13F-HR filed by WESTPORT RESOURCES MANAGEMENT INC
WESTPORT RESOURCES MANAGEMENT INC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-07-31, with 1,036 holding rows worth $367,878,000.
- Accession
- 0001085146-14-001458
- Filer
- CIK 878313
- Filed
- 2014-07-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 1,036 entries on the cover page, a total value of $367,878,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $367,878,000 with VALUE read as thousands by filing date, 13F file number 028-02946. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LAZARD LTD-CLASS A | G54050102 | SHS A | 1,266 | $65,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 1,050 | $65,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 2,470 | $65,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 3,450 | $65,000 | thousands by filing date | |
| Annaly Cap Mgmt Inc PFD STK C | 035710706 | PRD | 2,650 | $65,000 | thousands by filing date | |
| NEWCASTLE INVT CORP - PFD B | 65105M207 | EQPFD | 2,480 | $65,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 1,216 | $64,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 1,454 | $64,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,080 | $63,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 810 | $63,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 6,935 | $63,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 1,265 | $63,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 1,000 | $63,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 260 | $61,000 | thousands by filing date | |
| MORGAN STANLEY 6.6% C11 | 61750K208 | PRF | 2,392 | $61,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 1,500 | $60,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 2,010 | $60,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 10,600 | $60,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 3,900 | $60,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 2,000 | $59,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP | 530322106 | COMMON STOCK | 434 | $59,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 450 | $59,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,544 | $58,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 510 | $58,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 2,425 | $58,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 3,965 | $57,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 1,950 | $57,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 200 | $56,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 835 | $56,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 1,750 | $56,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 540 | $56,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS LTD | G96655108 | COMMON STOCK | 1,300 | $56,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 590 | $55,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,425 | $53,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 1,443 | $53,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 640 | $53,000 | thousands by filing date | |
| ACQUA AMERICA INC | 03838W103 | EQUS | 2,039 | $53,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 835 | $52,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 6,175 | $52,000 | thousands by filing date | |
| LASALLE HOTEL 7.50% H | 517942702 | PREFERR | 2,000 | $52,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 600 | $51,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 775 | $51,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 1,000 | $51,000 | thousands by filing date | |
| ING GROUP N V PERP HYB CAP | 456837608 | PRD | 2,000 | $51,000 | thousands by filing date | |
| MERRILL LYNCH 6.45% | 590199204 | PRF | 2,000 | $51,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 3,400 | $50,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 2,000 | $49,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 8,361 | $49,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 5,600 | $49,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 1,881 | $49,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 8,120 | $49,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 4,309 | $49,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 6,000 | $49,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 420 | $48,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 1,650 | $48,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 400 | $48,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 405 | $48,000 | thousands by filing date | |
| FIRST HORIZON NAT'L CORP | 320517204 | EQPFD | 2,000 | $48,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 370 | $47,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 1,500 | $47,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 450 | $47,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 1,000 | $47,000 | thousands by filing date | |
| PRICELINE.COM INC | 741503106 | COM | 39 | $47,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 550 | $46,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 2,000 | $46,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 2,900 | $46,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 2,022 | $45,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 400 | $44,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 975 | $44,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 396 | $43,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 1,009 | $43,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 647 | $43,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 3,000 | $43,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 500 | $43,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 3,992 | $43,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 2,500 | $43,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 1,100 | $43,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 559 | $42,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 582 | $42,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 826 | $42,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 1,500 | $42,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 600 | $42,000 | thousands by filing date | |
| CANADIAN PACIFIC LTD | 135923100 | EQUS | 230 | $42,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 548 | $41,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 1,097 | $41,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 3,300 | $41,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 900 | $41,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 1,000 | $41,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 1,850 | $41,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 3,404 | $40,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 566 | $40,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 2,500 | $40,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 908 | $40,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 10,860 | $40,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 375 | $39,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 499 | $39,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 1,000 | $39,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 2,700 | $39,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 4,019 | $39,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 656 | $39,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 700 | $39,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 450 | $39,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 1,560 | $38,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 385 | $38,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 487 | $38,000 | thousands by filing date | |
| Liberty Global Series C | 530555309 | COM | 908 | $38,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 721 | $37,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 1,750 | $37,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 2,900 | $37,000 | thousands by filing date | |
| MC CORMICK | 569790108 | EQUS | 515 | $37,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 202 | $36,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 300 | $36,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 1,000 | $36,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 350 | $36,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 2,089 | $36,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 700 | $36,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 500 | $35,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 1,000 | $35,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 317 | $35,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 550 | $35,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 675 | $35,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 1,000 | $35,000 | thousands by filing date | |
| PWSHRS GLBL LISTED PRIVATE EQT | 744613100 | EQUS | 2,800 | $35,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 350 | $34,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 375 | $34,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 1,000 | $34,000 | thousands by filing date | |
| Wells Fargo Pfd | 949746747 | PFD | 1,500 | $34,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 600 | $33,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 190 | $33,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 175 | $33,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 300 | $33,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 500 | $33,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 200 | $33,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 1,400 | $33,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 1,200 | $33,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 900 | $33,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 2,000 | $33,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 500 | $32,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 155 | $32,000 | thousands by filing date | |
| COMCAST CORP CL-A NON-VOT | 200300200 | EQUS | 600 | $32,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 652 | $31,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 1,000 | $31,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 3,500 | $31,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 3,500 | $31,000 | thousands by filing date | |
| INFINITY BROADCASTING | 45662S102 | EQUS | 1,250 | $31,000 | thousands by filing date | |
| AMERITRADE HLDG CORP | 03072H109 | EQUS | 1,000 | $31,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 252 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 347 | $30,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 400 | $30,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 750 | $30,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 2,000 | $30,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 500 | $29,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 334 | $29,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 309 | $29,000 | thousands by filing date | |
| TESCO PLC SPONSORED ADR | 881575302 | ADUS | 2,000 | $29,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 480 | $29,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 2,700 | $29,000 | thousands by filing date | |
| Gulf Keystone Pete Ord | G4209G108 | COM | 15,450 | $29,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 500 | $28,000 | thousands by filing date | call |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 404 | $28,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 850 | $28,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 1,000 | $28,000 | thousands by filing date | call |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 1,100 | $28,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 500 | $27,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 267 | $27,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 741 | $27,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 3,000 | $27,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 400 | $27,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 2,000 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 300 | $26,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 1,000 | $26,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 1,000 | $26,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 800 | $26,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 2,500 | $26,000 | thousands by filing date | |
| Fannie Mae | 313586752 | PREF STK | 2,465 | $26,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 1,000 | $26,000 | thousands by filing date | |
| STEADFAST INCOME REIT | 793993304 | EQUS | 2,500 | $26,000 | thousands by filing date | |
| MARLIN MIDSTREAM PARTNERS LP | 57118V100 | COM UTLTD PTN IN | 1,300 | $26,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 630 | $25,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 400 | $25,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 1,561 | $25,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 346 | $25,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 300 | $25,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 500 | $25,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 450 | $25,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 1,832 | $25,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 1,000 | $25,000 | thousands by filing date | |
| NAVISITE INC | 63935M208 | EQUS | 1,400 | $25,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 500 | $24,000 | thousands by filing date | call |
| ZIONS BANCORPORATION | 989701107 | COM | 800 | $24,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 900 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 250 | $24,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 500 | $24,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 1,000 | $24,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 7,500 | $24,000 | thousands by filing date | |
| AON CORP | 037389103 | COMMON STOCK | 264 | $24,000 | thousands by filing date | |
| AON Cap 8.205% 1/27 Non-Call B | 22532r101 | PFD | 800 | $24,000 | thousands by filing date | |
| WALMART DE MEXICO | 171785405 | EQFOR | 890 | $24,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 194 | $23,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 1,000 | $23,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 277 | $23,000 | thousands by filing date | |
| DEUTSCHE TELEKOM AG SPONSORED | 251566105 | COM | 1,300 | $23,000 | thousands by filing date | |
| PHILLIPS-VAN HEUSEN CORP | 718592108 | COMMON STOCK | 193 | $23,000 | thousands by filing date | |
| ANHEUSER BUSCH COS INC | 035229103 | COMMON STOCK | 200 | $23,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 277 | $23,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 350 | $22,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 711 | $22,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 2,000 | $22,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 200 | $22,000 | thousands by filing date | |
| SL GREEN REALTY CORP PFD I 6.5 | 78440X507 | PFD | 900 | $22,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 1,100 | $22,000 | thousands by filing date | |
| Pargesa Holding AG - B | h60477207 | COM | 250 | $22,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 277 | $21,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 300 | $21,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 1,000 | $21,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 880 | $21,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 1,500 | $21,000 | thousands by filing date | |
| DIGITAL RLTY TR - PFD G | 253868889 | EQPFD | 950 | $21,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 268 | $20,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 550 | $20,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 254 | $20,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 168 | $20,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 978 | $20,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 200 | $20,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 79 | $20,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 418 | $20,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 200 | $20,000 | thousands by filing date | |
| UBS PFD TR IV | 90263W201 | EQPFD | 1,000 | $20,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 162 | $19,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 200 | $19,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 1,000 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 619 | $19,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 400 | $19,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 1,500 | $19,000 | thousands by filing date | |
| NFJ | 65337H109 | EXCHANGE TRADED | 1,000 | $19,000 | thousands by filing date | |
| AMERICAN INCOME FD INC | 02672T109 | COM | 2,500 | $19,000 | thousands by filing date | |
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| RUSSEL METALS INC | 781903604 | EQUS | 600 | $19,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 1,000 | $19,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 500 | $18,000 | thousands by filing date | call |
| ISHARES TR | 464288687 | COM | 450 | $18,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 236 | $18,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 1,000 | $18,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 300 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 200 | $18,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 1,625 | $18,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 400 | $18,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 500 | $18,000 | thousands by filing date | |
| Pentair Inc | 709631105 | COM | 250 | $18,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,000 | $18,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 524 | $18,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 350 | $18,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 242 | $18,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 400 | $18,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 1,500 | $18,000 | thousands by filing date | |
| NRG ENERGY INC | 629377102 | EQUS | 493 | $18,000 | thousands by filing date | |
| VIRGINIA ELECTRIC & POWER CO | 927804500 | EQPFD | 200 | $18,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 758 | $18,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 100 | $17,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 500 | $17,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 250 | $17,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 434 | $17,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 400 | $17,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 190 | $17,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 300 | $17,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 2,200 | $17,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 1,000 | $17,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 200 | $17,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 800 | $17,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 486 | $17,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 500 | $17,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 2,500 | $17,000 | thousands by filing date | |
| AGILENT TECH INC. | 046298998 | EQUS | 293 | $17,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 401 | $16,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 414 | $16,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 268 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 100 | $16,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,300 | $16,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 235 | $16,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 250 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 200 | $16,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 600 | $16,000 | thousands by filing date | |
| CBS OUTDOOR AMERICAS INC | 14987J106 | COMMON STOCK | 500 | $16,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 215 | $16,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 1,500 | $16,000 | thousands by filing date | |
| Merrill Lynch Cap TR IV 7.12% PFD | 59021G204 | Pfd Stk | 600 | $16,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 3,000 | $16,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 457 | $15,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 123 | $15,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 300 | $15,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 1,000 | $15,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 200 | $15,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 100 | $15,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 606 | $15,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 1,000 | $15,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 1,262 | $15,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 300 | $15,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 219 | $15,000 | thousands by filing date | |
| NEWELL CO | 651229105 | EQUS | 475 | $15,000 | thousands by filing date | |
| MICHAEL ANTHONY JEWEL INC | 594060204 | EQUS | 6 | $15,000 | thousands by filing date | |
| VTI | 922908769 | COM | 140 | $14,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 200 | $14,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 257 | $14,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 100 | $14,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 300 | $14,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 340 | $14,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 300 | $14,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 450 | $14,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 180 | $14,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 2,500 | $14,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 325 | $14,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 1,500 | $14,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 356 | $14,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 500 | $14,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 387 | $14,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 300 | $14,000 | thousands by filing date | |
| DOLLAR GENERAL | 256669102 | COMMON STOCK | 243 | $14,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 100 | $14,000 | thousands by filing date | |
| VORNADO RLTY TR $1.425 PFD | 929042851 | PREFERRED | 600 | $14,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 1,300 | $14,000 | thousands by filing date | |
| KIMCO RLTY CORP DEP1/1000PFD K | 49446R745 | PFD | 600 | $14,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 130 | $13,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 163 | $13,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 1,979 | $13,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 550 | $13,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 242 | $13,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 200 | $13,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 376 | $13,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 272 | $13,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 1,000 | $13,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 400 | $13,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 30 | $13,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 500 | $13,000 | thousands by filing date | |
| DIAL CORP | 25247D101 | EQUS | 800 | $13,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 50 | $12,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 20 | $12,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 300 | $12,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 77 | $12,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 270 | $12,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 250 | $12,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 227 | $12,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 100 | $12,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,450 | $12,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 1,150 | $12,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 208 | $12,000 | thousands by filing date | |
| PANASONIC HLDGS CORP F | 69832A205 | ADR | 1,000 | $12,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 131 | $11,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 17 | $11,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 139 | $11,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 218 | $11,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 150 | $11,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 80 | $11,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 228 | $11,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 500 | $11,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 500 | $11,000 | thousands by filing date | |
| LANCE INC | 514606102 | COMMON STOCK | 400 | $11,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 1,000 | $11,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 400 | $11,000 | thousands by filing date | |
| TE Connectivity Ltd | H8912P106 | SHS | 175 | $11,000 | thousands by filing date | |
| SABA SOFTWARE | 784932600 | COM | 1,000 | $11,000 | thousands by filing date | |
| EDF-UNSPON ADR | 285039103 | COM | 1,700 | $11,000 | thousands by filing date | |
| BALL CORP | 584981064 | EQUS | 180 | $11,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 100 | $10,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 254 | $10,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 362 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 200 | $10,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 90 | $10,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 1,000 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 88 | $10,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 700 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 250 | $10,000 | thousands by filing date | |
| C B Richard Ellis Group | 12497T101 | Equity | 300 | $10,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 2,000 | $10,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 214 | $10,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL&INC | 36242L204 | COMMON | 200 | $10,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 500 | $10,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 250 | $9,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 79 | $9,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,000 | $9,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 80 | $9,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 91 | $9,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 225 | $9,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 350 | $9,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 300 | $9,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 650 | $9,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 150 | $9,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 150 | $9,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 205 | $9,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 500 | $9,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 488 | $9,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 500 | $9,000 | thousands by filing date | |
| Singapore Telecommunications L | 82929R304 | USD | 300 | $9,000 | thousands by filing date | |
| 694308503 | 694308503 | Pacific Gas & Electric Co | 400 | $9,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 54 | $9,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 1,000 | $9,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 350 | $9,000 | thousands by filing date | |
| SPRINT NEXTEL CORP | 852061100 | COM SER 1 | 1,087 | $9,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 177 | $9,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 95 | $9,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 800 | $9,000 | thousands by filing date | |
| CITY NATL CORP SER C | 17800x202 | PREFERRED | 400 | $9,000 | thousands by filing date | |
| HUTCHISON TELECOMMUNI-ADR | 44841V102 | COM | 1,500 | $9,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 183 | $8,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 176 | $8,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,000 | $8,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 130 | $8,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 254 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 205 | $8,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 250 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 100 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 100 | $8,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 185 | $8,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 400 | $8,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 71 | $8,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 300 | $8,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 90 | $8,000 | thousands by filing date | |
| CAPITALAND LTD-SPON ADR | 140547100 | COM | 1,481 | $8,000 | thousands by filing date | |
| CEMEX SA | 151290884 | EQFOR | 574 | $8,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 80 | $7,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 100 | $7,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 207 | $7,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 300 | $7,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 148 | $7,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 81 | $7,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 98 | $7,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 100 | $7,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 175 | $7,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 90 | $7,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 86 | $7,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 115 | $7,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 910 | $7,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 600 | $7,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 500 | $7,000 | thousands by filing date | |
| L OREAL CO ADR | 502117203 | ADUS | 200 | $7,000 | thousands by filing date | |
| ACE LIMITED | G0070K103 | COMMON STOCK | 64 | $7,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 600 | $7,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 150 | $7,000 | thousands by filing date | |
| T. Rowe Price Associates | 741477103 | common | 82 | $7,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 255 | $7,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 200 | $7,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 45 | $6,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 178 | $6,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 106 | $6,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 300 | $6,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 400 | $6,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 98 | $6,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 300 | $6,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 57 | $6,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 122 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 100 | $6,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 500 | $6,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 96 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 156 | $6,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 150 | $6,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 423 | $6,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN PFD M 4.75 | 313586836 | Preferred | 350 | $6,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 400 | $6,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 200 | $6,000 | thousands by filing date | |
| PATTERSON COMPANIES | 703412106 | COM | 145 | $6,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 200 | $6,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 45 | $5,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 1,268 | $5,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 310 | $5,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 40 | $5,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 101 | $5,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 109 | $5,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 100 | $5,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 152 | $5,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 121 | $5,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 1,000 | $5,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 90 | $5,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 95 | $5,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 172 | $5,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 143 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 265 | $5,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 500 | $5,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 1,000 | $5,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 500 | $5,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 500 | $5,000 | thousands by filing date | |
| CIELO SA | 171778202 | Common Stock | 240 | $5,000 | thousands by filing date | |
| Digital Realty Trust 6.625% Pfd Series F | 253868806 | com | 200 | $5,000 | thousands by filing date | |
| CytRx Corporation R/R 8/1/16 @ | 232828301 | warrants | 1,100 | $5,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 75 | $4,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 49 | $4,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 55 | $4,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 100 | $4,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 77 | $4,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 494 | $4,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 300 | $4,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 3,394 | $4,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 72 | $4,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 57 | $4,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 36 | $4,000 | thousands by filing date | |
| LUKOIL-SPON ADR | 677862104 | ADR | 75 | $4,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP | 635906209 | CVPFSTKF | 300 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347X575 | SHT MSCI NEW | 218 | $4,000 | thousands by filing date | |
| GEN-PROBE INC | 36866T103 | COM | 100 | $4,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 30 | $3,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 78 | $3,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 47 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-001458 | this filing | 2014-07-31 | acceptance time not in the bulk data set |