13F-HR filed by Financial Architects, Inc
Financial Architects, Inc filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-06, with 937 holding rows worth $207,191,000.
- Accession
- 0001085146-14-001513
- Filer
- CIK 1416692
- Filed
- 2014-08-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A combination report, 938 entries on the cover page, a total value of $207,191,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $207,191,000 with VALUE read as thousands by filing date, 13F file number 028-12762. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerDT Investments
- reports for this filerFederated Strategic Value
- reports for this filerGood Harbor Tactical Core
- reports for this filerGracor Global
- reports for this filerHillman Capital Diversified Equity
- reports for this filerJP Morgan Mid Cap Value
- reports for this filerKayne-Anderson SMID
- reports for this filerNavellier Large Cap Growth
- reports for this filerNeuberger Berman All Cap Core
- reports for this filerSanta Barbara Dividend Grwoth
- reports for this filerUS Trust NY Value Equity
- reports for this filerWindhaven Investments
- reports for this filerACR LCG
- reports for this filerDelaware Capital Large Cap Value
- reports for this filerF-Squared All Weather Premium
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 2,000 | $21,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 467 | $20,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 200 | $20,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 2,163 | $20,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 458 | $20,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 350 | $20,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 283 | $20,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,087 | $20,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 1,250 | $20,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 1,590 | $20,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 209 | $19,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 2,600 | $19,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 150 | $19,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 1,000 | $19,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 255 | $19,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 923 | $19,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 1,000 | $19,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 256 | $18,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 440 | $18,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 200 | $18,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 300 | $18,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 500 | $18,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,000 | $18,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 2,000 | $18,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 259 | $18,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 1,000 | $18,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 200 | $18,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 2,000 | $18,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 8,166 | $18,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 300 | $17,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 148 | $17,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 100 | $17,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 800 | $17,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 139 | $17,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 450 | $17,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 100 | $17,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 400 | $17,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 500 | $17,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 300 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 300 | $17,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 350 | $17,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 500 | $16,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 329 | $16,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 732 | $16,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,243 | $16,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 270 | $16,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 553 | $16,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 1,000 | $16,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 1,130 | $16,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 310 | $16,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 500 | $16,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 600 | $15,000 | thousands by filing date | call |
| iShares TIPS Bond ETF | 464287176 | SHS | 129 | $15,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 200 | $15,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 254 | $15,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 800 | $15,000 | thousands by filing date | call |
| VALLEY NATL BANCORP | 919794107 | COM | 1,506 | $15,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 447 | $15,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 265 | $15,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 1,000 | $15,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 225 | $15,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 330 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 300 | $15,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 750 | $14,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 112 | $14,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 242 | $14,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 120 | $14,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 688 | $14,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,125 | $14,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 377 | $14,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 300 | $14,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 12,000 | $14,000 | thousands by filing date | call |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 250 | $14,000 | thousands by filing date | |
| NUVEEN NJ PREM INCOME MUN FD | 67101N106 | COM | 1,000 | $14,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 550 | $14,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,000 | $13,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 200 | $13,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 172 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 110 | $13,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 1,000 | $13,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 100 | $13,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 509 | $13,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 426 | $13,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 400 | $13,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 374 | $13,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 285 | $13,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 50 | $13,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 1,000 | $13,000 | thousands by filing date | call |
| iShares MSCI Mexico ETF | 464286822 | SHS | 178 | $12,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 235 | $12,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 600 | $12,000 | thousands by filing date | call |
| SCHD | 808524797 | COM | 306 | $12,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 100 | $12,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 877 | $12,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 250 | $12,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 344 | $12,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 680 | $12,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 836 | $12,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 510 | $12,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 185 | $12,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 241 | $12,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 80 | $12,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 117 | $12,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 1,000 | $12,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 200 | $12,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 945 | $12,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 56 | $12,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 268 | $12,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 4,250 | $12,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 330 | $12,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 326 | $11,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 291 | $11,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 198 | $11,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 205 | $11,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 192 | $11,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 150 | $11,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 225 | $11,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 300 | $11,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 188 | $11,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 200 | $11,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 1,300 | $11,000 | thousands by filing date | call |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 1,500 | $11,000 | thousands by filing date | call |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 530 | $11,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 300 | $11,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 300 | $11,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 650 | $11,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 151 | $11,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 500 | $11,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 1,200 | $11,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 188 | $10,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 150 | $10,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 115 | $10,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 284 | $10,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 208 | $10,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 171 | $10,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 111 | $10,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 200 | $10,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 209 | $10,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 790 | $10,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 300 | $10,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 100 | $10,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 250 | $10,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 200 | $10,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 226 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 165 | $10,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 3,000 | $10,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 325 | $10,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 116 | $10,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 500 | $10,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 3,000 | $10,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 199 | $10,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 22 | $9,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 400 | $9,000 | thousands by filing date | call |
| VWO | 922042858 | SHS | 200 | $9,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 5,000 | $9,000 | thousands by filing date | call |
| OTTER TAIL CORP | 689648103 | COM | 300 | $9,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 450 | $9,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 85 | $9,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 149 | $9,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 100 | $9,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 500 | $9,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 300 | $9,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 2,500 | $9,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 57 | $9,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 629 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 200 | $9,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 323 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 200 | $9,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 1,000 | $9,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 100 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 323 | $9,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 22 | $9,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 172 | $9,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 100 | $9,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 2,500 | $9,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 545 | $9,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 250 | $9,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,000 | $8,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 100 | $8,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 158 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 69 | $8,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 200 | $8,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 84 | $8,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 674 | $8,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 250 | $8,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 200 | $8,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 103 | $8,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 5,000 | $8,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 400 | $8,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 43 | $8,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,000 | $8,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 1,000 | $8,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 538 | $8,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 152 | $8,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 100 | $8,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 164 | $8,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 106 | $8,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 221 | $8,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 425 | $8,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 475 | $8,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 421 | $8,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 800 | $8,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 192 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 282 | $8,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 92 | $8,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 54 | $8,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 50 | $8,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 300 | $8,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 117 | $8,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 137 | $8,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 800 | $8,000 | thousands by filing date | call |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 44 | $7,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 925 | $7,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 68 | $7,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 200 | $7,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 231 | $7,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 84 | $7,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 200 | $7,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 150 | $7,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 106 | $7,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 100 | $7,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 56 | $7,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 52 | $7,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 250 | $7,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 800 | $7,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 1,000 | $7,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 200 | $7,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 80 | $7,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 272 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 150 | $7,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 200 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 165 | $7,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 1,000 | $7,000 | thousands by filing date | call |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 250 | $7,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 246 | $7,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 200 | $7,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 160 | $7,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 2,000 | $7,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 320 | $7,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 200 | $7,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 51 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 71 | $6,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 78 | $6,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 50 | $6,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 277 | $6,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 10 | $6,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 400 | $6,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 59 | $6,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 100 | $6,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 124 | $6,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 30 | $6,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 48 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 55 | $6,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,400 | $6,000 | thousands by filing date | call |
| SCHEIN HENRY INC | 806407102 | COM | 50 | $6,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 200 | $6,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 150 | $6,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 115 | $6,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 100 | $6,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 175 | $6,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 70 | $6,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 604 | $6,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 100 | $6,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 266 | $6,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 100 | $6,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 105 | $6,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 189 | $6,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 100 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 100 | $6,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 200 | $6,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 230 | $6,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 270 | $6,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 97 | $6,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 69 | $6,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 7,000 | $6,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 150 | $6,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 400 | $6,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 2,000 | $6,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 200 | $6,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 400 | $6,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 2,200 | $5,000 | thousands by filing date | call |
| Boston Scientific Corporation | 101137107 | COM | 400 | $5,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 500 | $5,000 | thousands by filing date | call |
| VANGUARD STAR FDS | 921909768 | COM | 100 | $5,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 100 | $5,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 200 | $5,000 | thousands by filing date | call |
| TYSON FOODS INC CL A | 902494103 | Stock | 129 | $5,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 800 | $5,000 | thousands by filing date | call |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 40 | $5,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 94 | $5,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 387 | $5,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 91 | $5,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 185 | $5,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 205 | $5,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 1,000 | $5,000 | thousands by filing date | call |
| PDL BIOPHARMA INC | 69329Y104 | COM | 500 | $5,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 100 | $5,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 200 | $5,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 1,468 | $5,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 1,290 | $5,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 1,500 | $5,000 | thousands by filing date | call |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 300 | $5,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 800 | $5,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 50 | $4,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,000 | $4,000 | thousands by filing date | call |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 98 | $4,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 66 | $4,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 65 | $4,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 50 | $4,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 46 | $4,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 100 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 1,000 | $4,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 85 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 138 | $4,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 600 | $4,000 | thousands by filing date | call |
| MBIA INC | 55262C100 | COMMON STOCK | 400 | $4,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 200 | $4,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 500 | $4,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 659 | $4,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 323 | $4,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 1,000 | $4,000 | thousands by filing date | call |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 500 | $4,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 500 | $4,000 | thousands by filing date | put |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 500 | $4,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 300 | $4,000 | thousands by filing date | call |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 2,000 | $4,000 | thousands by filing date | call |
| VAPOR CORP NEV COM NEW | 922099205 | US SMALL AND MID-CAP EQUITIES | 800 | $4,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 40 | $3,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 50 | $3,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 100 | $3,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 300 | $3,000 | thousands by filing date | call |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 50 | $3,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 10 | $3,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 490 | $3,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 900 | $3,000 | thousands by filing date | call |
| COACH INC | 189754104 | COM | 100 | $3,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 98 | $3,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 700 | $3,000 | thousands by filing date | call |
| United States Brent Oil Fund L | 91167Q100 | COM | 500 | $3,000 | thousands by filing date | call |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 500 | $3,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | call |
| ALCOA INC | 013817101 | COM | 200 | $3,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 362 | $3,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 175 | $3,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 200 | $3,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 350 | $3,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 1,000 | $3,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 200 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 71 | $3,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 100 | $3,000 | thousands by filing date | |
| UNITEK GLOBAL SVCS INC | 91324T302 | COM | 7,200 | $3,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 3,000 | $2,000 | thousands by filing date | call |
| Intel Corp | 458140100 | COM | 1,000 | $2,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 1,000 | $2,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 300 | $2,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 2,500 | $2,000 | thousands by filing date | call |
| PULTE GROUP INC COM | 745867101 | Stock | 100 | $2,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 57 | $2,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 100 | $2,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 200 | $2,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 1,500 | $2,000 | thousands by filing date | call |
| ARES CAPITAL CORP | 04010L103 | COM | 130 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 62 | $2,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 100 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 140 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 200 | $2,000 | thousands by filing date | call |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 60 | $2,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 209 | $2,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 500 | $2,000 | thousands by filing date | call |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 34 | $2,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 500 | $2,000 | thousands by filing date | call |
| AGRIUM INC | 008916108 | COM | 500 | $2,000 | thousands by filing date | call |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 50 | $2,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 100 | $2,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 940 | $2,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 1,250 | $2,000 | thousands by filing date | |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 1,000 | $2,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 100 | $2,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 19 | $1,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 29 | $1,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 17 | $1,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 350 | $1,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 300 | $1,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,000 | $1,000 | thousands by filing date | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 31 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,000 | $1,000 | thousands by filing date | call |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 20 | $1,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 1,200 | $1,000 | thousands by filing date | call |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 38 | $1,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 400 | $1,000 | thousands by filing date | put |
| HCP INC | 40414L109 | COM | 31 | $1,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 200 | $1,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 53 | $1,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 150 | $1,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 2,000 | $1,000 | thousands by filing date | call |
| AOL INC | 00184X105 | COM | 1,500 | $1,000 | thousands by filing date | call |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 60 | $1,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 100 | $1,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 150 | $1,000 | thousands by filing date | |
| PROMOTORA DE INFORMACIONES-A | 74343G204 | CMN | 300 | $1,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 30 | $1,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 150 | $1,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 40 | $1,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Berkshire Hathaway Inc | 084670702 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Eli Lilly and Company | 532457108 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Gilead Sciences,Inc. | 375558103 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Home Depot, Inc | 437076102 | COM | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Intel Corp | 458140100 | COM | 2,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PALO ALTO NETWORKS INC | 697435105 | COM | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Salesforce.com, Inc | 79466L302 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AUTOZONE INC COM | 053332102 | Stock | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOSTON BEER INC CL A | 100557107 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PRICELINE GRP INC | 741503403 | COM NEW | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CBS CORP NEW | 124857202 | CL B | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MBIA INC | 55262C100 | COMMON STOCK | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GLOBALSTAR INC | 378973408 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCOA INC | 013817101 | COM | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ICG GROUP INC | 44928D108 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINKEDIN CORP | 53578A108 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ROSETTA STONE INC | 777780107 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COSI INC | 22122P200 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONDE RES CORP COM NPV | 835426206 | Stock | 900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELCATH SYS INC | 24661P401 | Cmn | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459Y330 | Cmn | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-001513 | this filing | 2014-08-06 | acceptance time not in the bulk data set |