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 4,877 | $369,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 5,067 | $368,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 16,111 | $363,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 42,080 | $362,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 29,242 | $361,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 31,540 | $361,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 7,861 | $358,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 7,392 | $356,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 8,655 | $355,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 4,269 | $354,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 7,293 | $354,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 4,851 | $351,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 3,134 | $349,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 34,976 | $348,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 529 | $347,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 28,138 | $347,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 1,553 | $346,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 6,469 | $342,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 11,947 | $339,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 4,104 | $339,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 3,499 | $338,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 12,779 | $338,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 12,503 | $337,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 5,267 | $336,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 3,137 | $335,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 11,419 | $335,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 23,495 | $333,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 6,873 | $330,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 15,902 | $330,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 2,482 | $329,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 10,814 | $329,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 7,570 | $328,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 6,558 | $328,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 6,486 | $327,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 145,194 | $324,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 5,538 | $321,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2,321 | $321,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 5,055 | $321,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 7,400 | $319,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 4,557 | $318,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 30,466 | $316,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 6,623 | $315,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 6,530 | $312,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 12,792 | $311,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 3,402 | $305,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 3,880 | $304,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 3,499 | $304,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 13,453 | $304,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 14,171 | $303,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 3,208 | $303,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 9,200 | $303,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 3,009 | $302,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 5,830 | $301,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 4,936 | $301,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 41,887 | $300,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 8,178 | $300,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 4,518 | $299,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 2,179 | $299,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 14,829 | $299,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 5,567 | $298,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 4,768 | $297,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 3,520 | $297,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 96,450 | $297,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 9,211 | $297,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 12,447 | $296,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 5,241 | $296,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 18,515 | $293,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 3,496 | $293,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 17,275 | $293,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 8,807 | $290,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 4,413 | $289,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 4,851 | $289,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 7,326 | $289,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 14,125 | $289,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 8,000 | $289,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 8,114 | $288,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 7,554 | $288,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 4,574 | $287,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 9,846 | $287,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 3,679 | $285,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 8,676 | $285,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 3,085 | $285,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 2,121 | $282,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 3,905 | $281,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 2,971 | $280,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 4,561 | $280,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 1,896 | $279,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 29,079 | $279,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 7,806 | $276,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 5,496 | $275,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,651 | $274,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 12,059 | $274,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 3,308 | $273,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 5,334 | $273,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,442 | $272,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 8,181 | $270,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 14,627 | $270,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 17,701 | $269,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 267,000 | $268,000 | thousands by filing date | principal |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 7,128 | $267,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 6,259 | $267,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 4,912 | $267,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 4,273 | $266,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 19,077 | $264,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 3,333 | $263,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 5,078 | $262,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 12,583 | $262,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 2,180 | $260,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 18,893 | $260,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 10,053 | $257,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 2,325 | $256,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 29,335 | $256,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 73,717 | $255,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 5,646 | $255,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 9,483 | $255,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 13,751 | $254,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 5,900 | $253,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 4,498 | $253,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 7,834 | $252,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 6,917 | $251,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 2,952 | $250,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 22,600 | $250,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 17,048 | $250,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 7,199 | $249,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 3,411 | $248,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 16,876 | $247,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 14,418 | $245,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 6,991 | $243,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 1,691 | $243,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 5,424 | $241,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 1,527 | $241,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 3,780 | $241,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 21,850 | $239,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 10,000 | $239,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 5,812 | $238,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 11,975 | $237,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 20,743 | $237,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 2,792 | $236,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 20,858 | $235,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 4,816 | $234,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 14,606 | $234,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 11,533 | $233,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 2,334 | $233,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 526 | $232,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 6,612 | $232,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 5,262 | $230,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,623 | $230,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 2,431 | $229,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 15,235 | $229,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 5,192 | $228,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 20,597 | $228,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 8,421 | $226,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 4,242 | $225,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 3,285 | $225,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 31,336 | $225,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 13,030 | $224,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 20,640 | $224,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 1,063 | $223,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 11,969 | $223,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 6,860 | $222,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 5,670 | $220,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 2,395 | $220,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 9,185 | $220,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 2,950 | $219,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 2,821 | $219,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 8,482 | $219,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 17,096 | $219,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 4,009 | $218,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 2,194 | $218,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 4,526 | $218,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 2,069 | $217,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 16,382 | $217,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 4,975 | $217,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 12,312 | $217,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 3,217 | $216,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 2,568 | $215,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 3,551 | $214,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 4,338 | $214,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 3,779 | $214,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 10,362 | $214,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,777 | $213,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 3,375 | $213,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 5,529 | $213,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 2,301 | $212,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 7,121 | $211,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 1,940 | $210,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,608 | $210,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 41,942 | $210,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 21,395 | $210,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 9,773 | $209,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 4,131 | $209,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 6,819 | $208,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,949 | $208,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 21,177 | $207,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 898 | $206,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 3,403 | $206,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 10,633 | $205,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 2,305 | $205,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 14,495 | $204,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 3,481 | $204,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 45,150 | $204,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 8,400 | $202,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 7,120 | $201,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 16,711 | $201,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 5,409 | $200,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 36,058 | $197,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 18,822 | $196,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 13,155 | $194,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 15,623 | $194,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 41,099 | $192,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 59,290 | $191,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 13,606 | $187,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 26,294 | $185,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 28,933 | $182,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 16,922 | $180,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 21,858 | $180,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 15,934 | $178,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 12,530 | $177,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 18,219 | $176,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 15,260 | $176,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 10,281 | $175,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 11,929 | $175,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 26,000 | $173,000 | thousands by filing date | |
| NUVEEN NJ INVT QUALITY MUN F | 670971100 | COM | 12,550 | $172,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 24,100 | $170,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 13,119 | $168,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 11,225 | $167,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 15,897 | $167,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 24,145 | $166,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 11,555 | $166,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 19,400 | $165,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 11,180 | $165,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 11,845 | $165,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 17,683 | $160,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 11,950 | $158,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 10,771 | $154,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 16,846 | $154,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 11,200 | $154,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 11,254 | $153,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 17,371 | $153,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 50,532 | $146,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 23,564 | $142,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 11,159 | $141,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 11,825 | $140,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 14,675 | $140,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 10,828 | $135,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 10,179 | $126,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 11,753 | $124,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 21,706 | $124,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 13,848 | $124,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 10,050 | $118,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 12,375 | $117,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 23,317 | $116,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 13,854 | $116,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 17,862 | $114,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 11,958 | $109,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 10,700 | $108,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 35,706 | $104,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 10,060 | $103,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 13,573 | $99,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 19,556 | $98,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC VALUE | 21924B203 | COM NEW | 16,007 | $97,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 10,324 | $89,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 12,958 | $86,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 12,590 | $84,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 21,436 | $79,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 18,200 | $75,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 16,627 | $70,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 20,500 | $70,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 18,783 | $70,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 14,700 | $64,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 12,592 | $53,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 34,720 | $51,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 14,711 | $47,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 11,500 | $43,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 4,900 | $42,000 | thousands by filing date | call |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 13,550 | $41,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 25,250 | $40,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 17,467 | $39,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 16,050 | $37,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 12,657 | $36,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 16,000 | $33,000 | thousands by filing date | principal |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 17,150 | $30,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 25,000 | $29,000 | thousands by filing date | principal |
| BIODEL INC | 09064M204 | COM | 13,000 | $28,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 25,000 | $26,000 | thousands by filing date | principal |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 13,000 | $25,000 | thousands by filing date | principal |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 15,000 | $22,000 | thousands by filing date | principal |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 11,000 | $22,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 13,000 | $20,000 | thousands by filing date | principal |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 16,000 | $20,000 | thousands by filing date | principal |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 14,000 | $20,000 | thousands by filing date | principal |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 16,000 | $20,000 | thousands by filing date | principal |
| LIBERTY INTERACTIVE LLC | 530610AC8 | DEB 0.750 3/3 | 15,000 | $20,000 | thousands by filing date | principal |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 21,575 | $19,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 15,000 | $19,000 | thousands by filing date | principal |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 19,000 | $19,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 16,000 | $19,000 | thousands by filing date | principal |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 14,000 | $18,000 | thousands by filing date | principal |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 17,000 | $18,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 15,000 | $17,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 15,000 | $16,000 | thousands by filing date | principal |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 13,000 | $16,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 8,000 | $15,000 | thousands by filing date | put |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 12,000 | $15,000 | thousands by filing date | principal |
| Bank of America Corp | 060505104 | COM | 19,500 | $14,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 18,500 | $14,000 | thousands by filing date | call |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,700 | $13,000 | thousands by filing date | call |
| MANNKIND CORP | 56400P201 | COM | 5,000 | $13,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 300 | $11,000 | thousands by filing date | call |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 10,000 | $11,000 | thousands by filing date | principal |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 10,000 | $11,000 | thousands by filing date | principal |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 10,000 | $10,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 10,000 | $10,000 | thousands by filing date | principal |
| INUVO INC | 46122W204 | COM NEW | 10,000 | $9,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 3,100 | $8,000 | thousands by filing date | call |
| V F CORP COM | 918204108 | Stock | 2,000 | $7,000 | thousands by filing date | call |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 500 | $7,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,000 | $6,000 | thousands by filing date | put |
| LEAR CORP COM NEW | 521865204 | Stock | 1,000 | $6,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 500 | $5,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 12,500 | $5,000 | thousands by filing date | call |
| Mallinckrodt Plc | G5785G107 | SHS | 700 | $5,000 | thousands by filing date | call |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,500 | $4,000 | thousands by filing date | call |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,500 | $4,000 | thousands by filing date | put |
| SUNTRUST BANKS INC | 867914103 | COM | 3,300 | $4,000 | thousands by filing date | call |
| DENDREON CORP | 24823Q107 | COM | 5,000 | $4,000 | thousands by filing date | put |
| ST JUDE MED INC | 790849103 | COM | 1,400 | $2,000 | thousands by filing date | call |
| ACTAVIS PLC | G0083B108 | SHS | 200 | $2,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 3,000 | $2,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 600 | $1,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 600 | $1,000 | thousands by filing date | call |
| Costco Wholesale Corporation | 22160K105 | COM | 600 | $1,000 | thousands by filing date | call |
| TARGET CORP COM | 87612E106 | Stock | 300 | $1,000 | thousands by filing date | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 3,000 | $1,000 | thousands by filing date | call |
| Altria Group Inc | 02209S103 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Apple Inc | 037833100 | COM | 30,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Cisco Systems,Inc. | 17275R102 | COM | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ConocoPhillips | 20825C104 | COM | 2,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CSX Corporation | 126408103 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Southern Company | 842587107 | COM | 2,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SYSCOCORP | 871829107 | COM | 1,600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MARATHON OIL CORP | 565849106 | COM | 2,900 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ROYAL GOLD INC | 780287108 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WHOLE FOODS MKT INC | 966837106 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WHOLE FOODS MKT INC | 966837106 | COM | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CREE INC | 225447101 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-001567 | this filing | 2014-08-08 | acceptance time not in the bulk data set |